Shaughnessy James P O

Insider

First SEC filing: Nov. 25, 2003 · Latest: Nov. 25, 2003

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 26, 2004	ROK	M	10,000	$13.40	$134,000	20,904 Direct	+91.71%	Acquired	3158.1% (price as of 2026-08-21)
Aug. 26, 2004	ROK	S	10,000	—	—	10,904 Direct	-47.84%	Disposed	(price as of 2026-08-21)
Aug. 26, 2004	ROK	M	10,000	—	—	17,500 Direct	-36.36%	Disposed	(price as of 2026-08-21)
July 30, 2004	ROK	M	2,000	$15.53	$31,060	8,300 Direct	+31.75%	Acquired	2711.2% (price as of 2026-08-21)
July 30, 2004	ROK	M	2,604	$10.59	$27,576	10,904 Direct	+31.37%	Acquired	4022.6% (price as of 2026-08-21)
July 30, 2004	ROK	M	17,700	$11.60	$205,320	28,604 Direct	+162.33%	Acquired	3663.6% (price as of 2026-08-21)
July 30, 2004	ROK	S	17,700	$37.50	$663,750	10,904 Direct	-61.88%	Disposed	1064.2% (price as of 2026-08-21)
July 30, 2004	ROK	M	2,000	—	—	8,000 Direct	-20.00%	Disposed	(price as of 2026-08-21)
July 30, 2004	ROK	M	2,604	—	—	9,611 Direct	-21.32%	Disposed	(price as of 2026-08-21)
July 30, 2004	ROK	M	17,700	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 24, 2003	ROK	S	900	$31.91	$28,719	6,400 Direct	-12.33%	Disposed	1268.2% (price as of 2026-08-21)
Nov. 24, 2003	ROK	S	100	$31.95	$3,195	6,300 Direct	-1.56%	Disposed	1266.4% (price as of 2026-08-21)
Nov. 13, 2003	ROK	M	3,300	$11.60	$38,280	7,300 Direct	+82.50%	Acquired	3663.6% (price as of 2026-08-21)
Nov. 13, 2003	ROK	M	3,300	—	—	17,700 Direct	-15.71%	Disposed	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 26, 2004	ROK	Employee stock option (right to buy)	Common Stock (10,000)	$13.40	Oct. 1, 2011	10,000	Disposed
July 30, 2004	ROK	Employee stock option (right to buy)	Common Stock (2,000)	$15.53	Dec. 3, 2007	2,000	Disposed
July 30, 2004	ROK	Employee stock option (right to buy)	Common Stock (2,604)	$10.59	Oct. 5, 2008	2,604	Disposed
July 30, 2004	ROK	Employee stock option (right to buy)	Common Stock (17,700)	$11.60	Oct. 2, 2010	17,700	Disposed
Nov. 13, 2003	ROK	Employee stock option (right to buy)	Common Stock (3,300)	$11.60	Oct. 2, 2010	3,300	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).