Stephen A Kaplan

CIK 1142409 · View on SEC EDGAR ↗

Insider

First SEC filing: July 23, 2014 · Latest: July 23, 2014

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Insider at

Insider transactions

1 buys (P) 0 sells (S) Net: $69,200 + 2 non-open-market transactions below Avg return of open purchases vs now: -17.6% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 22, 2025 TSQ P 10,000 $6.92 $69,200 208,618 Direct +5.03% Acquired -17.6% (price as of 2026-08-19)
Aug. 11, 2025 TSQ P 46,509 $6.77 $314,866 198,618 Direct +30.58% Acquired -15.7% (price as of 2026-08-19)
May 28, 2008 GNK S 1,000,000 $75.47 $75,470,000 1,512,532 Indirect -39.80% Disposed -96.6% (price as of 2026-08-19)
Oct. 5, 2007 GNK S 230,246 $67.00 $15,426,482 2,956,138 Indirect -7.23% Disposed -96.1% (price as of 2026-08-19)
Oct. 2, 2007 GNK S 846,045 $67.00 $56,685,015 3,186,384 Indirect -20.98% Disposed -96.1% (price as of 2026-08-19)
Feb. 20, 2007 GNK S 4,830,000 $30.73 $148,425,900 4,032,429 Indirect -54.50% Disposed -91.6% (price as of 2026-08-19)
April 14, 2006 GNK S 1,050,210 12,449,790 Indirect -7.78% Disposed (price as of 2026-08-19)
Oct. 1, 2004 GTLS P 0 $38.00 0 Indirect Acquired
June 8, 2004 GTLS P 0 $32.00 0 Indirect Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 23, 2014 TSQ Class A Preferred Units 22,247,026 Indirect
July 23, 2014 TSQ Class A Common Units 22,247,026 Indirect
July 23, 2014 TSQ Class A Preferred Warrants→ Class A Preferred Units (13,934,215) 13,934,215 Indirect
July 23, 2014 TSQ Class A Common Warrants→ Class A Common Units (13,934,215) 13,934,215 Indirect
July 22, 2005 GNK Common Stock 13,500,000 Indirect
Sept. 25, 2003 GTLS Common Stock 0 Indirect