Simon A Brown
CIK 1690683 · View on SEC EDGAR ↗
First SEC filing: Nov. 22, 2016 · Latest: Nov. 22, 2016
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 5, 2016 | SMTC | S | 6,000 | $30.58 | $183,480 | 9,127 Direct | -39.66% | Disposed | 317.1% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 21, 2017 | SMTC | Restricted Stock Unit | Common Stock (12,361) | — | — | 12,361 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 22, 2016 | SMTC | Common Stock | 15,127 | Direct |
| Nov. 22, 2016 | SMTC | Stock Option (Right to Buy)→ Common Stock (500) | 500 | Direct |
| Nov. 22, 2016 | SMTC | Stock Option (Right to Buy)→ Common Stock (2,000) | 2,000 | Direct |
| Nov. 22, 2016 | SMTC | Stock Option (Right to Buy)→ Common Stock (3,900) | 3,900 | Direct |
| Nov. 22, 2016 | SMTC | Stock Option (Right to Buy)→ Common Stock (7,500) | 7,500 | Direct |
| Nov. 22, 2016 | SMTC | Restricted Stock Units→ Common Stock (550) | 550 | Direct |
| Nov. 22, 2016 | SMTC | Restricted Stock Units→ Common Stock (1,750) | 1,750 | Direct |
| Nov. 22, 2016 | SMTC | Restricted Stock Units→ Common Stock (3,750) | 3,750 | Direct |
| Nov. 22, 2016 | SMTC | Restricted Stock Units→ Common Stock (5,000) | 5,000 | Direct |
| Nov. 22, 2016 | SMTC | Restricted Stock Units→ Common Stock (7,500) | 7,500 | Direct |