Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 13, 2020 KXIN S 160,000 $3.15 $504,000 9,253,200 Direct -1.70% Disposed -100.0% (price as of 2026-10-05)
July 6, 2020 KXIN P 4,213,629 $1.00 $4,213,629 9,413,200 Direct +81.04% Acquired -100.0% (price as of 2026-10-05)
April 30, 2019 KXIN P 263,863 $11.50 $3,034,424 263,863 Direct · Acquired -100.0% (price as of 2026-10-05)
April 30, 2019 KXIN P 5,119,571 $1.32 $6,757,834 5,119,571 Direct · Acquired -100.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 30, 2019 KXIN Warrants Ordinary Shares (263,863) $11.50 April 30, 2024 263,863 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 9, 2020 KXIN Ordinary Shares 9,413,200 Direct
Oct. 26, 2017 KXIN Ordinary Shares 4,900,000 Direct
Oct. 26, 2017 KXIN Rights to Acquire Ordinary Shares→ Ordinary Shares · Direct
Oct. 26, 2017 KXIN Warrants→ Ordinary Shares (237,500) 237,500 Direct