Simon Maisey

CIK 1771402 · View on SEC EDGAR ↗

Insider

First SEC filing: April 4, 2019 · Latest: April 4, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 15, 2022 TW S 10b5-1 1,000 $65.45 $65,450 65,675 Direct -1.50% Disposed 58.4% (price as of 2026-08-20)
May 16, 2022 TW S 10b5-1 1,000 $66.84 $66,840 66,675 Direct -1.48% Disposed 55.1% (price as of 2026-08-20)
April 18, 2022 TW S 10b5-1 682 $84.12 $57,370 67,675 Direct -1.00% Disposed 23.3% (price as of 2026-08-20)
April 18, 2022 TW S 10b5-1 318 $83.04 $26,407 68,357 Direct -0.46% Disposed 24.9% (price as of 2026-08-20)
March 15, 2022 TW S 10b5-1 800 $85.80 $68,640 65,574 Direct -1.21% Disposed 20.9% (price as of 2026-08-20)
March 15, 2022 TW S 10b5-1 200 $84.50 $16,900 66,374 Direct -0.30% Disposed 22.7% (price as of 2026-08-20)
Feb. 15, 2022 TW S 10b5-1 1,000 $83.66 $83,660 54,924 Direct -1.79% Disposed 24.0% (price as of 2026-08-20)
Jan. 14, 2022 TW S 10b5-1 11,000 $91.19 $1,003,090 55,924 Direct -16.44% Disposed 13.7% (price as of 2026-08-20)
Jan. 10, 2022 TW S 10b5-1 750 $90.65 $67,988 60,924 Direct -1.22% Disposed 14.4% (price as of 2026-08-20)
Dec. 10, 2021 TW S 10b5-1 750 $95.44 $71,580 79,947 Direct -0.93% Disposed 8.7% (price as of 2026-08-20)
Nov. 10, 2021 TW S 10b5-1 750 $95.22 $71,415 80,697 Direct -0.92% Disposed 8.9% (price as of 2026-08-20)
Oct. 11, 2021 TW S 10b5-1 750 $83.67 $62,752 81,447 Direct -0.91% Disposed 23.9% (price as of 2026-08-20)
Sept. 10, 2021 TW S 10b5-1 750 $87.50 $65,625 82,197 Direct -0.90% Disposed 18.5% (price as of 2026-08-20)
Aug. 10, 2021 TW S 10b5-1 750 $88.82 $66,615 82,947 Direct -0.90% Disposed 16.8% (price as of 2026-08-20)
July 12, 2021 TW S 10b5-1 750 $87.02 $65,265 83,697 Direct -0.89% Disposed 19.2% (price as of 2026-08-20)
June 17, 2021 TW S 10b5-1 23,791 $84.82 $2,017,953 84,447 Direct -21.98% Disposed 22.3% (price as of 2026-08-20)
June 17, 2021 TW S 10b5-1 46,209 $84.44 $3,901,888 108,238 Direct -29.92% Disposed 22.8% (price as of 2026-08-20)
June 10, 2021 TW S 10b5-1 750 $83.08 $62,310 85,167 Direct -0.87% Disposed 24.8% (price as of 2026-08-20)
May 10, 2021 TW S 10b5-1 750 $82.80 $62,100 85,917 Direct -0.87% Disposed 25.2% (price as of 2026-08-20)
April 12, 2021 TW S 10b5-1 750 $78.74 $59,055 85,947 Direct -0.87% Disposed 31.7% (price as of 2026-08-20)
March 10, 2021 TW S 10b5-1 1,050 $73.91 $77,606 82,478 Direct -1.26% Disposed 40.3% (price as of 2026-08-20)
March 10, 2021 TW S 10b5-1 1,500 $72.55 $108,825 83,528 Direct -1.76% Disposed 42.9% (price as of 2026-08-20)
Feb. 10, 2021 TW S 10b5-1 1,750 $67.93 $118,878 85,028 Direct -2.02% Disposed 52.7% (price as of 2026-08-20)
Feb. 10, 2021 TW S 10b5-1 800 $66.84 $53,472 86,778 Direct -0.91% Disposed 55.1% (price as of 2026-08-20)
Feb. 10, 2021 TW S 10b5-1 4,080 $67.87 $276,910 87,578 Direct -4.45% Disposed 52.8% (price as of 2026-08-20)
Feb. 10, 2021 TW S 10b5-1 3,420 $66.86 $228,661 91,658 Direct -3.60% Disposed 55.1% (price as of 2026-08-20)
Jan. 15, 2021 TW S 10b5-1 1,900 $64.70 $122,930 78,122 Direct -2.37% Disposed 60.3% (price as of 2026-08-20)
Jan. 11, 2021 TW S 10b5-1 7,500 $64.78 $485,850 80,022 Direct -8.57% Disposed 60.1% (price as of 2026-08-20)
Dec. 10, 2020 TW S 10b5-1 1,561 $64.73 $101,044 80,022 Direct -1.91% Disposed 60.2% (price as of 2026-08-20)
Dec. 10, 2020 TW S 10b5-1 5,939 $641728.00 $3,811,222,592 81,583 Direct -6.79% Disposed -100.0% (price as of 2026-08-20)
Nov. 10, 2020 TW S 10b5-1 2,859 $58.09 $166,079 80,022 Direct -3.45% Disposed 78.5% (price as of 2026-08-20)
Nov. 10, 2020 TW S 10b5-1 4,641 $57.51 $266,904 82,881 Direct -5.30% Disposed 80.3% (price as of 2026-08-20)
Oct. 12, 2020 TW S 10b5-1 7,500 $59.75 $448,125 80,022 Direct -8.57% Disposed 73.6% (price as of 2026-08-20)
Sept. 10, 2020 TW S 10b5-1 3,699 $53.50 $197,896 83,823 Direct -4.23% Disposed 93.8% (price as of 2026-08-20)
Sept. 10, 2020 TW S 10b5-1 3,601 $54.61 $196,651 80,222 Direct -4.30% Disposed 89.9% (price as of 2026-08-20)
Sept. 10, 2020 TW S 10b5-1 200 $55.25 $11,050 80,022 Direct -0.25% Disposed 87.7% (price as of 2026-08-20)
Aug. 10, 2020 TW S 10b5-1 3,750 $52.28 $196,050 80,022 Direct -4.48% Disposed 98.4% (price as of 2026-08-20)
Aug. 10, 2020 TW S 10b5-1 100 $52.43 $5,243 83,772 Direct -0.12% Disposed 97.8% (price as of 2026-08-20)
Aug. 10, 2020 TW S 10b5-1 3,650 $51.77 $188,960 83,872 Direct -4.17% Disposed 100.3% (price as of 2026-08-20)
July 10, 2020 TW S 10b5-1 7,500 $54.58 $409,350 80,022 Direct -8.57% Disposed 90.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 24, 2022 TW Stock Option (Right to Buy) Class A common stock (45,290) $20.59 Oct. 26, 2028 45,290 Acquired
Jan. 14, 2022 TW Stock Option (Right to Buy) Class A common stock (6,000) $20.59 Oct. 26, 2028 6,000 Disposed
June 17, 2021 TW Stock Option (Right to Buy) Class A common stock (70,000) $20.59 Oct. 26, 2028 70,000 Disposed
Feb. 24, 2021 TW Stock Option (Right to Buy) Class A common stock (45,290) $20.59 Oct. 26, 2028 45,290 Acquired
Feb. 10, 2021 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
Jan. 11, 2021 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
Dec. 10, 2020 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
Nov. 10, 2020 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
Oct. 12, 2020 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
Sept. 10, 2020 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
Aug. 10, 2020 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
July 10, 2020 TW Stock Option (Right to Buy) Class A common stock (7,500) $20.59 Oct. 26, 2028 7,500 Disposed
April 22, 2020 TW Stock Option (Right to Buy) Class A common stock (100,000) $20.59 Oct. 26, 2028 100,000 Disposed
Feb. 21, 2020 TW Stock Option (Right to Buy) Class A common stock (45,290) $20.59 Oct. 26, 2028 45,290 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 4, 2019 TW Class A common stock [F1] 35,341 Direct
April 4, 2019 TW Class D common stock→ Class C common stock (13,231) 13,231 Direct
April 4, 2019 TW Non-voting common units of Tradeweb Markets LLC→ Class A common stock (13,231) 13,231 Direct
April 4, 2019 TW Stock Option (Right to Buy)→ Class A common stock (226,449) 226,449 Direct