Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 57 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

57 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 15, 2019 CCL S 32,163 $57.08 $1,835,864 60,035 Direct -34.88% Disposed -54.9% (price as of 2026-10-05)
Jan. 11, 2019 CCL S 6,966 $52.27 $364,113 50,334 Direct -12.16% Disposed -50.8% (price as of 2026-10-05)
Feb. 13, 2018 CCL S 8,171 $68.73 $561,593 67,444 Direct -10.81% Disposed -62.6% (price as of 2026-10-05)
Jan. 12, 2018 CCL S 21,602 $69.11 $1,492,914 42,332 Direct -33.79% Disposed -62.8% (price as of 2026-10-05)
Dec. 27, 2017 CCL S 60,665 $66.59 $4,039,682 63,907 Direct -48.70% Disposed -61.4% (price as of 2026-10-05)
Feb. 15, 2017 CCL S 31,158 $55.88 $1,741,109 124,178 Direct -20.06% Disposed -54.0% (price as of 2026-10-05)
Jan. 17, 2017 CCL S 24,084 $52.95 $1,275,248 124,178 Direct -16.24% Disposed -51.4% (price as of 2026-10-05)
Dec. 29, 2016 CCL S 60,664 $52.11 $3,161,201 134,098 Direct -31.15% Disposed -50.6% (price as of 2026-10-05)
Feb. 9, 2016 CCL S 12,196 $40.79 $497,475 73,183 Direct -14.28% Disposed -36.9% (price as of 2026-10-05)
Jan. 15, 2016 CCL S 26,560 $49.92 $1,325,875 73,183 Direct -26.63% Disposed -48.5% (price as of 2026-10-05)
Feb. 17, 2015 CCL S 33,046 $43.33 $1,431,883 79,534 Direct -29.35% Disposed -40.6% (price as of 2026-10-05)
Jan. 21, 2014 CCL S 21,616 $40.80 $881,933 90,439 Direct -19.29% Disposed -36.9% (price as of 2026-10-05)
Feb. 1, 2013 CCL S 29,291 $39.07 $1,144,399 87,205 Direct -25.14% Disposed -34.2% (price as of 2026-10-05)
Nov. 9, 2012 CCL S 218 $38.89 $8,478 89,911 Direct -0.24% Disposed -33.9% (price as of 2026-10-05)
Nov. 8, 2012 CCL S 10,000 $38.96 $389,600 90,129 Direct -9.99% Disposed -34.0% (price as of 2026-10-05)
Nov. 8, 2012 CCL S 10,800 $38.92 $420,336 100,129 Direct -9.74% Disposed -33.9% (price as of 2026-10-05)
Dec. 23, 2011 CCL S 35,601 $32.72 $1,164,865 66,567 Direct -34.85% Disposed -21.4% (price as of 2026-10-05)
Feb. 28, 2011 CCL S 13,415 $42.88 $575,235 102,135 Direct -11.61% Disposed -40.0% (price as of 2026-10-05)
May 3, 2007 CCL S 300 $48.24 $14,472 17,304 Direct -1.70% Disposed -46.7% (price as of 2026-10-05)
May 3, 2007 CCL S 3,425 $48.23 $165,188 17,604 Direct -16.29% Disposed -46.7% (price as of 2026-10-05)
May 3, 2007 CCL S 975 $48.22 $47,014 21,029 Direct -4.43% Disposed -46.7% (price as of 2026-10-05)
May 3, 2007 CCL S 700 $48.21 $33,747 22,004 Direct -3.08% Disposed -46.6% (price as of 2026-10-05)
May 3, 2007 CCL S 10,900 $48.20 $525,380 22,704 Direct -32.44% Disposed -46.6% (price as of 2026-10-05)
May 3, 2007 CCL S 200 $48.09 $9,618 33,604 Direct -0.59% Disposed -46.5% (price as of 2026-10-05)
May 3, 2007 CCL S 1,000 $48.08 $48,080 33,804 Direct -2.87% Disposed -46.5% (price as of 2026-10-05)
May 3, 2007 CCL S 1,900 $48.07 $91,333 34,804 Direct -5.18% Disposed -46.5% (price as of 2026-10-05)
May 3, 2007 CCL S 200 $48.06 $9,612 36,704 Direct -0.54% Disposed -46.5% (price as of 2026-10-05)
Nov. 8, 2005 CCL S 9,100 $51.99 $473,109 2,269 Direct -80.04% Disposed -50.5% (price as of 2026-10-05)
Nov. 8, 2005 CCL S 26,500 $52.00 $1,378,000 11,369 Direct -69.98% Disposed -50.5% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 8, 2012 CCL Stock Options (Right to Buy) Common Stock (10,800) $26.56 April 17, 2013 10,800 Disposed
May 3, 2007 CCL Stock Option (Right to Buy) Common Stock (2,600) $25.92 April 17, 2011 2,600 Disposed
May 3, 2007 CCL Stock Option (Right to Buy) Common Stock (14,400) $22.57 Oct. 8, 2011 14,400 Disposed
May 3, 2007 CCL Stock Option (Right to Buy) Common Stock (2,600) $19.75 June 22, 2010 2,600 Disposed
Feb. 20, 2007 CCL Stock Options (Right to Buy) Common Stock (25,000) $48.55 Feb. 20, 2014 25,000 Acquired
Feb. 20, 2007 CCL Stock Options (Right to Buy) Common Stock (50,000) $48.55 Feb. 20, 2014 50,000 Acquired
Nov. 8, 2005 CCL Stock Option (Right to Buy) Common Stock (5,000) $44.91 Feb. 26, 2014 5,000 Disposed
Nov. 8, 2005 CCL Stock Option (Right to Buy) Common Stock (13,000) $43.56 Jan. 26, 2010 13,000 Disposed
Nov. 8, 2005 CCL Stock Option (Right to Buy) Common Stock (7,200) $26.56 April 17, 2013 7,200 Disposed
Nov. 8, 2005 CCL Stock Option (Right to Buy) Common Stock (10,400) $25.92 April 17, 2011 10,400 Disposed
Feb. 28, 2005 CCL Stock Option (Right to Buy) Common Stock (25,000) $54.12 Feb. 28, 2015 25,000 Acquired
Feb. 26, 2004 CCL Option to Purchase Common Stock (25,000) $44.91 Feb. 26, 2014 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Nov. 17, 2003 CCL Common Stock, $0.01 par value 2,244 Direct
Nov. 17, 2003 CCL Stock Option (Right to Buy) [F1]→ Common Stock, $0.01 par value (13,000) 13,000 Direct
Nov. 17, 2003 CCL Stock Option (Right to Buy) [F1]→ Common Stock, $0.01 par value (2,600) 2,600 Direct
Nov. 17, 2003 CCL Stock Option (Right to Buy) [F1]→ Common Stock, $0.01 par value (13,000) 13,000 Direct
Nov. 17, 2003 CCL Stock Option (Right to Buy) [F1]→ Common Stock, $0.01 par value (14,400) 14,400 Direct
Nov. 17, 2003 CCL Stock Option (Right to Buy) [F3]→ Common Stock, $0.01 par value (18,000) 18,000 Direct