SMITH W NORMAN

Insider

First SEC filing: May 23, 2007 · Latest: May 23, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

ASTE selling Feb. 28, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 93 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

93 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 12, 2018	ASTE	A	110	$61.03	$6,713	26,527 Direct	+0.42%	Acquired	-31.6% (price as of 2026-08-20)
May 30, 2018	ASTE	A	44	$60.26	$2,651	26,418 Direct	+0.17%	Acquired	-30.7% (price as of 2026-08-20)
April 9, 2018	ASTE	A	324	$54.23	$17,571	26,374 Direct	+1.24%	Acquired	-23.0% (price as of 2026-08-20)
March 29, 2018	ASTE	A	47	$55.74	$2,620	26,050 Direct	+0.18%	Acquired	-25.1% (price as of 2026-08-20)
Feb. 28, 2018	ASTE	A	1,693	—	—	5,281 Direct	+47.19%	Acquired	(price as of 2026-08-20)
Jan. 10, 2018	ASTE	A	147	$60.33	$8,869	26,003 Direct	+0.57%	Acquired	-30.8% (price as of 2026-08-20)
Nov. 29, 2017	ASTE	A	47	$55.48	$2,608	25,856 Direct	+0.18%	Acquired	-24.8% (price as of 2026-08-20)
Oct. 31, 2017	ASTE	G	1,000	—	—	100,796 Indirect	-0.98%	Disposed	(price as of 2026-08-20)
Oct. 13, 2017	ASTE	A	169	$52.47	$8,867	25,809 Direct	+0.66%	Acquired	-20.4% (price as of 2026-08-20)
Aug. 29, 2017	ASTE	A	54	$47.18	$2,548	25,640 Direct	+0.21%	Acquired	-11.5% (price as of 2026-08-20)
Aug. 8, 2017	ASTE	G	250	—	—	101,796 Indirect	-0.24%	Disposed	(price as of 2026-08-20)
Aug. 7, 2017	ASTE	G	750	—	—	102,046 Indirect	-0.73%	Disposed	(price as of 2026-08-20)
July 12, 2017	ASTE	A	159	$55.82	$8,875	25,586 Direct	+0.63%	Acquired	-25.2% (price as of 2026-08-20)
May 26, 2017	ASTE	A	45	$56.00	$2,520	25,427 Direct	+0.18%	Acquired	-25.5% (price as of 2026-08-20)
April 7, 2017	ASTE	A	459	$62.01	$28,463	25,382 Direct	+1.84%	Acquired	-32.7% (price as of 2026-08-20)
March 31, 2017	ASTE	A	42	$59.54	$2,501	24,923 Direct	+0.17%	Acquired	-29.9% (price as of 2026-08-20)
Feb. 28, 2017	ASTE	S	5,000	$62.77	$313,850	102,796 Indirect	-4.64%	Disposed	-33.5% (price as of 2026-08-20)
Feb. 28, 2017	ASTE	A	3,588	—	—	3,588 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 10, 2017	ASTE	A	127	$67.65	$8,592	24,881 Direct	+0.51%	Acquired	-38.3% (price as of 2026-08-20)
Nov. 28, 2016	ASTE	A	37	$66.88	$2,475	24,755 Direct	+0.15%	Acquired	-37.6% (price as of 2026-08-20)
Oct. 12, 2016	ASTE	A	147	$58.49	$8,598	24,718 Direct	+0.60%	Acquired	-28.6% (price as of 2026-08-20)
Aug. 30, 2016	ASTE	A	41	$59.93	$2,457	24,571 Direct	+0.17%	Acquired	-30.4% (price as of 2026-08-20)
Aug. 1, 2016	ASTE	S	10,000	$60.22	$602,200	98,406 Indirect	-9.22%	Disposed	-30.7% (price as of 2026-08-20)
July 8, 2016	ASTE	A	147	$58.15	$8,548	24,530 Direct	+0.60%	Acquired	-28.2% (price as of 2026-08-20)
May 27, 2016	ASTE	A	46	$52.86	$2,432	24,383 Direct	+0.19%	Acquired	-21.0% (price as of 2026-08-20)
April 6, 2016	ASTE	A	221	$45.47	$10,049	24,337 Direct	+0.92%	Acquired	-8.2% (price as of 2026-08-20)
March 28, 2016	ASTE	A	54	$44.49	$2,402	24,115 Direct	+0.22%	Acquired	-6.2% (price as of 2026-08-20)
Feb. 28, 2016	ASTE	F	1,581	$42.19	$66,702	0 Direct	-100.00%	Disposed	-1.1% (price as of 2026-08-20)
Jan. 8, 2016	ASTE	A	228	$36.34	$8,286	24,061 Direct	+0.96%	Acquired	14.9% (price as of 2026-08-20)
Nov. 25, 2015	ASTE	A	58	$40.82	$2,368	23,833 Direct	+0.24%	Acquired	2.3% (price as of 2026-08-20)
Oct. 8, 2015	ASTE	A	224	$37.03	$8,295	23,775 Direct	+0.95%	Acquired	12.7% (price as of 2026-08-20)
Aug. 28, 2015	ASTE	A	63	$37.38	$2,355	23,552 Direct	+0.27%	Acquired	11.7% (price as of 2026-08-20)
July 9, 2015	ASTE	A	205	$40.42	$8,286	23,489 Direct	+0.88%	Acquired	3.3% (price as of 2026-08-20)
May 28, 2015	ASTE	A	55	$41.87	$2,303	23,284 Direct	+0.24%	Acquired	-0.3% (price as of 2026-08-20)
April 9, 2015	ASTE	A	196	$42.20	$8,271	23,228 Direct	+0.85%	Acquired	-1.1% (price as of 2026-08-20)
March 27, 2015	ASTE	A	54	$42.66	$2,304	23,032 Direct	+0.24%	Acquired	-2.2% (price as of 2026-08-20)
Feb. 28, 2015	ASTE	F	775	$42.77	$33,147	6,321 Direct	-10.92%	Disposed	-2.4% (price as of 2026-08-20)
Jan. 12, 2015	ASTE	A	221	$36.20	$8,000	22,978 Direct	+0.97%	Acquired	15.3% (price as of 2026-08-20)
Nov. 28, 2014	ASTE	A	56	$40.67	$2,278	22,757 Direct	+0.25%	Acquired	2.6% (price as of 2026-08-20)
Oct. 9, 2014	ASTE	A	226	$35.41	$8,003	22,701 Direct	+1.01%	Acquired	17.9% (price as of 2026-08-20)
Aug. 29, 2014	ASTE	A	54	$41.56	$2,244	22,476 Direct	+0.24%	Acquired	0.4% (price as of 2026-08-20)
July 8, 2014	ASTE	A	188	$42.50	$7,990	22,422 Direct	+0.85%	Acquired	-1.8% (price as of 2026-08-20)
May 29, 2014	ASTE	A	55	$40.35	$2,219	22,233 Direct	+0.25%	Acquired	3.4% (price as of 2026-08-20)
April 7, 2014	ASTE	A	262	$43.13	$11,300	22,178 Direct	+1.20%	Acquired	-3.2% (price as of 2026-08-20)
March 25, 2014	ASTE	A	49	$45.01	$2,205	21,917 Direct	+0.22%	Acquired	-7.3% (price as of 2026-08-20)
Feb. 28, 2014	ASTE	F	775	$40.52	$31,403	9,421 Direct	-7.60%	Disposed	3.0% (price as of 2026-08-20)
Jan. 9, 2014	ASTE	A	209	$37.04	$7,741	21,868 Direct	+0.96%	Acquired	12.7% (price as of 2026-08-20)
Nov. 29, 2013	ASTE	A	59	$36.76	$2,169	21,659 Direct	+0.27%	Acquired	13.5% (price as of 2026-08-20)
Oct. 10, 2013	ASTE	A	217	$35.78	$7,764	21,600 Direct	+1.01%	Acquired	16.7% (price as of 2026-08-20)
Aug. 30, 2013	ASTE	A	61	$34.79	$2,122	21,384 Direct	+0.29%	Acquired	20.0% (price as of 2026-08-20)
Aug. 1, 2013	ASTE	S	10,000	$35.50	$355,000	108,406 Indirect	-8.45%	Disposed	17.6% (price as of 2026-08-20)
July 5, 2013	ASTE	A	215	$36.05	$7,751	21,322 Direct	+1.02%	Acquired	15.8% (price as of 2026-08-20)
May 30, 2013	ASTE	A	59	$35.72	$2,107	21,107 Direct	+0.28%	Acquired	16.9% (price as of 2026-08-20)
April 9, 2013	ASTE	A	525	$33.78	$17,734	21,048 Direct	+2.56%	Acquired	23.6% (price as of 2026-08-20)
Feb. 28, 2013	ASTE	F	775	$35.02	$27,140	12,521 Direct	-5.83%	Disposed	19.2% (price as of 2026-08-20)
Jan. 11, 2013	ASTE	A	217	$34.57	$7,502	20,523 Direct	+1.07%	Acquired	20.7% (price as of 2026-08-20)
Dec. 12, 2012	ASTE	P	634	$31.02	$19,667	20,306 Direct	+3.22%	Acquired	34.6% (price as of 2026-08-20)
Nov. 9, 2012	ASTE	G	50,000	—	—	113,756 Indirect	-30.53%	Disposed	(price as of 2026-08-20)
Oct. 11, 2012	ASTE	A	224	$31.32	$7,016	19,672 Direct	+1.15%	Acquired	33.3% (price as of 2026-08-20)
July 9, 2012	ASTE	A	224	$29.54	$6,617	19,448 Direct	+1.17%	Acquired	41.3% (price as of 2026-08-20)
April 10, 2012	ASTE	A	403	$35.07	$14,133	19,223 Direct	+2.14%	Acquired	19.0% (price as of 2026-08-20)
March 8, 2012	ASTE	F	775	$35.90	$27,822	15,621 Direct	-4.73%	Disposed	16.3% (price as of 2026-08-20)
Jan. 17, 2012	ASTE	A	182	$35.38	$6,439	18,821 Direct	+0.98%	Acquired	18.0% (price as of 2026-08-20)
Nov. 3, 2011	ASTE	S	7,300	$34.00	$248,200	163,756 Indirect	-4.27%	Disposed	22.8% (price as of 2026-08-20)
Oct. 12, 2011	ASTE	A	199	$32.34	$6,436	18,639 Direct	+1.08%	Acquired	29.1% (price as of 2026-08-20)
July 13, 2011	ASTE	A	162	$39.03	$6,323	18,440 Direct	+0.89%	Acquired	6.9% (price as of 2026-08-20)
April 8, 2011	ASTE	A	303	$38.03	$11,523	18,278 Direct	+1.69%	Acquired	9.8% (price as of 2026-08-20)
Feb. 28, 2011	ASTE	A	6,321	—	—	18,721 Direct	+50.98%	Acquired	(price as of 2026-08-20)
Jan. 10, 2011	ASTE	A	190	$32.85	$6,242	17,975 Direct	+1.07%	Acquired	27.1% (price as of 2026-08-20)
Nov. 8, 2010	ASTE	M	14,854	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 8, 2010	ASTE	S	14,854	$32.05	$476,071	0 Direct	-100.00%	Disposed	30.2% (price as of 2026-08-20)
Nov. 8, 2010	ASTE	M	14,854	$19.43	$288,613	14,854 Direct	—	Acquired	114.8% (price as of 2026-08-20)
Oct. 5, 2010	ASTE	A	220	$28.46	$6,261	17,786 Direct	+1.25%	Acquired	46.7% (price as of 2026-08-20)
July 8, 2010	ASTE	A	221	$28.22	$6,237	17,566 Direct	+1.27%	Acquired	47.9% (price as of 2026-08-20)
April 23, 2010	ASTE	M	21,097	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 23, 2010	ASTE	M	21,097	$36.00	$759,492	0 Direct	-100.00%	Disposed	15.9% (price as of 2026-08-20)
April 23, 2010	ASTE	M	21,097	$14.50	$305,906	21,097 Direct	—	Acquired	187.9% (price as of 2026-08-20)
April 8, 2010	ASTE	A	210	$29.70	$6,237	17,345 Direct	+1.23%	Acquired	40.5% (price as of 2026-08-20)
Feb. 28, 2010	ASTE	A	3,100	—	—	12,400 Direct	+33.33%	Acquired	(price as of 2026-08-20)
Jan. 12, 2010	ASTE	A	217	$28.36	$6,154	17,134 Direct	+1.28%	Acquired	47.2% (price as of 2026-08-20)
Oct. 12, 2009	ASTE	A	239	$26.12	$6,243	16,918 Direct	+1.43%	Acquired	59.8% (price as of 2026-08-20)
July 20, 2009	ASTE	A	258	$24.26	$6,259	16,678 Direct	+1.57%	Acquired	72.1% (price as of 2026-08-20)
April 13, 2009	ASTE	A	674	$27.06	$18,238	16,421 Direct	+4.28%	Acquired	54.2% (price as of 2026-08-20)
Feb. 28, 2009	ASTE	A	3,100	—	—	9,300 Direct	+50.00%	Acquired	(price as of 2026-08-20)
Jan. 13, 2009	ASTE	A	223	$28.00	$6,244	15,746 Direct	+1.44%	Acquired	49.1% (price as of 2026-08-20)
Dec. 30, 2008	ASTE	G	1,500	—	—	171,056 Indirect	-0.87%	Disposed	(price as of 2026-08-20)
Dec. 17, 2008	ASTE	M	46,621	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 17, 2008	ASTE	S	46,621	$33.00	$1,538,493	0 Direct	-100.00%	Disposed	26.5% (price as of 2026-08-20)
Dec. 17, 2008	ASTE	M	46,621	$29.59	$1,379,515	46,621 Direct	—	Acquired	41.1% (price as of 2026-08-20)
Oct. 28, 2008	ASTE	M	35,890	$12.97	$465,493	172,556 Indirect	+26.26%	Acquired	221.8% (price as of 2026-08-20)
Oct. 28, 2008	ASTE	M	35,890	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 9, 2008	ASTE	A	275	$22.71	$6,245	15,523 Direct	+1.80%	Acquired	83.8% (price as of 2026-08-20)
July 14, 2008	ASTE	A	12	$30.27	$363	15,248 Direct	+0.08%	Acquired	37.9% (price as of 2026-08-20)
July 10, 2008	ASTE	A	195	$30.27	$5,903	15,236 Direct	+1.30%	Acquired	37.9% (price as of 2026-08-20)
July 10, 2008	ASTE	A	195	$32.11	$6,261	15,236 Direct	+1.30%	Acquired	30.0% (price as of 2026-08-20)
April 9, 2008	ASTE	A	472	$38.65	$18,243	15,041 Direct	+3.24%	Acquired	8.0% (price as of 2026-08-20)
March 13, 2008	ASTE	M	54,246	—	—	164,541 Direct	-24.79%	Disposed	(price as of 2026-08-20)
March 13, 2008	ASTE	M	54,246	$17.38	$942,795	136,666 Indirect	+65.82%	Acquired	140.2% (price as of 2026-08-20)
Feb. 28, 2008	ASTE	A	3,100	—	—	39,006 Direct	+8.63%	Acquired	(price as of 2026-08-20)
Jan. 10, 2008	ASTE	A	210	$28.89	$6,067	14,569 Direct	+1.46%	Acquired	44.5% (price as of 2026-08-20)

Showing latest 100 of 156 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 12, 2018	ASTE	Phantom Stock	Common Stock	—	—	110	Acquired
May 30, 2018	ASTE	Phantom Stock	Common Stock	—	—	44	Acquired
April 9, 2018	ASTE	Phantom Stock	Common Stock	—	—	324	Acquired
March 29, 2018	ASTE	Phantom Stock	Common Stock	—	—	47	Acquired
Jan. 10, 2018	ASTE	Phantom Stock [F2]	Common Stock	—	—	147	Acquired
Nov. 29, 2017	ASTE	Phantom Stock [F2]	Common Stock	—	—	47	Acquired
Oct. 13, 2017	ASTE	Phantom Stock	Common Stock	—	—	169	Acquired
Aug. 29, 2017	ASTE	Phantom Stock	Common Stock	—	—	54	Acquired
July 12, 2017	ASTE	Phantom Stock	Common Stock	—	—	159	Acquired
May 26, 2017	ASTE	Phantom Stock	Common Stock	—	—	45	Acquired
April 7, 2017	ASTE	Phantom Stock	Common Stock	—	—	459	Acquired
March 31, 2017	ASTE	Phantom Stock	Common Stock	—	—	42	Acquired
Jan. 10, 2017	ASTE	Phantom Stock	Common Stock	—	—	127	Acquired
Nov. 28, 2016	ASTE	Phantom Stock	Common Stock	—	—	37	Acquired
Oct. 12, 2016	ASTE	Phantom Stock	Common Stock (147)	—	—	147	Acquired
Aug. 30, 2016	ASTE	Phantom Stock	Common Stock (41)	—	—	41	Acquired
July 8, 2016	ASTE	Phantom Stock	Common Stock	—	—	147	Acquired
May 27, 2016	ASTE	Phantom Stock	Common Stock	—	—	46	Acquired
April 6, 2016	ASTE	Phantom Stock	Common Stock	—	—	221	Acquired
March 28, 2016	ASTE	Phantom Stock	Common Stock	—	—	54	Acquired
Jan. 8, 2016	ASTE	Phantom Stock	Common Stock	—	—	228	Acquired
Nov. 25, 2015	ASTE	Phantom Stock	Common Stock	—	—	58	Acquired
Oct. 8, 2015	ASTE	Phantom Stock	Common Stock	—	—	224	Acquired
Aug. 28, 2015	ASTE	Phantom Stock	Common Stock	—	—	63	Acquired
July 9, 2015	ASTE	Phantom Stock	Common Stock	—	—	205	Acquired
May 28, 2015	ASTE	Phantom Stock	Common Stock (55)	—	—	55	Acquired
April 9, 2015	ASTE	Phantom Stock	Common Stock (196)	—	—	196	Acquired
March 27, 2015	ASTE	Phantom Stock	Common Stock (54)	—	—	54	Acquired
Jan. 12, 2015	ASTE	Phantom Stock	Common Stock	—	—	221	Acquired
Nov. 28, 2014	ASTE	Phantom Stock	Common Stock	—	—	56	Acquired
Oct. 9, 2014	ASTE	Phantom Stock	Common Stock	—	—	226	Acquired
Aug. 29, 2014	ASTE	Phantom Stock	Common Stock	—	—	54	Acquired
July 8, 2014	ASTE	Phantom Stock	Common Stock	—	—	188	Acquired
May 29, 2014	ASTE	Phantom Stock	Common Stock	—	—	55	Acquired
April 7, 2014	ASTE	Phantom Stock	Common Stock	—	—	262	Acquired
March 25, 2014	ASTE	Phantom Stock	Common Stock	—	—	49	Acquired
Jan. 9, 2014	ASTE	Phantom Stock	Common Stock	—	—	209	Acquired
Nov. 29, 2013	ASTE	Phantom Stock	Common Stock	—	—	59	Acquired
Oct. 10, 2013	ASTE	Phantom Stock	Common Stock	—	—	217	Acquired
Aug. 30, 2013	ASTE	Phantom Stock	Common Stock	—	—	61	Acquired
July 5, 2013	ASTE	Phantom Stock	Common Stock	—	—	215	Acquired
May 30, 2013	ASTE	Phantom Stock	Common Stock	—	—	59	Acquired
April 9, 2013	ASTE	Phantom Stock	Common Stock	—	—	525	Acquired
Jan. 11, 2013	ASTE	Phantom Stock	Common Stock (217)	—	—	217	Acquired
Dec. 12, 2012	ASTE	Phantom Stock	Common Stock (634)	—	—	634	Acquired
Oct. 11, 2012	ASTE	Phantom Stock	Common Stock	—	—	224	Acquired
July 9, 2012	ASTE	Phantom Stock	Common Stock	—	—	224	Acquired
April 10, 2012	ASTE	Phantom Stock	Common Stock	—	—	403	Acquired
Jan. 17, 2012	ASTE	Phantom Stock	Common Stock (182)	—	—	182	Acquired
Oct. 12, 2011	ASTE	Phantom Stock	Common Stock (199)	—	—	199	Acquired
July 13, 2011	ASTE	Phantom Stock	Common Stock (162)	—	—	162	Acquired
April 8, 2011	ASTE	Phantom Stock	Common Stock (303)	—	—	303	Acquired
Jan. 10, 2011	ASTE	Phantom Stock	Common Stock (190)	—	—	190	Acquired
Nov. 8, 2010	ASTE	Stock Options	Common Stock (14,854)	$19.43	March 6, 2015	14,854	Disposed
Oct. 5, 2010	ASTE	Phantom Stock	Common Stock (220)	—	—	220	Acquired
July 8, 2010	ASTE	Phantom Stock	Common Stock (221)	—	—	221	Acquired
April 23, 2010	ASTE	Stock Options	Common Stock (21,097)	$14.50	Jan. 1, 2012	21,097	Disposed
April 8, 2010	ASTE	Phantom Stock	Common Stock (210)	—	—	210	Acquired
Jan. 12, 2010	ASTE	Phantom Stock	Common Stock (217)	—	—	217	Acquired
Oct. 12, 2009	ASTE	Phantom Stock	Common Stock (239)	—	—	239	Acquired
July 20, 2009	ASTE	Phantom Stock	Common Stock (258)	—	—	258	Acquired
April 13, 2009	ASTE	Phantom Stock	Common Stock (674)	—	—	674	Acquired
Jan. 13, 2009	ASTE	Phantom Stock	Common Stock (223)	—	—	223	Acquired
Dec. 17, 2008	ASTE	Stock Options	Common Stock (46,621)	$29.59	March 8, 2009	46,621	Disposed
Oct. 28, 2008	ASTE	Stock Options	Common Stock (35,890)	$12.97	Jan. 1, 2011	35,890	Disposed
Oct. 9, 2008	ASTE	Phantom Stock	Common Stock	—	—	275	Acquired
July 14, 2008	ASTE	Phantom Stock	Common Stock	—	—	12	Acquired
July 10, 2008	ASTE	Phantom Stock	Common Stock (195)	—	—	195	Acquired
July 10, 2008	ASTE	Phantom Stock	Common Stock (195)	—	—	195	Acquired
April 9, 2008	ASTE	Phantom Stock	Common Stock (472)	—	—	472	Acquired
March 13, 2008	ASTE	Stock Options	Common Stock (54,246)	$17.38	June 25, 2008	54,246	Disposed
Jan. 10, 2008	ASTE	Phantom Stock	Common Stock (210)	—	—	210	Acquired
Oct. 16, 2007	ASTE	Phantom Stock	Common Stock (103)	—	—	103	Acquired
Aug. 14, 2007	ASTE	Common Stock	Common Stock (5,146)	$19.43	March 3, 2015	5,146	Disposed
Aug. 14, 2007	ASTE	Stock Options	Common Stock (6,896)	$14.50	Jan. 1, 2012	6,896	Disposed
Aug. 14, 2007	ASTE	Stock Options	Common Stock (7,710)	$12.97	Jan. 1, 2011	7,710	Disposed
Aug. 14, 2007	ASTE	Stock Option	Common Stock (3,921)	$25.50	March 5, 2010	3,921	Disposed
Aug. 14, 2007	ASTE	Stock Options	Common Stock (3,379)	$29.59	March 8, 2009	3,379	Disposed
Aug. 14, 2007	ASTE	Stock Options	Common Stock (5,754)	$17.38	June 25, 2008	5,754	Disposed
July 17, 2007	ASTE	Phantom Stock	Common Stock (123)	—	—	123	Acquired
April 20, 2007	ASTE	Phantom Shares	Common Stock (411)	—	—	411	Acquired
Jan. 23, 2007	ASTE	Phantom Stock	Common Stock (157)	—	—	157	Acquired
Oct. 11, 2006	ASTE	Phantom Stock	Common Stock (216)	—	—	216	Acquired
Aug. 3, 2006	ASTE	Stock Options	Common Stock (40,000)	$4.75	Dec. 11, 2006	40,000	Disposed
July 11, 2006	ASTE	Phantom Stock	Common Stock (169)	—	—	169	Acquired
April 11, 2006	ASTE	Phantom Shares	Common Stock (410)	—	—	410	Acquired
March 8, 2006	ASTE	Stock Options	Common Stock (20,000)	$5.38	April 15, 2006	20,000	Disposed
Jan. 12, 2006	ASTE	Phantom Stock	Common Stock (156)	—	—	156	Acquired
Oct. 14, 2005	ASTE	Phantom Stock	Common Stock (194)	—	—	194	Acquired
July 18, 2005	ASTE	Common Stock	Common Stock (237)	—	—	237	Acquired
April 9, 2005	ASTE	Common Stock	Common Stock (491)	—	—	491	Acquired
March 7, 2005	ASTE	stock option	common stock (20,000)	$19.43	March 6, 2015	20,000	Acquired
Feb. 10, 2005	ASTE	stock option	common stock (20,000)	$6.44	Feb. 28, 2005	20,000	Disposed
Jan. 8, 2005	ASTE	Common Stock	Common Stock (303)	—	—	303	Acquired
Nov. 3, 2003	ASTE	stock option	common stock (16,000)	$7.44	Jan. 11, 2004	16,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).