Sherril K West

Insider

First SEC filing: Feb. 2, 2004 · Latest: Feb. 2, 2004

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 20, 2004	CAT	F	328	$83.11	$27,260	22,494 Direct	-1.44%	Disposed	1882.7% (price as of 2026-08-21)
Dec. 17, 2003	CAT	M	1,018	—	—	— Direct	—	Disposed	(price as of 2026-08-21)
Dec. 17, 2003	CAT	F	335	$81.10	$27,168	22,830 Direct	-1.45%	Disposed	1931.9% (price as of 2026-08-21)
Dec. 17, 2003	CAT	M	1,018	$26.77	$27,252	23,165 Direct	+4.60%	Acquired	6055.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 17, 2003	CAT	—	Common (1,018)	$26.77	June 7, 2004	1,018	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).