Stacie Swanstrom

CIK 1687574 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 17, 2016 · Latest: Oct. 17, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 14, 2017 NDAQ S 1,012 $70.76 $71,609 19,311 Direct -4.98% Disposed 316.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 14, 2017 NDAQ Employee Stock Option (Right to Buy) Common Stock (1,012) $20.04 Aug. 3, 2017 1,012 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 17, 2016 NDAQ Common Stock, par value $0.01 per share 14,603 Direct
Oct. 17, 2016 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (1,012) 1,012 Direct
Oct. 17, 2016 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (2,833) 2,833 Direct