Stephen Friedman

CIK 1029607 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 18, 2013 · Latest: Jan. 18, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 22, 2009 GS P 7,028 $67.12 $471,719 98,600 Direct +7.67% Acquired 1444.9% (price as of 2026-08-18)
Jan. 22, 2009 GS P 8,272 $66.19 $547,524 91,572 Direct +9.93% Acquired 1466.6% (price as of 2026-08-18)
Dec. 17, 2008 GS P 37,300 $80.78 $3,013,094 83,300 Direct +81.09% Acquired 1183.7% (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 17, 2013 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,710) — — 3,710 Acquired
Feb. 1, 2012 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,383) — — 3,383 Acquired
Jan. 26, 2011 GS Restricted Stock Units Common Stock, par value $0.01 per share (3,120) — — 3,120 Acquired
Feb. 5, 2010 GS Nonqualified Stock Options Common Stock (10,000) $154.16 Feb. 5, 2014 10,000 Acquired
Feb. 5, 2010 GS Restricted Stock Units Common Stock (650) — — 650 Acquired
Dec. 17, 2008 GS Restricted Stock Units Common Stock (3,906) — — 3,906 Acquired
Dec. 19, 2007 GS Restricted Stock Units Common Stock (3,243) — — 3,243 Acquired
Dec. 15, 2006 GS Restricted Stock Units Common Stock (385) — — 385 Acquired
Dec. 13, 2005 GS Restricted Stock Units Common Stock (3,382) — — 3,382 Acquired
April 18, 2005 GS Restricted Stock Units Common Stock (2,000) — — 2,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 15, 2005 GS Common Stock, par value $0.01 per share 46,000 Direct