SMITH ROLAND
CIK 1036513 · View on SEC EDGAR ↗
Insider
First SEC filing: April 18, 2008 · Latest: April 18, 2008
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 34 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
34 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 13, 2013 | WEN | S | 1,977,513 | $8.64 | $17,085,712 | 414,334 Direct | -82.68% | Disposed | 1.9% (price as of 2026-08-19) |
| Nov. 12, 2013 | WEN | S | 1,000,000 | $8.48 | $8,480,000 | 414,334 Direct | -70.70% | Disposed | 3.8% (price as of 2026-08-19) |
| Nov. 12, 2013 | WEN | S | 500,000 | $8.43 | $4,215,000 | 1,414,334 Direct | -26.12% | Disposed | 4.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 13, 2013 | WEN | Employee Stock Option (right to buy) [F1] | Common Stock (831,176) | $3.91 | July 8, 2020 | 831,176 | Disposed |
| Nov. 13, 2013 | WEN | Employee Stock Option (right to buy) [F1] | Common Stock (946,337) | $5.02 | June 23, 2021 | 946,337 | Disposed |
| Nov. 13, 2013 | WEN | Employee Stock Option (right to buy) [F1] | Common Stock (200,000) | $6.77 | June 18, 2018 | 200,000 | Disposed |
| Nov. 12, 2013 | WEN | Employee Stock Option (right to buy) [F1] | Common Stock (1,500,000) | $4.65 | Dec. 18, 2018 | 1,500,000 | Disposed |
| June 23, 2011 | WEN | Employee Stock Option (right to buy) [F1] | Common Stock (946,337) | $5.02 | June 23, 2021 | 946,337 | Acquired |
| July 8, 2010 | WEN | Employee Stock Option (right to buy) [F1] | Common Stock (831,176) | $3.91 | July 8, 2020 | 831,176 | Acquired |
| Dec. 18, 2008 | WEN | Employee Stock Option (right to buy) [F2] | Class A Common Stock (1,500,000) | $4.65 | Dec. 18, 2018 | 1,500,000 | Acquired |
| June 18, 2008 | WEN | Employee Stock Option (right to buy) [F1] | Class A Common Stock (200,000) | $6.77 | June 18, 2018 | 200,000 | Acquired |
| May 23, 2007 | WEN | Employee Stock Option (right to buy) | Class B Common Stock, Series 1 (200,000) | $15.84 | May 23, 2017 | 200,000 | Acquired |
| April 13, 2006 | WEN | Employee Stock Option (right to buy) [F1] | Class B Common Stock, Series 1 (220,000) | $16.92 | April 13, 2016 | 220,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.