Sidney C Banwart

Insider

First SEC filing: Dec. 14, 2005 · Latest: Dec. 14, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CAT selling March 4, 2005

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 46 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

46 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 13, 2005	CAT	G	100	—	—	65,458 Direct	-0.15%	Disposed	(price as of 2026-08-21)
Nov. 8, 2005	CAT	G	400	—	—	65,558 Direct	-0.61%	Disposed	(price as of 2026-08-21)
Sept. 13, 2005	CAT	M	5,202	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 13, 2005	CAT	F	1,682	$59.38	$99,877	65,958 Direct	-2.49%	Disposed	1287.5% (price as of 2026-08-21)
Sept. 13, 2005	CAT	M	5,202	$19.20	$99,878	67,640 Direct	+8.33%	Acquired	4191.2% (price as of 2026-08-21)
Sept. 8, 2005	CAT	M	3,208	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Sept. 8, 2005	CAT	F	1,707	$58.55	$99,945	62,438 Direct	-2.66%	Disposed	1307.2% (price as of 2026-08-21)
Sept. 8, 2005	CAT	M	3,208	$31.17	$99,993	64,145 Direct	+5.26%	Acquired	2543.3% (price as of 2026-08-21)
Aug. 23, 2005	CAT	G	40	—	—	60,937 Direct	-0.07%	Disposed	(price as of 2026-08-21)
Aug. 1, 2005	CAT	M	3,590	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 1, 2005	CAT	M	3,868	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 1, 2005	CAT	F	1,847	$54.10	$99,923	60,977 Direct	-2.94%	Disposed	1423.0% (price as of 2026-08-21)
Aug. 1, 2005	CAT	M	3,590	$27.84	$99,946	62,824 Direct	+6.06%	Acquired	2859.5% (price as of 2026-08-21)
Aug. 1, 2005	CAT	F	1,846	$54.10	$99,869	59,234 Direct	-3.02%	Disposed	1423.0% (price as of 2026-08-21)
Aug. 1, 2005	CAT	M	3,868	$25.83	$99,910	61,080 Direct	+6.76%	Acquired	3089.8% (price as of 2026-08-21)
June 3, 2005	CAT	G	25	—	—	28,602 Direct	-0.09%	Disposed	(price as of 2026-08-21)
May 9, 2005	CAT	G	100	—	—	28,627 Direct	-0.35%	Disposed	(price as of 2026-08-21)
March 4, 2005	CAT	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 4, 2005	CAT	S	15,000	$99.00	$1,485,000	28,707 Direct	-34.32%	Disposed	1564.5% (price as of 2026-08-21)
March 4, 2005	CAT	M	15,000	$62.34	$935,100	43,707 Direct	+52.25%	Acquired	2543.3% (price as of 2026-08-21)
March 1, 2005	CAT	M	19,205	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 1, 2005	CAT	S	19,205	$97.00	$1,862,885	28,707 Direct	-40.08%	Disposed	1598.8% (price as of 2026-08-21)
March 1, 2005	CAT	M	19,205	$55.69	$1,069,526	47,912 Direct	+66.90%	Acquired	2859.0% (price as of 2026-08-21)
Feb. 18, 2005	CAT	J	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 3, 2005	CAT	M	1,516	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 3, 2005	CAT	M	3,038	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 3, 2005	CAT	F	501	$91.15	$45,666	28,707 Direct	-1.72%	Disposed	1707.8% (price as of 2026-08-21)
Feb. 3, 2005	CAT	M	1,516	$30.16	$45,723	29,208 Direct	+5.47%	Acquired	5363.7% (price as of 2026-08-21)
Feb. 3, 2005	CAT	F	1,096	$91.15	$99,900	27,692 Direct	-3.81%	Disposed	1707.8% (price as of 2026-08-21)
Feb. 3, 2005	CAT	M	3,038	$32.91	$99,981	28,788 Direct	+11.80%	Acquired	4907.1% (price as of 2026-08-21)
Nov. 18, 2004	CAT	G	300	—	—	25,779 Direct	-1.15%	Disposed	(price as of 2026-08-21)
Nov. 5, 2004	CAT	S	410	$87.00	$35,670	26,079 Direct	-1.55%	Disposed	1794.1% (price as of 2026-08-21)
Nov. 4, 2004	CAT	S	936	$85.00	$79,560	26,489 Direct	-3.41%	Disposed	1838.6% (price as of 2026-08-21)
Nov. 4, 2004	CAT	S	2,154	$84.47	$181,948	27,425 Direct	-7.28%	Disposed	1850.8% (price as of 2026-08-21)
Nov. 3, 2004	CAT	S	386	$83.96	$32,409	29,579 Direct	-1.29%	Disposed	1862.6% (price as of 2026-08-21)
Oct. 1, 2004	CAT	M	6,526	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 1, 2004	CAT	M	1,807	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 1, 2004	CAT	M	1,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 1, 2004	CAT	F	4,877	$80.44	$392,306	29,951 Direct	-14.00%	Disposed	1948.5% (price as of 2026-08-21)
Oct. 1, 2004	CAT	M	6,526	$51.66	$337,133	34,828 Direct	+23.06%	Acquired	3089.8% (price as of 2026-08-21)
Oct. 1, 2004	CAT	F	1,053	$80.44	$84,703	28,302 Direct	-3.59%	Disposed	1948.5% (price as of 2026-08-21)
Oct. 1, 2004	CAT	M	1,807	$32.91	$59,468	29,355 Direct	+6.56%	Acquired	4907.1% (price as of 2026-08-21)
Oct. 1, 2004	CAT	F	674	$80.44	$54,217	27,548 Direct	-2.39%	Disposed	1948.5% (price as of 2026-08-21)
Oct. 1, 2004	CAT	M	1,800	$30.16	$54,288	28,222 Direct	+6.81%	Acquired	5363.7% (price as of 2026-08-21)
June 8, 2004	CAT	J	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)
June 7, 2004	CAT	M	812	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 7, 2004	CAT	F	282	$76.96	$21,703	26,281 Direct	-1.06%	Disposed	2041.2% (price as of 2026-08-21)
June 7, 2004	CAT	M	812	$26.77	$21,737	26,563 Direct	+3.15%	Acquired	6055.5% (price as of 2026-08-21)
March 31, 2004	CAT	A	617	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 20, 2004	CAT	F	381	$83.11	$31,665	25,336 Direct	-1.48%	Disposed	1882.7% (price as of 2026-08-21)
Dec. 19, 2003	CAT	G	50	—	—	25,752 Direct	-0.19%	Disposed	(price as of 2026-08-21)
Dec. 5, 2003	CAT	G	400	—	—	25,802 Direct	-1.53%	Disposed	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 13, 2005	CAT	Employee Stock Option [F3]	Common (5,202)	$19.20	June 12, 2010	5,202	Disposed
Sept. 8, 2005	CAT	Employee Stock Option [F3]	Common (3,208)	$31.17	June 8, 2009	3,208	Disposed
Aug. 1, 2005	CAT	Employee Stock Option [F5]	Common (3,590)	$27.84	June 9, 2008	3,590	Disposed
Aug. 1, 2005	CAT	Employee Stock Option [F5]	Common (3,868)	$25.83	June 10, 2007	3,868	Disposed
March 4, 2005	CAT	Employee Stock Option [F3]	Common (15,000)	$62.34	June 8, 2009	15,000	Disposed
March 1, 2005	CAT	Employee Stock Option [F3]	Common (19,205)	$55.69	June 9, 2008	19,205	Disposed
Feb. 18, 2005	CAT	Option (NQ) [F3]	Common (30,000)	$91.28	Feb. 18, 2015	30,000	Acquired
Feb. 3, 2005	CAT	Employee Stock Option [F3]	Common (1,516)	$30.16	June 6, 2005	1,516	Disposed
Feb. 3, 2005	CAT	Employee Stock Option [F3]	Common (3,038)	$32.91	June 11, 2006	3,038	Disposed
Oct. 1, 2004	CAT	Employee Stock Option [F3]	Common (6,526)	$51.66	June 10, 2007	6,526	Disposed
Oct. 1, 2004	CAT	Employee Stock Option [F3]	Common (1,807)	$32.91	June 11, 2006	1,807	Disposed
Oct. 1, 2004	CAT	Employee Stock Option [F3]	Common (1,800)	$30.16	June 6, 2005	1,800	Disposed
June 8, 2004	CAT	Option (NQ) [F3]	Common (30,000)	$77.26	June 8, 2014	30,000	Acquired
June 7, 2004	CAT	Employee Stock Option [F3]	Common (812)	$26.77	June 7, 2004	812	Disposed
March 31, 2004	CAT	Phantom Stock Units	Common (617)	—	Aug. 8, 1988	617	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).