Sotaro Kato
CIK 2120443 · View on SEC EDGAR ↗
Insider
First SEC filing: March 18, 2026 · Latest: March 18, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 9 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 25, 2026 | NMR | A | 27,655 | — | — | 124,401 Direct | +28.59% | Acquired | (price as of 2026-08-21) |
| May 25, 2026 | NMR | A | 27,655 | — | — | 96,746 Direct | +40.03% | Acquired | (price as of 2026-08-21) |
| May 25, 2026 | NMR | A | 27,656 | — | — | 69,091 Direct | +66.75% | Acquired | (price as of 2026-08-21) |
| April 27, 2026 | NMR | M | 42,300 | — | — | 41,400 Direct | -50.54% | Disposed | (price as of 2026-08-21) |
| April 27, 2026 | NMR | F | 22,483 | $7.71 | $173,344 | 62,774 Direct | -26.37% | Disposed | 25.5% (price as of 2026-08-21) |
| April 27, 2026 | NMR | M | 42,300 | — | — | 85,257 Direct | +98.47% | Acquired | (price as of 2026-08-21) |
| April 24, 2026 | NMR | M | 35,736 | — | — | 41,435 Direct | -46.31% | Disposed | (price as of 2026-08-21) |
| April 24, 2026 | NMR | D | 35,736 | $8.21 | $293,393 | 42,957 Direct | -45.41% | Disposed | 17.8% (price as of 2026-08-21) |
| April 24, 2026 | NMR | M | 35,736 | — | — | 78,693 Direct | +83.19% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 25, 2026 | NMR | Notional Stock Units [F1] | Common stock (27,655) | — | — | 27,655 | Acquired |
| May 25, 2026 | NMR | Notional Stock Units [F1] | Common stock (27,655) | — | — | 27,655 | Acquired |
| May 25, 2026 | NMR | Notional Stock Units [F1] | Common stock (27,656) | — | — | 27,656 | Acquired |
| April 27, 2026 | NMR | Restricted Stock Units [F4,F8] | Common stock (42,300) | — | — | 42,300 | Disposed |
| April 24, 2026 | NMR | Notional Stock Units [F1] | Common stock (35,736) | — | — | 35,736 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 18, 2026 | NMR | Common Stock | 42,957 | Direct |
| March 18, 2026 | NMR | Restricted Stock Units [F1]→ Common Stock (42,300) | 42,300 | Direct |
| March 18, 2026 | NMR | Restricted Stock Units [F1]→ Common Stock (24,300) | 24,300 | Direct |
| March 18, 2026 | NMR | Restricted Stock Units [F1]→ Common Stock (17,100) | 17,100 | Direct |
| March 18, 2026 | NMR | Notional Stock Units [F2]→ Common Stock (35,736) | 35,736 | Direct |
| March 18, 2026 | NMR | Notional Stock Units [F2]→ Common Stock (24,279) | 24,279 | Direct |
| March 18, 2026 | NMR | Notional Stock Units [F2]→ Common Stock (17,156) | 17,156 | Direct |