SMITH JAMES E/MO
CIK 1196017 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 14, 2005 · Latest: Feb. 3, 2017
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 25, 2013 | HWBK | P | 1,200 | $11.75 | $14,100 | 31,283 Direct | +3.99% | Acquired | 295.3% (price as of 2026-08-19) |
| Aug. 27, 2009 | HWBK | P | 84 | $10.00 | $840 | 500 Direct | +20.19% | Acquired | 402.3% (price as of 2026-08-19) |
| Aug. 27, 2009 | HWBK | P | 52 | $10.00 | $520 | 260 Indirect | +25.00% | Acquired | 402.3% (price as of 2026-08-19) |
| Nov. 13, 2007 | HWBK | P | 100 | $28.75 | $2,875 | 400 Direct | +33.33% | Acquired | 81.7% (price as of 2026-08-19) |
| Nov. 13, 2007 | HWBK | P | 100 | $28.75 | $2,875 | 200 Indirect | +100.00% | Acquired | 81.7% (price as of 2026-08-19) |
| Aug. 17, 2005 | HWBK | P | 200 | $28.00 | $5,600 | 19,840 Direct | +1.02% | Acquired | 86.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 22, 2008 | HWBK | Employee Stock Option (right to buy) | Common Stock (9,519) | $21.01 | Sept. 22, 2018 | 9,519 | Acquired |
| April 27, 2007 | HWBK | Employee Stock Option (right to buy) | Common Stock (9,656) | $33.50 | April 27, 2017 | 9,656 | Acquired |
| March 3, 2006 | HWBK | Employee Stock Option (right to buy) | Common Stock (9,516) | $29.95 | March 3, 2016 | 9,516 | Acquired |
| April 21, 2005 | HWBK | Employee Stock Option (Right to Buy) | Common Stock (9,561) | $28.45 | April 21, 2015 | 9,561 | Acquired |
| Feb. 19, 2004 | HWBK | Employee Stock Option (Right to buy) | Common Stock (7,376) | $35.25 | Feb. 19, 2014 | 7,376 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).