Insider at

04

Insider transactions

05
0 buys (P) 18 sells (S) Net: $-16,483,861 + 71 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

71 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 10, 2026 AAOI S 10b5-1 4,000 $105.33 $421,320 367,168 Direct -1.08% Disposed 23.6% (price as of 2026-10-06)
Aug. 10, 2026 AAOI S 10b5-1 4,000 $144.79 $579,160 371,168 Direct -1.07% Disposed -10.1% (price as of 2026-10-06)
July 10, 2026 AAOI S 10b5-1 4,000 $122.09 $488,360 380,576 Direct -1.04% Disposed 6.6% (price as of 2026-10-06)
June 12, 2026 AAOI S 33,000 $166.53 $5,495,490 384,576 Direct -7.90% Disposed -21.8% (price as of 2026-10-06)
June 10, 2026 AAOI S 10b5-1 4,000 $171.45 $685,800 447,906 Direct -0.89% Disposed -24.1% (price as of 2026-10-06)
May 19, 2026 AAOI S 33,000 $173.26 $5,717,580 451,906 Direct -6.81% Disposed -24.9% (price as of 2026-10-06)
May 11, 2026 AAOI S 10b5-1 4,000 $159.53 $638,120 266,126 Direct -1.48% Disposed -18.4% (price as of 2026-10-06)
April 10, 2026 AAOI S 10b5-1 4,000 $136.50 $546,000 276,070 Direct -1.43% Disposed -4.6% (price as of 2026-10-06)
March 10, 2026 AAOI S 10b5-1 4,000 $112.76 $451,040 280,070 Direct -1.41% Disposed 15.4% (price as of 2026-10-06)
Feb. 20, 2026 AAOI S 10b5-1 5,980 $50.15 $299,897 284,070 Direct -2.06% Disposed 159.5% (price as of 2026-10-06)
Feb. 11, 2026 AAOI S 10b5-1 11,693 $50.25 $587,573 290,050 Direct -3.88% Disposed 159.0% (price as of 2026-10-06)
Feb. 10, 2026 AAOI S 10b5-1 4,000 $48.68 $194,720 304,070 Direct -1.30% Disposed 167.4% (price as of 2026-10-06)
Feb. 10, 2026 AAOI S 10b5-1 2,327 $50.00 $116,350 301,743 Direct -0.77% Disposed 160.3% (price as of 2026-10-06)
Jan. 15, 2026 AAOI S 10b5-1 66 $35.01 $2,311 282,971 Direct -0.02% Disposed 271.8% (price as of 2026-10-06)
Jan. 13, 2026 AAOI S 10b5-1 934 $35.00 $32,690 283,037 Direct -0.33% Disposed 271.9% (price as of 2026-10-06)
Jan. 12, 2026 AAOI S 10b5-1 3,000 $33.75 $101,250 283,971 Direct -1.05% Disposed 285.7% (price as of 2026-10-06)
Dec. 10, 2025 AAOI S 10b5-1 3,000 $30.40 $91,200 288,971 Direct -1.03% Disposed 328.2% (price as of 2026-10-06)
Dec. 10, 2025 AAOI S 10b5-1 1,000 $35.00 $35,000 287,971 Direct -0.35% Disposed 271.9% (price as of 2026-10-06)
Aug. 15, 2025 AAOI S 12,000 $22.37 $268,440 298,477 Direct -3.87% Disposed 481.9% (price as of 2026-10-06)
July 16, 2025 AAOI S 10b5-1 3,000 $27.46 $82,380 318,036 Direct -0.93% Disposed 374.0% (price as of 2026-10-06)
June 16, 2025 AAOI S 10b5-1 2,000 $16.05 $32,100 321,036 Direct -0.62% Disposed 711.0% (price as of 2026-10-06)
May 16, 2025 AAOI S 10b5-1 2,000 $19.35 $38,700 323,036 Direct -0.62% Disposed 572.7% (price as of 2026-10-06)
April 16, 2025 AAOI S 10b5-1 2,000 $10.95 $21,900 235,977 Direct -0.84% Disposed 1088.7% (price as of 2026-10-06)
March 17, 2025 AAOI S 10b5-1 2,000 $23.06 $46,120 196,581 Direct -1.01% Disposed 464.4% (price as of 2026-10-06)
Feb. 18, 2025 AAOI S 10b5-1 3,000 $26.34 $79,020 198,581 Direct -1.49% Disposed 394.2% (price as of 2026-10-06)
Jan. 21, 2025 AAOI S 10b5-1 2,298 $35.17 $80,821 209,831 Direct -1.08% Disposed 270.1% (price as of 2026-10-06)
Jan. 16, 2025 AAOI S 10b5-1 4,000 $31.72 $126,880 212,129 Direct -1.85% Disposed 310.3% (price as of 2026-10-06)
Nov. 20, 2024 AAOI S 5,000 $31.56 $157,800 216,129 Direct -2.26% Disposed 312.4% (price as of 2026-10-06)
Jan. 16, 2024 AAOI S 10b5-1 20,000 $17.08 $341,600 200,488 Direct -9.07% Disposed 662.1% (price as of 2026-10-06)

Showing latest 100 of 319 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 20, 2023 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (5,000) $13.84 Jan. 28, 2024 5,000 Disposed
Aug. 31, 2023 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (11,000) $9.96 Sept. 26, 2023 11,000 Disposed
Sept. 11, 2019 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (222) $6.00 Oct. 19, 2019 222 Disposed
Sept. 4, 2018 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (3,800) $7.50 Jan. 18, 2023 3,800 Disposed
June 1, 2018 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (4,000) $7.50 Jan. 18, 2023 4,000 Disposed
July 27, 2017 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (3,000) $7.50 Jan. 18, 2023 3,000 Disposed
May 18, 2017 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (3,200) $7.50 Jan. 18, 2023 3,200 Disposed
March 13, 2017 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (334) $9.96 Sept. 26, 2023 334 Disposed
March 13, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (666) $9.96 Sept. 26, 2023 666 Disposed
Feb. 13, 2017 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (3,333) $7.50 Jan. 18, 2023 3,333 Disposed
Nov. 16, 2016 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (5,667) $6.00 Aug. 23, 2020 5,667 Disposed
Nov. 16, 2016 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (6,667) $6.00 March 4, 2021 6,667 Disposed
Nov. 16, 2016 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (4,333) $6.00 May 22, 2022 4,333 Disposed
May 11, 2016 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (1,000) $6.00 Oct. 19, 2019 1,000 Disposed
Oct. 29, 2015 AAOI Incentive Stock Option (Right to Buy) Common Stock, $.001 par value (2,000) $6.00 Aug. 23, 2020 2,000 Disposed
Oct. 29, 2015 AAOI Incentive Stock Option (Right to Buy) Common Stock, $.001 par value (1,444) $6.00 Oct. 19, 2019 1,444 Disposed
Feb. 24, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2,667) $6.00 Oct. 19, 2019 2,667 Disposed
Feb. 24, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2,000) $6.00 Oct. 19, 2019 2,000 Disposed
Feb. 24, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (1,370) $4.50 Dec. 31, 2014 1,370 Disposed
Feb. 24, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (1,833) $4.50 July 31, 2014 1,833 Disposed
Feb. 24, 2014 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (900) $3.00 Dec. 31, 2014 900 Disposed
Jan. 28, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (5,000) $13.84 Jan. 28, 2024 5,000 Acquired
Dec. 30, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (1,000) $4.50 July 31, 2014 1,000 Disposed
Sept. 26, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (12,000) $9.96 Sept. 26, 2023 12,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 25, 2013 AAOI Common Stock, $0.001 par value 2,230 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (900) 900 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,833) 2,833 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,444) 1,444 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,222) 1,222 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,000) 2,000 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,667) 2,667 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,370) 1,370 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (7,667) 7,667 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (6,667) 6,667 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (4,333) 4,333 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (17,333) 17,333 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AAOI

CFO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2025 $517,084 · $1,145,013 · $386,830 · $46,422 $2,095,350
2023 $400,564 · $1,685,852 · $199,684 · $37,611 $2,323,710
2022 $384,095 · $332,422 · $193,794 · $13,732 $924,043

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.