Sophia Randolph

CIK 1817127 · View on SEC EDGAR ↗

Insider

First SEC filing: July 16, 2020 · Latest: July 16, 2020

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 29, 2023 ALXO S 3,128 $15.04 $47,045 312,349 Direct -0.99% Disposed -86.7% (price as of 2026-08-20)
June 30, 2023 ALXO S 1,605 $7.34 $11,781 281,477 Direct -0.57% Disposed -72.7% (price as of 2026-08-20)
Dec. 29, 2022 ALXO S 1,617 $11.07 $17,900 270,253 Direct -0.59% Disposed -81.9% (price as of 2026-08-20)
Nov. 22, 2021 ALXO S 14,884 $36.77 $547,285 164,544 Direct -8.30% Disposed -94.5% (price as of 2026-08-20)
Oct. 11, 2021 ALXO S 10b5-1 4,948 $60.79 $300,789 151,867 Direct -3.16% Disposed -96.7% (price as of 2026-08-20)
Oct. 11, 2021 ALXO S 10b5-1 2,439 $61.36 $149,657 149,428 Direct -1.61% Disposed -96.7% (price as of 2026-08-20)
Sept. 10, 2021 ALXO S 10b5-1 1,458 $78.31 $114,176 156,815 Direct -0.92% Disposed -97.4% (price as of 2026-08-20)
Sept. 10, 2021 ALXO S 10b5-1 5,029 $77.69 $390,703 158,273 Direct -3.08% Disposed -97.4% (price as of 2026-08-20)
Sept. 10, 2021 ALXO S 10b5-1 900 $76.45 $68,805 163,302 Direct -0.55% Disposed -97.4% (price as of 2026-08-20)
Aug. 10, 2021 ALXO S 10b5-1 70 $65.46 $4,582 164,202 Direct -0.04% Disposed -96.9% (price as of 2026-08-20)
Aug. 10, 2021 ALXO S 10b5-1 5,599 $64.76 $362,591 164,272 Direct -3.30% Disposed -96.9% (price as of 2026-08-20)
Aug. 10, 2021 ALXO S 10b5-1 1,718 $64.20 $110,296 169,871 Direct -1.00% Disposed -96.9% (price as of 2026-08-20)
July 12, 2021 ALXO S 10b5-1 300 $55.86 $16,758 171,589 Direct -0.17% Disposed -96.4% (price as of 2026-08-20)
July 12, 2021 ALXO S 10b5-1 7,087 $54.86 $388,793 171,889 Direct -3.96% Disposed -96.3% (price as of 2026-08-20)
June 10, 2021 ALXO S 10b5-1 1,188 $59.80 $71,042 185,175 Direct -0.64% Disposed -96.6% (price as of 2026-08-20)
June 10, 2021 ALXO S 10b5-1 4,405 $60.90 $268,264 180,770 Direct -2.38% Disposed -96.7% (price as of 2026-08-20)
June 10, 2021 ALXO S 10b5-1 1,794 $61.53 $110,385 178,976 Direct -0.99% Disposed -96.7% (price as of 2026-08-20)
May 10, 2021 ALXO S 10b5-1 956 $62.79 $60,027 186,436 Direct -0.51% Disposed -96.8% (price as of 2026-08-20)
May 10, 2021 ALXO S 10b5-1 73 $64.56 $4,713 186,363 Direct -0.04% Disposed -96.9% (price as of 2026-08-20)
May 10, 2021 ALXO S 10b5-1 4,433 $62.12 $275,378 187,392 Direct -2.31% Disposed -96.8% (price as of 2026-08-20)
May 10, 2021 ALXO S 10b5-1 1,925 $61.12 $117,656 191,825 Direct -0.99% Disposed -96.7% (price as of 2026-08-20)
April 12, 2021 ALXO S 10b5-1 284 $63.51 $18,037 193,750 Direct -0.15% Disposed -96.8% (price as of 2026-08-20)
April 12, 2021 ALXO S 10b5-1 259 $61.59 $15,952 194,034 Direct -0.13% Disposed -96.7% (price as of 2026-08-20)
April 12, 2021 ALXO S 10b5-1 2,941 $60.29 $177,313 194,293 Direct -1.49% Disposed -96.7% (price as of 2026-08-20)
April 12, 2021 ALXO S 10b5-1 1,000 $59.15 $59,150 197,234 Direct -0.50% Disposed -96.6% (price as of 2026-08-20)
April 12, 2021 ALXO S 10b5-1 2,903 $58.06 $168,548 198,234 Direct -1.44% Disposed -96.5% (price as of 2026-08-20)
March 10, 2021 ALXO S 10b5-1 100 $76.69 $7,669 201,137 Direct -0.05% Disposed -97.4% (price as of 2026-08-20)
March 10, 2021 ALXO S 10b5-1 1,146 $75.20 $86,179 201,237 Direct -0.57% Disposed -97.3% (price as of 2026-08-20)
March 10, 2021 ALXO S 10b5-1 4,844 $74.35 $360,151 202,383 Direct -2.34% Disposed -97.3% (price as of 2026-08-20)
March 10, 2021 ALXO S 10b5-1 1,297 $73.38 $95,174 207,227 Direct -0.62% Disposed -97.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 25, 2023 ALXO Common Stock Common Stock (107,000) $5.86 July 24, 2033 107,000 Acquired
June 9, 2023 ALXO Employee Stock Option (right to buy) Common Stock (6,256) $4.81 April 27, 2030 6,256 Disposed
June 9, 2023 ALXO Employee Stock Option (right to buy) Common Stock (2,546) $4.08 March 9, 2030 2,546 Disposed
June 9, 2023 ALXO Employee Stock Option (right to buy) Common Stock (4,027) $1.91 Sept. 12, 2029 4,027 Disposed
Dec. 16, 2022 ALXO Stock Option (right to buy) Common Stock (25,339) $4.81 April 27, 2030 25,339 Disposed
Dec. 16, 2022 ALXO Stock Option (right to buy) Common Stock (12,731) $4.08 March 9, 2030 12,731 Disposed
Dec. 16, 2022 ALXO Stock Option (right to buy) Common Stock (8,404) $1.91 Sept. 12, 2029 8,404 Disposed
Aug. 5, 2022 ALXO Employee Stock Option (right to buy) Common Stock (123,000) $11.47 Aug. 4, 2032 123,000 Acquired
Dec. 15, 2021 ALXO Stock Option (right to buy) Common Stock (11,059) $1.91 Sept. 12, 2029 11,059 Disposed
Dec. 15, 2021 ALXO Stock Option (right to buy) Common Stock (12,793) $0.99 March 30, 2027 12,793 Disposed
Nov. 22, 2021 ALXO Stock Option (right to buy) Common Stock (30,000) $4.08 March 9, 2030 30,000 Disposed
July 30, 2021 ALXO Employee Stock Option (right to buy) Common Stock (100,000) $58.56 July 29, 2031 100,000 Acquired
July 16, 2020 ALXO Employee Stock Option (right to buy) Common Stock (89,657) $19.00 July 16, 2030 89,657 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 16, 2020 ALXO Common Stock 208,524 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (12,793) 12,793 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (23,490) 23,490 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (137,906) 137,906 Direct
July 16, 2020 ALXO Employee Stock Option (right to buy)→ Common Stock (50,679) 50,679 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ALXO

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $510,000 — — — $204,000 — — $1,374,892
2022 $471,330 — — — $165,908 — — $2,084,570
2021 $453,200 — — — $181,280 — — $4,751,470

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.