Simon A Brown

CIK 1690683 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 22, 2016 · Latest: Nov. 22, 2016

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

1 other filing hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 5, 2016 SMTC S 6,000 $30.58 $183,480 9,127 Direct -39.66% Disposed 317.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 21, 2017 SMTC Restricted Stock Unit Common Stock (12,361) 12,361 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 22, 2016 SMTC Common Stock 15,127 Direct
Nov. 22, 2016 SMTC Stock Option (Right to Buy)→ Common Stock (500) 500 Direct
Nov. 22, 2016 SMTC Stock Option (Right to Buy)→ Common Stock (2,000) 2,000 Direct
Nov. 22, 2016 SMTC Stock Option (Right to Buy)→ Common Stock (3,900) 3,900 Direct
Nov. 22, 2016 SMTC Stock Option (Right to Buy)→ Common Stock (7,500) 7,500 Direct
Nov. 22, 2016 SMTC Restricted Stock Units→ Common Stock (550) 550 Direct
Nov. 22, 2016 SMTC Restricted Stock Units→ Common Stock (1,750) 1,750 Direct
Nov. 22, 2016 SMTC Restricted Stock Units→ Common Stock (3,750) 3,750 Direct
Nov. 22, 2016 SMTC Restricted Stock Units→ Common Stock (5,000) 5,000 Direct
Nov. 22, 2016 SMTC Restricted Stock Units→ Common Stock (7,500) 7,500 Direct