Spencer I Browne
CIK 1164799 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 8, 2005 · Latest: Feb. 8, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 21, 2004 | NLY | M | 813 | $7.94 | $6,455 | 0 Direct | -100.00% | Disposed | -25.3% (price as of 2026-08-20) |
| Dec. 21, 2004 | NLY | M | 813 | $7.94 | $6,455 | 36,558 Direct | +2.27% | Acquired | -25.3% (price as of 2026-08-20) |
| June 28, 2004 | NLY | A | 1,250 | $17.21 | $21,512 | 1,250 Direct | — | Acquired | -65.5% (price as of 2026-08-20) |
| April 20, 2004 | NLY | A | 15,000 | $17.39 | $260,850 | 15,000 Direct | — | Acquired | -65.9% (price as of 2026-08-20) |
| Dec. 9, 2003 | NLY | M | 813 | $7.94 | $6,455 | 18,311 Direct | +4.65% | Acquired | -25.3% (price as of 2026-08-20) |
| Dec. 9, 2003 | NLY | A | 813 | $7.94 | $6,455 | 35,745 Direct | +2.33% | Acquired | -25.3% (price as of 2026-08-20) |
| Nov. 26, 2003 | NLY | M | 5,000 | $8.63 | $43,150 | 19,124 Direct | +35.40% | Acquired | -31.2% (price as of 2026-08-20) |
| Nov. 26, 2003 | NLY | A | 5,000 | $8.63 | $43,150 | 34,932 Direct | +16.70% | Acquired | -31.2% (price as of 2026-08-20) |
| Aug. 5, 2003 | NLY | A | 15,000 | — | — | 24,124 Direct | +164.40% | Acquired | (price as of 2026-08-20) |
| Aug. 5, 2003 | NLY | A | 0 | — | — | 29,932 Direct | 0.00% | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 21, 2004 | NLY | Option to purchase Common Stock | C/S (813) | $7.94 | Nov. 29, 2009 | 813 | Disposed |
| June 28, 2004 | NLY | Option to purchase Common Stock | C/S (1,250) | $17.21 | June 28, 2009 | 1,250 | Acquired |
| April 20, 2004 | NLY | Option to purchase Common Stock | C/S (15,000) | $17.39 | April 20, 2014 | 15,000 | Acquired |
| Dec. 9, 2003 | NLY | Option to purchase Common Stock | Common Stock (813) | $7.94 | Nov. 29, 2009 | 813 | Acquired |
| Nov. 26, 2003 | NLY | Option to purchase Common Stock | Common Stock (5,000) | $8.63 | Nov. 18, 2008 | 5,000 | Acquired |
| Aug. 5, 2003 | NLY | Option to purchase Common Stock | Common Stock (0) | $17.97 | Aug. 5, 2013 | 15,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).