Shaughnessy James P O
Insider
First SEC filing: Nov. 25, 2003 · Latest: Nov. 25, 2003
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 26, 2004 | ROK | M | 10,000 | $13.40 | $134,000 | 20,904 Direct | +91.71% | Acquired | 3079.9% (price as of ) |
| Aug. 26, 2004 | ROK | S | 10,000 | · | · | 10,904 Direct | -47.84% | Disposed | |
| Aug. 26, 2004 | ROK | M | 10,000 | · | · | 17,500 Direct | -36.36% | Disposed | |
| July 30, 2004 | ROK | M | 2,000 | $15.53 | $31,060 | 8,300 Direct | +31.75% | Acquired | 2643.8% (price as of ) |
| July 30, 2004 | ROK | M | 2,604 | $10.59 | $27,576 | 10,904 Direct | +31.37% | Acquired | 3923.7% (price as of ) |
| July 30, 2004 | ROK | M | 17,700 | $11.60 | $205,320 | 28,604 Direct | +162.33% | Acquired | 3573.4% (price as of ) |
| July 30, 2004 | ROK | S | 17,700 | $37.50 | $663,750 | 10,904 Direct | -61.88% | Disposed | 1036.3% (price as of ) |
| July 30, 2004 | ROK | M | 2,000 | · | · | 8,000 Direct | -20.00% | Disposed | |
| July 30, 2004 | ROK | M | 2,604 | · | · | 9,611 Direct | -21.32% | Disposed | |
| July 30, 2004 | ROK | M | 17,700 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 24, 2003 | ROK | S | 900 | $31.91 | $28,719 | 6,400 Direct | -12.33% | Disposed | 1235.3% (price as of ) |
| Nov. 24, 2003 | ROK | S | 100 | $31.95 | $3,195 | 6,300 Direct | -1.56% | Disposed | 1233.7% (price as of ) |
| Nov. 13, 2003 | ROK | M | 3,300 | $11.60 | $38,280 | 7,300 Direct | +82.50% | Acquired | 3573.4% (price as of ) |
| Nov. 13, 2003 | ROK | M | 3,300 | · | · | 17,700 Direct | -15.71% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 26, 2004 | ROK | Employee stock option (right to buy) | Common Stock | $13.40 | Oct. 1, 2011 | 10,000 | Disposed |
| July 30, 2004 | ROK | Employee stock option (right to buy) | Common Stock | $15.53 | Dec. 3, 2007 | 2,000 | Disposed |
| July 30, 2004 | ROK | Employee stock option (right to buy) | Common Stock | $10.59 | Oct. 5, 2008 | 2,604 | Disposed |
| July 30, 2004 | ROK | Employee stock option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 17,700 | Disposed |
| Nov. 13, 2003 | ROK | Employee stock option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 3,300 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 35 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Aug. 27, 2004 | ROK | Common Stock | 1,752 | · | · | Indirect |
| Aug. 27, 2004 | ROK | Employee stock option (right to buy) | 13,690 | $17.39 | Dec. 9, 2006 | Direct |
| Aug. 27, 2004 | ROK | Employee stock option (right to buy) | 11,409 | $16.28 | July 2, 2007 | Direct |
| Aug. 27, 2004 | ROK | Employee stock option (right to buy) | 8,000 | $15.53 | Dec. 3, 2007 | Direct |
| Aug. 27, 2004 | ROK | Employee stock option (right to buy) | 9,611 | $10.59 | Oct. 5, 2008 | Direct |
| Aug. 27, 2004 | ROK | Employee stock option (right to buy) | 18,750 | $20.35 | Oct. 4, 2009 | Direct |
| Aug. 27, 2004 | ROK | Employee stock option (right to buy) | 27,500 | $15.50 | Oct. 7, 2012 | Direct |
| Aug. 27, 2004 | ROK | Employee stock option (right to buy) | 27,500 | $27.75 | Oct. 6, 2013 | Direct |
| Aug. 27, 2004 | ROK | Common Stock Share Equivalents | 1,133 | · | · | Indirect |
| Aug. 2, 2004 | ROK | Common Stock | 1,752 | · | · | Indirect |
| Aug. 2, 2004 | ROK | Employee stock option (right to buy) | 13,690 | $17.39 | Dec. 9, 2006 | Direct |
| Aug. 2, 2004 | ROK | Employee stock option (right to buy) | 11,409 | $16.28 | July 2, 2007 | Direct |
| Aug. 2, 2004 | ROK | Employee stock option (right to buy) | 18,750 | $20.35 | Oct. 4, 2009 | Direct |
| Aug. 2, 2004 | ROK | Employee stock option (right to buy) | 27,500 | $13.40 | Oct. 1, 2011 | Direct |
| Aug. 2, 2004 | ROK | Employee stock option (right to buy) | 27,500 | $15.50 | Oct. 7, 2012 | Direct |
| Aug. 2, 2004 | ROK | Employee stock option (right to buy) | 27,500 | $27.75 | Oct. 6, 2013 | Direct |
| Aug. 2, 2004 | ROK | Common Stock Share Equivalents | 1,133 | · | · | Indirect |
| Nov. 25, 2003 | ROK | Common Stock | 1,565 | · | · | Indirect |
| Nov. 25, 2003 | ROK | Employee stock option (right to buy) | 13,690 | $17.39 | Dec. 9, 2006 | Direct |
| Nov. 25, 2003 | ROK | Employee stock option (right to buy) | 11,409 | $16.28 | July 2, 2007 | Direct |
| Nov. 25, 2003 | ROK | Employee st ock option (right to buy) | 10,000 | $15.53 | Dec. 3, 2007 | Direct |
| Nov. 25, 2003 | ROK | Employee stock option (right to buy) | 12,215 | $10.59 | Oct. 5, 2008 | Direct |
| Nov. 25, 2003 | ROK | Employee stock option (right to buy) | 18,750 | $20.35 | Oct. 4, 2009 | Direct |
| Nov. 25, 2003 | ROK | Employee stock option (right to buy) | 17,700 | $11.60 | Oct. 2, 2010 | Direct |
| Nov. 13, 2003 | ROK | Common Stock | 1,565 | · | · | Indirect |
| Nov. 13, 2003 | ROK | Employee stock option (right to buy) | 13,690 | $17.39 | Dec. 9, 2006 | Direct |
| Nov. 13, 2003 | ROK | Employee stock option (right to buy) | 11,409 | $16.28 | July 2, 2007 | Direct |
| Nov. 13, 2003 | ROK | Employee stock option (right to buy) | 10,000 | $15.53 | Dec. 3, 2007 | Direct |
| Nov. 13, 2003 | ROK | Employee stock option (right to buy) | 12,215 | · | Oct. 5, 2008 | Direct |
| Nov. 13, 2003 | ROK | Employee stock option (right to buy) | 18,750 | $20.35 | Oct. 4, 2009 | Direct |
| Oct. 7, 2003 | ROK | Common Stock | 4,000 | · | · | Direct |
| Oct. 7, 2003 | ROK | Common Stock | 1,569 | · | · | Indirect |
| Oct. 7, 2003 | ROK | Employee stock option (right to buy) | 13,690 | $17.39 | Dec. 9, 2006 | Direct |
| Oct. 7, 2003 | ROK | Employee stock option (right to buy) | 11,409 | $16.28 | July 2, 2007 | Direct |
| Oct. 7, 2003 | ROK | Employee stock option (right to buy) | 10,000 | $15.53 | Dec. 3, 2007 | Direct |