Stephen E. Barker
CIK 1528782 · View on SEC EDGAR ↗
First SEC filing: Aug. 26, 2011 · Latest: Aug. 26, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 3, 2021 | HWCPZ | S | 6,000 | $47.00 | $282,000 | 7,002 Direct | -46.15% | Disposed | -52.8% (price as of 2026-08-19) |
| March 14, 2018 | HWCPZ | S | 3,572 | $55.70 | $198,960 | 25,993 Direct | -12.08% | Disposed | -60.2% (price as of 2026-08-19) |
| June 9, 2017 | HWCPZ | S | 9,966 | $50.28 | $501,090 | 0 Direct | -100.00% | Disposed | -55.9% (price as of 2026-08-19) |
| March 1, 2017 | HWCPZ | S | 1,379 | $49.28 | $67,957 | 1,114 Direct | -55.31% | Disposed | -55.0% (price as of 2026-08-19) |
| March 1, 2017 | HWCPZ | S | 4,187 | $49.28 | $206,335 | 1,114 Direct | -78.99% | Disposed | -55.0% (price as of 2026-08-19) |
| July 28, 2016 | HWCPZ | S | 2,550 | $29.45 | $75,098 | 9,966 Direct | -20.37% | Disposed | -24.7% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 1, 2017 | HWCPZ | Non-qualified Stock Options | Common Stock (1,379) | $44.91 | June 24, 2018 | 1,379 | Disposed |
| March 1, 2017 | HWCPZ | Employee Incentive Stock Option (Right to Buy) | Common Stock (4,187) | $29.96 | Nov. 21, 2021 | 4,187 | Disposed |
| Nov. 21, 2016 | HWCPZ | Restricted Stock Award [F5] | Common Stock (844) | $29.96 | Nov. 21, 2016 | 844 | Disposed |
| Nov. 20, 2016 | HWCPZ | Restricted Stock Award [F4] | Common Stock (294) | $34.11 | Nov. 20, 2019 | 294 | Disposed |
| Nov. 15, 2016 | HWCPZ | Restricted Stock Award [F1] | Restricted Stock Award (1,046) | $39.10 | Nov. 15, 2021 | 1,046 | Acquired |
| Nov. 13, 2016 | HWCPZ | Restricted Stock Award [F1] | Restricted Stock Award (465) | $28.78 | Nov. 13, 2020 | 465 | Disposed |
| Nov. 20, 2015 | HWCPZ | Restricted Stock Award [F2] | Common Stock (294) | $34.11 | Nov. 20, 2019 | 294 | Disposed |
| Nov. 13, 2015 | HWCPZ | Restricted Stock Award [F1] | Restricted Stock Award (1,393) | $28.78 | Nov. 13, 2020 | 1,393 | Acquired |
| June 5, 2015 | HWCPZ | Restricted Stock Award | Common Stock (9,667) | $32.04 | June 5, 2015 | 9,667 | Disposed |
| Nov. 20, 2014 | HWCPZ | Restricted Stock Award [F1] | Common Stock (1,469) | $34.11 | Nov. 20, 2019 | 1,469 | Acquired |
| Nov. 21, 2013 | HWCPZ | Restricted Stock Award | Common Stock (1,500) | $33.40 | Nov. 21, 2018 | 1,500 | Acquired |
| Nov. 15, 2012 | HWCPZ | Restricted Stock Award | Common Stock (1,390) | $29.70 | Nov. 15, 2017 | 1,390 | Acquired |
| Nov. 21, 2011 | HWCPZ | Restricted stock award | Common stock (844) | $29.96 | Nov. 21, 2016 | 844 | Acquired |
| Nov. 21, 2011 | HWCPZ | Incentive stock option | Common stock (4,187) | $29.96 | Nov. 21, 2021 | 4,187 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 26, 2011 | HWCPZ | Common | 29,058 | Direct |
| Aug. 26, 2011 | HWCPZ | Common | 9,667 | Direct |
| Aug. 26, 2011 | HWCPZ | ISO→ Common (1,410) | 1,410 | Direct |
| Aug. 26, 2011 | HWCPZ | ISO→ Common (1,045) | 1,045 | Direct |
| Aug. 26, 2011 | HWCPZ | NQO→ Common (1,045) | 1,045 | Direct |
| Aug. 26, 2011 | HWCPZ | NQO→ Common (1,045) | 1,045 | Direct |
| Aug. 26, 2011 | HWCPZ | NQO→ Common (1,379) | 1,379 | Direct |