Shu-Hua (Joshua) Yeh

CIK 1587600 · View on SEC EDGAR ↗

Insider

First SEC filing: June 8, 2026 · Latest: June 8, 2026

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Insider at

Insider transactions

0 buys (P) 6 sells (S) Net: $-8,492,538 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 18, 2026 AAOI S 10b5-1 6,000 $147.73 $886,380 377,498 Direct -1.56% Disposed -11.3% (price as of 2026-08-21)
Aug. 4, 2026 AAOI S 10b5-1 4,715 $126.50 $596,448 383,498 Direct -1.21% Disposed 3.6% (price as of 2026-08-21)
July 21, 2026 AAOI S 10b5-1 1,285 $120.02 $154,226 392,922 Direct -0.33% Disposed 9.2% (price as of 2026-08-21)
June 18, 2026 AAOI S 10b5-1 6,000 $171.89 $1,031,340 394,207 Direct -1.50% Disposed -23.8% (price as of 2026-08-21)
June 12, 2026 AAOI S 28,826 $166.53 $4,800,394 400,207 Direct -6.72% Disposed -21.3% (price as of 2026-08-21)
June 4, 2026 AAOI S 5,000 $204.75 $1,023,750 452,430 — — -36.0% (price as of 2026-08-21)
April 17, 2015 AAOI S 10b5-1 3,000 $15.02 $45,060 69,741 Direct -4.12% Disposed 772.4% (price as of 2026-08-21)
April 6, 2015 AAOI S 10b5-1 7,000 $13.39 $93,730 72,741 Direct -8.78% Disposed 878.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 20, 2016 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (2,667) $6.00 Oct. 19, 2019 2,667 Disposed
July 15, 2016 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (2,667) $6.00 Oct. 19, 2019 2,667 Disposed
July 14, 2016 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (2,667) $6.00 Oct. 19, 2019 2,667 Disposed
Jan. 28, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (5,000) $13.84 Jan. 28, 2024 5,000 Acquired
Oct. 1, 2013 AAOI Series D Convertible Preferred Stock Common Stock, $0.001 par value (72,741) — — 28,684 Disposed
Sept. 26, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (12,000) $9.96 Sept. 26, 2023 12,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 25, 2013 AAOI Series D Convertible Preferred Stock→ Common Stock, $0.001 par value (72,741) 72,741 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (7,667) 7,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (6,000) 6,000 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (4,333) 4,333 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (18,000) 18,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AAOI

President and Asia General Manager
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $411,918 — $896,101 — $317,536 — $19,252 $1,644,807
2023 $334,706 — $1,300,510 — $174,445 — $17,013 $1,826,674
2022 $364,698 — $303,926 — $193,977 — $19,233 $881,834

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.