Stephen A Gosselin

Insider

First SEC filing: Nov. 1, 2005 · Latest: Nov. 1, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CAT selling Aug. 1, 2005

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 31, 2005	CAT	M	2,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 31, 2005	CAT	M	3,080	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 31, 2005	CAT	F	1,281	$52.42	$67,150	17,135 Direct	-6.96%	Disposed	1442.4% (price as of 2026-08-20)
Oct. 31, 2005	CAT	M	2,600	$25.83	$67,158	18,416 Direct	+16.44%	Acquired	3030.2% (price as of 2026-08-20)
Oct. 31, 2005	CAT	F	966	$52.42	$50,638	15,816 Direct	-5.76%	Disposed	1442.4% (price as of 2026-08-20)
Oct. 31, 2005	CAT	M	3,080	$16.45	$50,666	16,782 Direct	+22.48%	Acquired	4815.1% (price as of 2026-08-20)
Aug. 1, 2005	CAT	S	300	$54.03	$16,209	13,702 Direct	-2.14%	Disposed	1396.4% (price as of 2026-08-20)
Aug. 1, 2005	CAT	S	1,200	$54.02	$64,824	14,002 Direct	-7.89%	Disposed	1396.7% (price as of 2026-08-20)
March 10, 2005	CAT	M	1,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 10, 2005	CAT	F	308	$97.86	$30,141	7,263 Direct	-4.07%	Disposed	1552.4% (price as of 2026-08-20)
March 10, 2005	CAT	M	1,000	$30.16	$30,160	7,571 Direct	+15.22%	Acquired	5261.6% (price as of 2026-08-20)
March 4, 2005	CAT	A	534	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2005	CAT	J	32,000	—	—	32,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2004	CAT	G	125	—	—	6,423 Direct	-1.91%	Disposed	(price as of 2026-08-20)
Nov. 15, 2004	CAT	M	849	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2004	CAT	M	940	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2004	CAT	F	505	$90.02	$45,460	6,548 Direct	-7.16%	Disposed	1696.3% (price as of 2026-08-20)
Nov. 15, 2004	CAT	M	849	$38.41	$32,610	7,053 Direct	+13.68%	Acquired	4110.0% (price as of 2026-08-20)
Nov. 15, 2004	CAT	F	314	$90.02	$28,266	6,204 Direct	-4.82%	Disposed	1696.3% (price as of 2026-08-20)
Nov. 15, 2004	CAT	M	940	$30.16	$28,350	6,518 Direct	+16.85%	Acquired	5261.6% (price as of 2026-08-20)
June 8, 2004	CAT	J	32,000	—	—	32,000 Direct	—	Acquired	(price as of 2026-08-20)
March 31, 2004	CAT	A	467	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
June 27, 2003	CAT		None	—	—	—	—	—	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 31, 2005	CAT	Employee Stock Option [F2]	Common (2,600)	$25.83	June 10, 2007	2,600	Disposed
Oct. 31, 2005	CAT	Employee Stock Option [F2]	Common (3,080)	$16.45	June 11, 2006	3,080	Disposed
March 10, 2005	CAT	Employee Stock Option [F2]	Common (1,000)	$30.16	June 6, 2005	1,000	Disposed
March 4, 2005	CAT	Phantom Stock Units	Common (534)	—	—	534	Acquired
Feb. 18, 2005	CAT	Option (NQ) [F2]	Common (32,000)	$91.28	Feb. 18, 2015	32,000	Acquired
Nov. 15, 2004	CAT	Employee Stock Option [F2]	Common (849)	$38.41	June 12, 2010	849	Disposed
Nov. 15, 2004	CAT	Employee Stock Option [F2]	Common (940)	$30.16	June 6, 2005	940	Disposed
June 8, 2004	CAT	Option (NQ) [F2]	Common (32,000)	$77.26	June 8, 2014	32,000	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (467)	—	Aug. 8, 1988	467	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).