Stephen D Newlin
CIK 1229313 · View on SEC EDGAR ↗
First SEC filing: Nov. 17, 2020 · Latest: Nov. 17, 2020
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 9, 2011 | AVNT | S 10b5-1 | 74,630 | $14.05 | $1,048,552 | 290,125 Direct | -20.46% | Disposed | 216.3% (price as of 2026-08-19) |
| June 2, 2011 | BKH | P | 2,400 | $30.47 | $73,128 | 2,400 Indirect | — | Acquired | 139.1% (price as of 2026-08-19) |
Showing latest 100 of 261 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 2, 2015 | BKH | Phantom Stock Unit | Common Stock (150) | — | — | 150 | Acquired |
| Feb. 27, 2015 | BKH | Phantom Stock Unit | Common Stock (385) | — | — | 385 | Acquired |
| Dec. 1, 2014 | BKH | Phantom Stock Unit | Common Stock (130) | — | — | 130 | Acquired |
| Nov. 28, 2014 | BKH | Phantom Stock Unit | Common Stock (347) | — | — | 347 | Acquired |
| Sept. 2, 2014 | BKH | Phantom Stock Unit | Common Stock (127) | — | — | 127 | Acquired |
| Aug. 29, 2014 | BKH | Phantom Stock Unit | Common Stock (349) | — | — | 349 | Acquired |
| June 2, 2014 | BKH | Phantom Stock Unit | Common Stock (116) | — | — | 116 | Acquired |
| May 30, 2014 | BKH | Phantom Stock Unit | Common Stock (325) | — | — | 325 | Acquired |
| March 3, 2014 | BKH | Phantom Stock Unit | Common Stock (115) | — | — | 115 | Acquired |
| Feb. 28, 2014 | BKH | Phantom Stock Unit | Common Stock (331) | — | — | 331 | Acquired |
| Dec. 2, 2013 | BKH | Phantom Stock Unit | Common Stock (121) | — | — | 121 | Acquired |
| Nov. 29, 2013 | BKH | Phantom Stock Unit | Common Stock (373) | — | — | 373 | Acquired |
| Sept. 3, 2013 | BKH | Phantom Stock Unit | Common Stock (125) | — | — | 125 | Acquired |
| Aug. 30, 2013 | BKH | Phantom Stock Unit | Common Stock (390) | — | — | 390 | Acquired |
| June 3, 2013 | BKH | Phantom Stock Unit | Common Stock (121) | — | — | 121 | Acquired |
| May 31, 2013 | BKH | Phantom Stock Unit | Common Stock (395) | — | — | 395 | Acquired |
| March 1, 2013 | BKH | Phantom Stock Unit | Common Stock (134) | — | — | 134 | Acquired |
| Feb. 28, 2013 | BKH | Phantom Stock Unit | Common Stock (421) | — | — | 421 | Acquired |
| Dec. 3, 2012 | BKH | Phantom Stock Unit | Common Stock (146) | — | — | 146 | Acquired |
| Nov. 30, 2012 | BKH | Phantom Stock Unit | Common Stock (420) | — | — | 420 | Acquired |
| Sept. 4, 2012 | BKH | Phantom Stock Unit | Common Stock (145) | — | — | 145 | Acquired |
| Aug. 31, 2012 | BKH | Phantom Stock Unit | Common Stock (439) | — | — | 439 | Acquired |
| June 1, 2012 | BKH | Phantom Stock Unit | Common Stock (149) | — | — | 149 | Acquired |
| May 31, 2012 | BKH | Phantom Stock Unit | Common Stock (466) | — | — | 466 | Acquired |
| March 1, 2012 | BKH | Phantom Stock Unit | Common Stock (138) | — | — | 138 | Acquired |
| Feb. 29, 2012 | BKH | Phantom Stock Unit | Common Stock (457) | — | — | 457 | Acquired |
| Dec. 1, 2011 | BKH | Phantom Stock Unit | Common Stock (130) | — | — | 130 | Acquired |
| Nov. 30, 2011 | BKH | Phantom Stock Unit | Common Stock (458) | — | — | 458 | Acquired |
| Sept. 1, 2011 | BKH | Phantom Stock Unit | Common Stock (131) | — | — | 131 | Acquired |
| Aug. 31, 2011 | BKH | Phantom Stock Unit | Common Stock (490) | — | — | 490 | Acquired |
| Aug. 4, 2011 | AVNT | Stock Appreciation Right | Common Stock (308,400) | $6.58 | March 7, 2014 | 308,400 | Disposed |
| June 6, 2011 | AVNT | Stock Appreciation Right | Common Stock (142,034) | $1.43 | March 4, 2016 | 142,034 | Disposed |
| June 1, 2011 | BKH | Phantom Stock Unit | Common Stock (124) | — | — | 124 | Acquired |
| May 31, 2011 | BKH | Phantom Stock Unit | Common Stock (484) | — | — | 484 | Acquired |
| March 6, 2011 | AVNT | Restricted Stock Units | Common Stock (114,700) | — | March 6, 2011 | 114,700 | Disposed |
| March 1, 2011 | BKH | Phantom Stock Unit | Common Stock (117) | — | — | 117 | Acquired |
| Feb. 28, 2011 | BKH | Phantom Stock Unit | Common Stock (460) | — | — | 460 | Acquired |
| Feb. 16, 2011 | AVNT | Restricted Stock Units | Common Stock (86,800) | — | Feb. 16, 2014 | 86,800 | Acquired |
| Feb. 16, 2011 | AVNT | Stock Appreciation Right | Common Stock (157,900) | $14.81 | Feb. 16, 2021 | 157,900 | Acquired |
| Dec. 1, 2010 | BKH | Phantom Stock Unit | Common Stock (108) | — | — | 108 | Acquired |
| Nov. 30, 2010 | BKH | Phantom Stock Unit | Common Stock (412) | — | — | 412 | Acquired |
| Sept. 1, 2010 | BKH | Phantom Stock Unit | Common Stock (102) | — | — | 102 | Acquired |
| Aug. 31, 2010 | BKH | Phantom Stock Unit | Common Stock (411) | — | — | 411 | Acquired |
| June 24, 2010 | AVNT | Stock Appreciation Right | Common Stock (142,033) | $1.43 | March 4, 2016 | 142,033 | Disposed |
| June 1, 2010 | BKH | Phantom Stock Unit | Common Stock (105) | — | — | 105 | Acquired |
| May 28, 2010 | BKH | Phantom Stock Unit | Common Stock (436) | — | — | 436 | Acquired |
| March 1, 2010 | BKH | Phanton Stock Unit | Common Stock (99) | — | — | 99 | Acquired |
| Feb. 26, 2010 | BKH | Phantom Stock Unit | Common Stock (449) | — | — | 449 | Acquired |
| Feb. 17, 2010 | AVNT | Restricted Stock Units | Common Stock (121,100) | — | Feb. 17, 2013 | 121,100 | Acquired |
| Feb. 17, 2010 | AVNT | Stock Appreciation Right | Common Stock (218,100) | $7.99 | Feb. 16, 2017 | 218,100 | Acquired |
| Dec. 1, 2009 | BKH | Phantom Stock Unit | Common Stock (107) | — | — | 107 | Acquired |
| Nov. 30, 2009 | BKH | Phantom Stock Unit | Common Stock (530) | — | — | 530 | Acquired |
| Sept. 1, 2009 | BKH | Phantom Stock Unit | Common Stock (92) | — | — | 92 | Acquired |
| Aug. 31, 2009 | BKH | Phantom Stock Unit | Common Stock (489) | — | — | 489 | Acquired |
| June 1, 2009 | BKH | Phantom Stock Unit | Common Stock (96) | — | — | 96 | Acquired |
| May 29, 2009 | BKH | Phantom Stock Unit | Common Stock (584) | — | — | 584 | Acquired |
| March 5, 2009 | AVNT | Performance Shares | Common Stock (246,100) | — | March 5, 2012 | 246,100 | Acquired |
| March 5, 2009 | AVNT | Stock Appreciation Right | Common Stock (426,100) | $1.43 | March 4, 2016 | 426,100 | Acquired |
| March 2, 2009 | BKH | Phantom Stock Unit | Common Stock (109) | — | — | 109 | Acquired |
| Feb. 27, 2009 | BKH | Phantom Stock Unit | Common Stock (702) | — | — | 702 | Acquired |
| Dec. 1, 2008 | BKH | Phantom Stock Unit | Common Stock (63) | — | — | 63 | Acquired |
| Nov. 30, 2008 | BKH | Phantom Stock Unit | Common Stock (484) | — | — | 484 | Acquired |
| Sept. 2, 2008 | BKH | Phantom Stock Unit | Common Stock (41) | — | — | 41 | Acquired |
| Aug. 29, 2008 | BKH | Phantom Stock Unit | Common Stock (370) | — | — | 370 | Acquired |
| June 2, 2008 | BKH | Phantom Stock Unit | Common Stock (36) | — | — | 36 | Acquired |
| May 30, 2008 | BKH | Phantom Stock Unit | Common Stock (355) | — | — | 355 | Acquired |
| March 6, 2008 | AVNT | Restricted Stock Units | Common Stock (114,700) | — | March 6, 2011 | 114,700 | Acquired |
| March 6, 2008 | AVNT | Stock Appreciation Right | Common Stock (286,800) | $6.76 | March 5, 2015 | 286,800 | Acquired |
| March 3, 2008 | BKH | Phantom Stock Unit | Common Stock (31) | — | — | 31 | Acquired |
| Feb. 29, 2008 | BKH | Phantom Stock Unit | Common Stock (317) | — | — | 317 | Acquired |
| Dec. 3, 2007 | BKH | Phantom Stock Unit | Common Stock (24) | — | — | 24 | Acquired |
| Nov. 30, 2007 | BKH | Phantom Stock Unit | Common Stock (216) | — | — | 216 | Acquired |
| Sept. 4, 2007 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 21 | Acquired |
| Aug. 31, 2007 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 218 | Acquired |
| June 1, 2007 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 20 | Acquired |
| May 31, 2007 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 220 | Acquired |
| March 8, 2007 | AVNT | Stock Appreciation Right | Common Stock (308,400) | $6.58 | March 7, 2014 | 308,400 | Acquired |
| March 1, 2007 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 20 | Acquired |
| Feb. 28, 2007 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 232 | Acquired |
| Dec. 1, 2006 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 18 | Acquired |
| Nov. 30, 2006 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 196 | Acquired |
| Sept. 1, 2006 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 16 | Acquired |
| Aug. 31, 2006 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 201 | Acquired |
| June 1, 2006 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 14 | Acquired |
| June 1, 2006 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 207 | Acquired |
| March 1, 2006 | BKH | Phantom Stock Unit | Common Stock (12) | — | — | 12 | Acquired |
| Feb. 28, 2006 | BKH | Phantom Stock Unit | Common Stock (202) | — | — | 202 | Acquired |
| Feb. 21, 2006 | AVNT | Stock Appreciation Right | Common Stock (174,900) | $9.18 | Feb. 21, 2013 | 174,900 | Acquired |
| Feb. 16, 2006 | ECL | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $25.49 | Aug. 14, 2013 | 10,000 | Disposed |
| Feb. 15, 2006 | ECL | Employee Stock Option (Right to Buy) | Common Stock (20,000) | $25.49 | Aug. 14, 2013 | 20,000 | Disposed |
| Feb. 14, 2006 | ECL | Employee Stock Option (Right to Buy) | Common Stock (31,900) | $25.49 | Aug. 14, 2013 | 31,900 | Disposed |
| Dec. 7, 2005 | ECL | Employee Stock Option (Right to Buy) | Common Stock (60,500) | $34.08 | Dec. 7, 2015 | 60,500 | Acquired |
| Dec. 1, 2005 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 9 | Acquired |
| Nov. 30, 2005 | BKH | Phantom Stock Unit | Common stock (0) | — | — | 192 | Acquired |
| Sept. 1, 2005 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 6 | Acquired |
| Aug. 31, 2005 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 168 | Acquired |
| June 1, 2005 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 6 | Acquired |
| May 31, 2005 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 34 | Acquired |
| April 29, 2005 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 36 | Acquired |
| March 31, 2005 | BKH | Phantom Stock Unit | Common Stock (0) | — | — | 38 | Acquired |
Showing latest 100 of 120 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
ECL
President—Industrial Sector| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2005 | — | — | — | — | — | — | — | — |
| 2004 | — | — | — | — | — | — | — | — |
AVNT
Former Executive Chairman(2)| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $340,538 | — | — | — | $1,642,725 | $0 | $162,612 | $2,145,875 |
| 2015 | $846,315 | — | — | — | $2,205,000 | $1,928,984 | $223,430 | $5,203,729 |
| 2014 | $1,050,000 | — | — | — | $3,692,325 | $2,028,725 | $292,176 | $9,618,627 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.