Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 59 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

59 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 11, 2016 AWK S 4,669 $68.75 $320,994 12,367 Direct -27.41% Disposed 89.5% (price as of 2026-10-02)
March 8, 2016 AWK S 4,670 $68.00 $317,560 12,367 Direct -27.41% Disposed 91.5% (price as of 2026-10-02)
Nov. 18, 2015 AWK S 3,222 $57.00 $183,654 8,936 Direct -26.50% Disposed 128.5% (price as of 2026-10-02)
Nov. 18, 2015 AWK S 3,000 $56.50 $169,500 12,158 Direct -19.79% Disposed 130.5% (price as of 2026-10-02)
March 10, 2015 AWK S 4,373 $52.40 $229,145 8,936 Direct -32.86% Disposed 148.6% (price as of 2026-10-02)
March 10, 2015 AWK S 8,153 $52.40 $427,217 13,309 Direct -37.99% Disposed 148.6% (price as of 2026-10-02)
March 4, 2014 AWK S 5,788 $44.47 $257,392 9,481 Direct -37.91% Disposed 192.9% (price as of 2026-10-02)
Aug. 15, 2012 AWK S 200 $38.31 $7,662 2,997 Direct -6.26% Disposed 240.0% (price as of 2026-10-02)
Aug. 15, 2012 AWK S 691 $38.30 $26,465 3,197 Direct -17.77% Disposed 240.1% (price as of 2026-10-02)
Aug. 15, 2012 AWK S 383 $38.30 $14,669 3,888 Direct -8.97% Disposed 240.1% (price as of 2026-10-02)
Aug. 15, 2012 AWK S 5,303 $38.29 $203,052 4,271 Direct -55.39% Disposed 240.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 11, 2016 AWK Employee Stock Option (right to buy) Common Stock (4,669) $27.08 Dec. 31, 2017 4,669 Disposed
March 8, 2016 AWK Employee Stock Option (right to buy) Common Stock (4,670) $27.08 Dec. 31, 2017 4,670 Disposed
Feb. 16, 2016 AWK Employee Stock Option (right to buy) Common Stock (9,863) $65.15 Dec. 31, 2022 9,863 Acquired
Feb. 16, 2016 AWK Performance Stock Unit Common Stock (1,268) · Dec. 31, 2018 1,268 Acquired
Jan. 22, 2016 AWK Performance Stock Units Common Stock (2,509) · Dec. 31, 2015 2,509 Disposed
Jan. 22, 2016 AWK Performance Stock Units Common Stock (1,076) · Dec. 31, 2015 1,076 Acquired
Nov. 18, 2015 AWK Employee Stock Option (right to buy) Common Stock (6,222) $21.51 Dec. 31, 2016 6,222 Disposed
March 10, 2015 AWK Employee Stock Option (right to buy) Common Stock (8,153) $20.70 Dec. 31, 2015 8,153 Disposed
Feb. 17, 2015 AWK Employee Stock Option (right to buy) Common Stock (9,179) $52.75 Dec. 31, 2021 9,179 Acquired
Feb. 17, 2015 AWK Performance Stock Unit Common Stock (1,401) · Dec. 31, 2017 1,401 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (966) · Dec. 31, 2014 966 Acquired
Jan. 16, 2015 AWK Performance Stock Units Common Stock (2,253) · Dec. 31, 2014 2,253 Disposed
March 4, 2014 AWK Employee Stock Option (right to buy) Common Stock (5,788) $21.50 Dec. 31, 2014 5,788 Disposed
Feb. 20, 2014 AWK Employee Stock Option (right to buy) Common Stock (10,075) $44.06 Dec. 31, 2020 10,075 Acquired
Feb. 20, 2014 AWK Performance Stock Unit Common Stock (1,730) · Dec. 31, 2016 1,730 Acquired
Jan. 22, 2014 AWK Performance Stock Units Common Stock (2,808) · Dec. 31, 2013 2,808 Disposed
Jan. 22, 2014 AWK Performance Stock Units Common Stock (1,203) · Dec. 31, 2013 1,203 Acquired
Feb. 21, 2013 AWK Employee Stock Option (right to buy) Common Stock (6,483) $39.45 Dec. 31, 2019 6,483 Acquired
Feb. 21, 2013 AWK Performance Stock Unit Common Stock (1,433) · Dec. 31, 2015 1,433 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (803) · Dec. 31, 2012 803 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (803) · Dec. 31, 2012 803 Acquired
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (2,033) · Dec. 31, 2012 2,033 Disposed
Jan. 23, 2013 AWK Performance Stock Unit Common Stock (871) · Dec. 31, 2012 871 Acquired
Aug. 15, 2012 AWK Employee Stock Option (right to buy) Common Stock (5,303) $21.50 Dec. 31, 2013 5,303 Disposed
Feb. 23, 2012 AWK Employee Stock Option (right to buy) Common Stock (11,784) $34.12 Dec. 31, 2018 11,784 Acquired
Feb. 23, 2012 AWK Performance Stock Unit Common Stock (1,287) · Dec. 31, 2014 1,287 Acquired
Feb. 23, 2012 AWK Performance Stock Unit Common Stock (18) · Dec. 31, 2011 18 Disposed
Feb. 23, 2012 AWK Performance Stock Unit Common Stock (1,443) · Dec. 31, 2011 1,443 Disposed
Feb. 24, 2011 AWK Employee Stock Option (right to buy) Common Stock (14,008) $27.08 Dec. 31, 2017 14,008 Acquired
Feb. 24, 2011 AWK Performance Stock Unit Common Stock (1,605) · Dec. 31, 2013 1,605 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 29, 2010 AWK Common Stock · Direct
Sept. 29, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (5,303) 5,303 Direct
Sept. 29, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (5,788) 5,788 Direct
Sept. 29, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (8,153) 8,153 Direct
Sept. 29, 2010 AWK Employee Stock Option (right to buy)→ Common Stock (6,222) 6,222 Direct
Sept. 29, 2010 AWK Performance Stock Unit→ Common Stock (1,461) 1,461 Direct
Sept. 29, 2010 AWK Performance Stock Unit→ Common Stock (1,162) 1,162 Direct