Stephanie Vinella

CIK 1306377 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 5, 2004 · Latest: Nov. 5, 2004

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 7, 2009 SWKHL A 10,000 155,000 Direct +6.90% Acquired (price as of 2026-08-20)
July 29, 2008 SWKHL A 10,000 145,000 Direct +7.41% Acquired (price as of 2026-08-20)
July 26, 2007 SWKHL A 10,000 10,000 Direct Acquired (price as of 2026-08-20)
March 6, 2007 SWKHL A 10,000 10,000 Direct Acquired (price as of 2026-08-20)
Sept. 8, 2006 SWKHL A 10,000 10,000 Direct Acquired (price as of 2026-08-20)
Feb. 2, 2005 SWKHL A 4,000 $1.70 $6,800 4,000 Direct Acquired 1397.1% (price as of 2026-08-20)
Feb. 2, 2005 SWKHL A 96,000 $1.70 $163,200 100,000 Direct +2400.00% Acquired 1397.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 7, 2009 SWKHL Stock Option (right to buy) Common Stock (10,000) $0.70 July 7, 2019 10,000 Acquired
July 29, 2008 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (10,000) $1.24 July 29, 2018 10,000 Acquired
July 26, 2007 SWKHL Non-Qualified Stock Option (Right to Buy) Common Stock (10,000) $2.67 July 25, 2017 10,000 Acquired
March 6, 2007 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (10,000) $3.50 March 5, 2017 10,000 Acquired
Sept. 8, 2006 SWKHL NON QUALIFIED STOCK OPTION (RIGHT TO BUY) COMMON STOCK (10,000) $2.95 Sept. 7, 2016 10,000 Acquired
Feb. 2, 2005 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (4,000) $1.70 Feb. 1, 2015 4,000 Acquired
Feb. 2, 2005 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (96,000) $1.70 Feb. 1, 2015 96,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 5, 2004 SWKHL Common Stock 262 Direct