Sitarama Swamy Kocherlakota

Insider

First SEC filing: Jan. 10, 2018 · Latest: March 6, 2025

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SPGI selling Aug. 1, 2024

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 93 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

93 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 4, 2025	SPGI	F	3,922	$516.81	$2,026,929	9,418 Direct	-29.40%	Disposed	-11.3% (price as of 2026-08-21)
March 4, 2025	SPGI	A	7,681	—	—	13,340 Direct	+135.73%	Acquired	(price as of 2026-08-21)
March 4, 2025	SPGI	F	550	$516.81	$284,246	5,659 Direct	-8.86%	Disposed	-11.3% (price as of 2026-08-21)
March 4, 2025	SPGI	A	1,149	—	—	6,209 Direct	+22.71%	Acquired	(price as of 2026-08-21)
March 1, 2025	SPGI	A	1,429	—	—	1,429 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2024	SPGI	M	587	—	—	1,193 Direct	-32.98%	Disposed	(price as of 2026-08-21)
Dec. 31, 2024	SPGI	M	586	—	—	604 Direct	-49.24%	Disposed	(price as of 2026-08-21)
Dec. 31, 2024	SPGI	M	419	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2024	SPGI	F	212	$498.03	$105,582	5,060 Direct	-4.02%	Disposed	-8.0% (price as of 2026-08-21)
Dec. 31, 2024	SPGI	M	587	$498.03	$292,344	5,272 Direct	+12.53%	Acquired	-8.0% (price as of 2026-08-21)
Dec. 31, 2024	SPGI	F	212	$498.03	$105,582	4,685 Direct	-4.33%	Disposed	-8.0% (price as of 2026-08-21)
Dec. 31, 2024	SPGI	M	586	$498.03	$291,846	4,897 Direct	+13.59%	Acquired	-8.0% (price as of 2026-08-21)
Dec. 31, 2024	SPGI	F	170	$498.03	$84,665	4,311 Direct	-3.79%	Disposed	-8.0% (price as of 2026-08-21)
Dec. 31, 2024	SPGI	M	419	$498.03	$208,675	4,481 Direct	+10.32%	Acquired	-8.0% (price as of 2026-08-21)
Aug. 5, 2024	SPGI	G	400	—	—	4,062 Direct	-8.96%	Disposed	(price as of 2026-08-21)
Aug. 1, 2024	SPGI	S	1,239	$489.87	$606,949	4,462 Direct	-21.73%	Disposed	-6.4% (price as of 2026-08-21)
Aug. 1, 2024	SPGI	S	5,431	$489.17	$2,656,682	5,701 Direct	-48.79%	Disposed	-6.3% (price as of 2026-08-21)
Aug. 1, 2024	SPGI	S	2,112	$488.02	$1,030,698	11,132 Direct	-15.95%	Disposed	-6.1% (price as of 2026-08-21)
Aug. 1, 2024	SPGI	S	818	$486.86	$398,251	13,244 Direct	-5.82%	Disposed	-5.9% (price as of 2026-08-21)
March 5, 2024	SPGI	F	646	$422.31	$272,812	14,062 Direct	-4.39%	Disposed	8.5% (price as of 2026-08-21)
March 5, 2024	SPGI	A	1,544	—	—	14,708 Direct	+11.73%	Acquired	(price as of 2026-08-21)
March 1, 2024	SPGI	A	1,780	—	—	1,780 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2023	SPGI	M	586	—	—	1,190 Direct	-33.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2023	SPGI	M	405	—	—	419 Direct	-49.15%	Disposed	(price as of 2026-08-21)
Dec. 31, 2023	SPGI	M	352	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2023	SPGI	F	212	$440.52	$93,390	13,164 Direct	-1.58%	Disposed	4.1% (price as of 2026-08-21)
Dec. 31, 2023	SPGI	M	586	$440.52	$258,145	13,376 Direct	+4.58%	Acquired	4.1% (price as of 2026-08-21)
Dec. 31, 2023	SPGI	F	147	$440.52	$64,756	12,790 Direct	-1.14%	Disposed	4.1% (price as of 2026-08-21)
Dec. 31, 2023	SPGI	M	405	$440.52	$178,411	12,937 Direct	+3.23%	Acquired	4.1% (price as of 2026-08-21)
Dec. 31, 2023	SPGI	F	146	$440.52	$64,316	12,532 Direct	-1.15%	Disposed	4.1% (price as of 2026-08-21)
Dec. 31, 2023	SPGI	M	352	$440.52	$155,063	12,678 Direct	+2.86%	Acquired	4.1% (price as of 2026-08-21)
March 1, 2023	SPGI	A	1,776	—	—	1,776 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 28, 2023	SPGI	F	995	$341.20	$339,494	12,326 Direct	-7.47%	Disposed	34.3% (price as of 2026-08-21)
Feb. 28, 2023	SPGI	A	2,469	—	—	13,321 Direct	+22.75%	Acquired	(price as of 2026-08-21)
Dec. 31, 2022	SPGI	M	405	—	—	824 Direct	-32.95%	Disposed	(price as of 2026-08-21)
Dec. 31, 2022	SPGI	M	341	—	—	352 Direct	-49.21%	Disposed	(price as of 2026-08-21)
Dec. 31, 2022	SPGI	M	414	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2022	SPGI	F	139	$334.94	$46,557	10,852 Direct	-1.26%	Disposed	36.8% (price as of 2026-08-21)
Dec. 31, 2022	SPGI	M	405	$334.94	$135,651	10,991 Direct	+3.83%	Acquired	36.8% (price as of 2026-08-21)
Dec. 31, 2022	SPGI	F	120	$334.94	$40,193	10,586 Direct	-1.12%	Disposed	36.8% (price as of 2026-08-21)
Dec. 31, 2022	SPGI	M	341	$334.94	$114,215	10,706 Direct	+3.29%	Acquired	36.8% (price as of 2026-08-21)
Dec. 31, 2022	SPGI	F	164	$334.94	$54,930	10,365 Direct	-1.56%	Disposed	36.8% (price as of 2026-08-21)
Dec. 31, 2022	SPGI	M	414	$334.94	$138,665	10,529 Direct	+4.09%	Acquired	36.8% (price as of 2026-08-21)
March 1, 2022	SPGI	A	1,229	—	—	1,229 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2022	SPGI	F	1,970	$390.58	$769,443	10,115 Direct	-16.30%	Disposed	17.4% (price as of 2026-08-21)
March 1, 2022	SPGI	A	4,231	—	—	12,085 Direct	+53.87%	Acquired	(price as of 2026-08-21)
Feb. 28, 2022	SPGI	A	1	—	—	7,854 Direct	+0.01%	Acquired	(price as of 2026-08-21)
Dec. 31, 2021	SPGI	M	341	—	—	693 Direct	-32.98%	Disposed	(price as of 2026-08-21)
Dec. 31, 2021	SPGI	M	401	—	—	414 Direct	-49.20%	Disposed	(price as of 2026-08-21)
Dec. 31, 2021	SPGI	M	312	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2021	SPGI	F	131	$471.93	$61,823	7,853 Direct	-1.64%	Disposed	-2.9% (price as of 2026-08-21)
Dec. 31, 2021	SPGI	M	341	$471.93	$160,928	7,984 Direct	+4.46%	Acquired	-2.9% (price as of 2026-08-21)
Dec. 31, 2021	SPGI	F	152	$471.93	$71,733	7,643 Direct	-1.95%	Disposed	-2.9% (price as of 2026-08-21)
Dec. 31, 2021	SPGI	M	401	$471.93	$189,244	7,795 Direct	+5.42%	Acquired	-2.9% (price as of 2026-08-21)
Dec. 31, 2021	SPGI	F	136	$471.93	$64,182	7,394 Direct	-1.81%	Disposed	-2.9% (price as of 2026-08-21)
Dec. 31, 2021	SPGI	M	312	$471.93	$147,242	7,530 Direct	+4.32%	Acquired	-2.9% (price as of 2026-08-21)
April 1, 2021	SPGI	A	1,034	—	—	1,034 Direct	—	Acquired	(price as of 2026-08-21)
March 2, 2021	SPGI	F	1,017	$332.94	$338,600	7,218 Direct	-12.35%	Disposed	37.7% (price as of 2026-08-21)
March 2, 2021	SPGI	A	2,681	—	—	8,235 Direct	+48.27%	Acquired	(price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	274	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	302	—	—	312 Direct	-49.19%	Disposed	(price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	401	—	—	815 Direct	-32.98%	Disposed	(price as of 2026-08-21)
Dec. 31, 2020	SPGI	F	109	$328.73	$35,832	5,554 Direct	-1.92%	Disposed	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	274	$328.73	$90,072	5,663 Direct	+5.08%	Acquired	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	F	111	$328.73	$36,489	5,389 Direct	-2.02%	Disposed	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	302	$328.73	$99,276	5,500 Direct	+5.81%	Acquired	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	F	138	$328.73	$45,365	5,198 Direct	-2.59%	Disposed	39.4% (price as of 2026-08-21)
Dec. 31, 2020	SPGI	M	401	$328.73	$131,821	5,336 Direct	+8.13%	Acquired	39.4% (price as of 2026-08-21)
Aug. 1, 2020	SPGI	M	1,100	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 1, 2020	SPGI	F	542	$350.25	$189,836	4,935 Direct	-9.90%	Disposed	30.9% (price as of 2026-08-21)
Aug. 1, 2020	SPGI	M	1,100	$350.25	$385,275	5,477 Direct	+25.13%	Acquired	30.9% (price as of 2026-08-21)
April 1, 2020	SPGI	A	1,216	—	—	1,216 Direct	—	Acquired	(price as of 2026-08-21)
March 3, 2020	SPGI	F	1,199	$280.14	$335,888	4,377 Direct	-21.50%	Disposed	63.6% (price as of 2026-08-21)
March 3, 2020	SPGI	A	3,259	—	—	5,576 Direct	+140.66%	Acquired	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	302	—	—	614 Direct	-32.97%	Disposed	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	265	—	—	274 Direct	-49.17%	Disposed	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	297	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 31, 2019	SPGI	F	102	$273.05	$27,851	2,317 Direct	-4.22%	Disposed	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	302	$273.05	$82,461	2,419 Direct	+14.27%	Acquired	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	F	102	$273.05	$27,851	2,117 Direct	-4.60%	Disposed	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	265	$273.05	$72,358	2,219 Direct	+13.56%	Acquired	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	F	118	$273.05	$32,220	1,954 Direct	-5.69%	Disposed	67.9% (price as of 2026-08-21)
Dec. 31, 2019	SPGI	M	297	$273.05	$81,096	2,072 Direct	+16.73%	Acquired	67.9% (price as of 2026-08-21)
Aug. 1, 2019	SPGI	M	1,067	—	—	1,100 Direct	-49.24%	Disposed	(price as of 2026-08-21)
Aug. 1, 2019	SPGI	F	366	$257.22	$94,143	1,775 Direct	-17.09%	Disposed	78.2% (price as of 2026-08-21)
Aug. 1, 2019	SPGI	M	1,067	$257.22	$274,454	2,141 Direct	+99.35%	Acquired	78.2% (price as of 2026-08-21)
April 1, 2019	SPGI	A	916	—	—	916 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	265	—	—	539 Direct	-32.96%	Disposed	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	288	—	—	297 Direct	-49.23%	Disposed	(price as of 2026-08-21)
Dec. 31, 2018	SPGI	F	105	$169.94	$17,844	1,074 Direct	-8.91%	Disposed	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	F	114	$169.94	$19,373	1,179 Direct	-8.82%	Disposed	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	265	$169.94	$45,034	1,293 Direct	+25.78%	Acquired	169.7% (price as of 2026-08-21)
Dec. 31, 2018	SPGI	M	288	$169.94	$48,943	1,028 Direct	+38.92%	Acquired	169.7% (price as of 2026-08-21)
Aug. 1, 2018	SPGI	M	1,067	—	—	2,167 Direct	-32.99%	Disposed	(price as of 2026-08-21)
Aug. 1, 2018	SPGI	F	492	$197.73	$97,283	740 Direct	-39.94%	Disposed	131.8% (price as of 2026-08-21)
Aug. 1, 2018	SPGI	M	1,067	$197.73	$210,978	1,232 Direct	+646.67%	Acquired	131.8% (price as of 2026-08-21)
April 2, 2018	SPGI	A	804	—	—	804 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 1, 2025	SPGI	Restricted Stock Units [F1]	Common Stock (1,429)	$0.00	—	1,429	Acquired
Dec. 31, 2024	SPGI	Restricted Stock Units [F1]	Common Stock (587)	$0.00	—	587	Disposed
Dec. 31, 2024	SPGI	Restricted Stock Units [F1]	Common Stock (586)	$0.00	—	586	Disposed
Dec. 31, 2024	SPGI	Restricted Stock Units [F1]	Common Stock (419)	$0.00	—	419	Disposed
March 1, 2024	SPGI	Restricted Stock Units [F1]	Common Stock (1,780)	$0.00	—	1,780	Acquired
Dec. 31, 2023	SPGI	Restricted Stock Units [F1]	Common Stock (586)	$0.00	—	586	Disposed
Dec. 31, 2023	SPGI	Restricted Stock Units [F1]	Common Stock (405)	$0.00	—	405	Disposed
Dec. 31, 2023	SPGI	Restricted Stock Units [F1]	Common Stock (352)	$0.00	—	352	Disposed
March 1, 2023	SPGI	Restricted Stock Units [F1]	Common Stock (1,776)	$0.00	—	1,776	Acquired
Dec. 31, 2022	SPGI	Restricted Stock Units [F1]	Common Stock (405)	$0.00	—	405	Disposed
Dec. 31, 2022	SPGI	Restricted Stock Units [F1]	Common Stock (341)	$0.00	—	341	Disposed
Dec. 31, 2022	SPGI	Restricted Stock Units [F1]	Common Stock (414)	$0.00	—	414	Disposed
March 1, 2022	SPGI	Restricted Stock Units [F3]	Common Stock (1,229)	$0.00	—	1,229	Acquired
Dec. 31, 2021	SPGI	Restricted Stock Units [F1]	Common Stock (341)	$0.00	—	341	Disposed
Dec. 31, 2021	SPGI	Restricted Stock Units [F1]	Common Stock (401)	$0.00	—	401	Disposed
Dec. 31, 2021	SPGI	Restricted Stock Units [F1]	Common Stock (312)	$0.00	—	312	Disposed
April 1, 2021	SPGI	Restricted Stock Units [F1]	Common Stock (1,034)	$0.00	—	1,034	Acquired
Dec. 31, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (274)	$0.00	—	274	Disposed
Dec. 31, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (302)	$0.00	—	302	Disposed
Dec. 31, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (401)	$0.00	—	401	Disposed
Aug. 1, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (1,100)	$0.00	—	1,100	Disposed
April 1, 2020	SPGI	Restricted Stock Units [F1]	Common Stock (1,216)	$0.00	—	1,216	Acquired
Dec. 31, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (302)	$0.00	—	302	Disposed
Dec. 31, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (265)	$0.00	—	265	Disposed
Dec. 31, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (297)	$0.00	—	297	Disposed
Aug. 1, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (1,067)	$0.00	—	1,067	Disposed
April 1, 2019	SPGI	Restricted Stock Units [F1]	Common Stock (916)	$0.00	—	916	Acquired
Dec. 31, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (265)	$0.00	—	265	Disposed
Dec. 31, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (288)	$0.00	—	288	Disposed
Aug. 1, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (1,067)	$0.00	—	1,067	Disposed
April 2, 2018	SPGI	Restricted Stock Units [F1]	Common Stock (804)	$0.00	—	804	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 10, 2018	SPGI	Common Stock	165	Direct
Jan. 10, 2018	SPGI	Restricted Stock Units [F1]→ Common Stock (585)	585	Direct
Jan. 10, 2018	SPGI	Restricted Stock Units [F1]→ Common Stock (3,234)	3,234	Direct