Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 1, 2019 NEO A 66,897 $19.60 $1,311,181 66,897 Direct · Acquired -5.8% (price as of 2026-10-02)
March 1, 2019 NEO A 10,944 · · 10,944 Direct · Acquired (price as of 2026-10-02)
March 27, 2018 NEO A 192,500 $8.22 $1,582,350 192,500 Direct · Acquired 124.7% (price as of 2026-10-02)
June 12, 2017 1122304 M 1,272 · · 0 Direct -100.00% Disposed
June 12, 2017 1122304 M 796 · · 796 Direct -50.00% Disposed
June 12, 2017 1122304 F 992 $147.85 $146,667 2,454 Direct -28.79% Disposed
June 12, 2017 1122304 M 2,068 · · 3,446 Direct +150.07% Acquired
May 26, 2017 1122304 I 141 $145.57 $20,525 141 Indirect · Acquired
Feb. 17, 2017 1122304 A 17,336 · · 17,336 Direct · Acquired
June 10, 2016 1122304 M 1,272 · · 1,272 Direct -50.00% Disposed
June 10, 2016 1122304 M 797 · · 1,592 Direct -33.36% Disposed
June 10, 2016 1122304 F 691 $120.52 $83,279 1,378 Direct -33.40% Disposed
June 10, 2016 1122304 M 2,069 · · 2,069 Direct · Acquired
Feb. 19, 2016 1122304 A 16,208 · · 16,208 Direct · Acquired
May 13, 2015 AES F 1,909 $13.36 $25,504 28,293 Direct -6.32% Disposed 11.6% (price as of 2026-10-02)
Feb. 21, 2015 AES F 864 $11.89 $10,273 30,202 Direct -2.78% Disposed 25.4% (price as of 2026-10-02)
Feb. 20, 2015 AES A 2,764 $11.89 $32,864 2,764 Direct · Acquired 25.4% (price as of 2026-10-02)
Feb. 20, 2015 AES A 66,406 · · 66,406 Direct · Acquired (price as of 2026-10-02)
Feb. 20, 2015 AES A 8,936 · · 31,066 Direct +40.38% Acquired (price as of 2026-10-02)
May 13, 2014 AES F 1,908 $14.09 $26,884 22,130 Direct -7.94% Disposed 5.8% (price as of 2026-10-02)
Feb. 21, 2014 AES A 37,094 · · 37,094 Direct · Acquired (price as of 2026-10-02)
Feb. 21, 2014 AES A 6,744 · · 24,038 Direct +39.00% Acquired (price as of 2026-10-02)
May 13, 2013 AES A 65,789 · · 65,789 Direct · Acquired (price as of 2026-10-02)
May 13, 2013 AES A 17,294 · · 17,294 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 1, 2019 NEO Stock Option (Right to Buy) Common Stock (66,897) $19.60 March 1, 2024 66,897 Acquired
March 27, 2018 NEO Stock Option (Right to Buy) Common Stock (192,500) $8.22 March 27, 2023 192,500 Acquired
June 12, 2017 1122304 Restricted Stock Units Common Stock (1,272) · · 1,272 Disposed
June 12, 2017 1122304 Restricted Stock Units Common Stock (796) · · 796 Disposed
Feb. 17, 2017 1122304 Stock Appreciation Rights Common Stock (17,336) $125.27 Feb. 17, 2027 17,336 Acquired
June 10, 2016 1122304 Restricted Stock Units Common Stock (1,272) · · 1,272 Disposed
June 10, 2016 1122304 Restricted Stock Units Common Stock (797) · · 797 Disposed
Feb. 19, 2016 1122304 Stock Appreciation Rights Common Stock (16,208) $103.45 · 16,208 Acquired
Feb. 20, 2015 AES Units Common Stock (2,764) · · 2,764 Acquired
Feb. 20, 2015 AES Stock Option (Right to Buy) Common Stock (66,406) $11.89 Feb. 20, 2025 66,406 Acquired
Feb. 21, 2014 AES Stock Option (Right to Buy) Common Stock (37,094) $14.63 Feb. 21, 2024 37,094 Acquired
May 13, 2013 AES Stock Option (Right to Buy) Common Stock (65,789) $13.01 May 13, 2023 65,789 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

NEO

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2020 · · · · · · · ·
2019 $257,723 · · · $182,823 · · $1,041,645
2018 $298,462 $120,000 · · $190,000 · · $1,093,562

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.