Insider at

04

Insider transactions

05
0 buys (P) 10 sells (S) Net: $-21,878,490 + 87 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Oct. 5, 2026 AAOI S 10b5-1 6,000 $120.03 $720,180 371,498 Direct -1.59% Disposed -43.8% (price as of )
Aug. 18, 2026 AAOI S 10b5-1 6,000 $147.73 $886,380 377,498 Direct -1.56% Disposed -54.3% (price as of )
Aug. 4, 2026 AAOI S 10b5-1 4,715 $126.50 $596,448 383,498 Direct -1.21% Disposed -46.6% (price as of )
July 21, 2026 AAOI S 10b5-1 1,285 $120.02 $154,226 392,922 Direct -0.33% Disposed -43.8% (price as of )
June 18, 2026 AAOI S 10b5-1 6,000 $171.89 $1,031,340 394,207 Direct -1.50% Disposed -60.7% (price as of )
June 12, 2026 AAOI S 28,826 $166.53 $4,800,394 400,207 Direct -6.72% Disposed -59.5% (price as of )
June 4, 2026 AAOI S 5,000 $204.75 $1,023,750 457,430 Direct -1.08% Disposed -67.0% (price as of )
June 4, 2026 AAOI S 5,000 $205.39 $1,026,950 452,430 Direct -1.09% Disposed -67.1% (price as of )
May 19, 2026 AAOI S 39,154 $173.26 $6,783,822 462,430 Direct -7.81% Disposed -61.0% (price as of )
March 9, 2026 AAOI S 10b5-1 50,000 $97.10 $4,855,000 322,051 Direct -13.44% Disposed -30.5% (price as of )
Dec. 15, 2023 AAOI S 10b5-1 20 $23.71 $474 251,331 Direct -0.01% Disposed 184.7% (price as of )
Dec. 14, 2023 AAOI S 10b5-1 42,779 $22.39 $957,822 251,351 Direct -14.54% Disposed 201.5% (price as of )
Aug. 9, 2023 AAOI S 45,000 $12.10 $544,500 301,404 Direct -12.99% Disposed 457.9% (price as of )

Loaded 100 of 234 rows

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 7, 2023 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (5,000) $13.84 Jan. 28, 2024 5,000 Disposed
Sept. 12, 2023 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (12,000) $9.96 Sept. 26, 2023 12,000 Disposed
Jan. 12, 2017 AAOI Non-Qualified Stock Option (Right to buy) Common Stock, $0.001 par value (7,667) $6.00 Aug. 23, 2020 7,667 Disposed
Jan. 12, 2017 AAOI Non-Qualified Stock Option (Right to buy) Common Stock, $0.001 par value (6,000) $6.00 March 4, 2021 6,000 Disposed
Jan. 12, 2017 AAOI Non-Qualified Stock Option (Right to buy) Common Stock, $0.001 par value (4,333) $6.00 May 22, 2022 4,333 Disposed
Jan. 12, 2017 AAOI Non-Qualified Stock Option (Right to buy) Common Stock, $0.001 par value (13,000) $6.00 Jan. 18, 2023 13,000 Disposed
July 20, 2016 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (2,667) $6.00 Oct. 19, 2019 2,667 Disposed
July 15, 2016 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (2,667) $6.00 Oct. 19, 2019 2,667 Disposed
July 14, 2016 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (2,667) $6.00 Oct. 19, 2019 2,667 Disposed
Jan. 28, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (5,000) $13.84 Jan. 28, 2024 5,000 Acquired
Oct. 1, 2013 AAOI Series D Convertible Preferred Stock Common Stock, $0.001 par value (72,741) · · 28,684 Disposed
Sept. 26, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (12,000) $9.96 Sept. 26, 2023 12,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 25, 2013 AAOI Series D Convertible Preferred Stock→ Common Stock, $0.001 par value (72,741) 72,741 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (7,667) 7,667 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (6,000) 6,000 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (4,333) 4,333 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (18,000) 18,000 Direct

Compensation (DEF 14A)

10

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AAOI

President and Asia General Manager
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2025 $411,918 · $896,101 · $317,536 · $19,252 $1,644,807
2023 $334,706 · $1,300,510 · $174,445 · $17,013 $1,826,674
2022 $364,698 · $303,926 · $193,977 · $19,233 $881,834

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.