Stephen H Kay

CIK 1247487 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 27, 2017 · Latest: Sept. 27, 2017

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 13, 2024 ROKU S 10b5-1 12,124 $55.59 $673,973 91,905 Direct -11.65% Disposed 183.0% (price as of 2026-08-20)
June 4, 2024 ROKU S 10b5-1 3,322 $57.09 $189,653 82,036 Direct -3.89% Disposed 175.5% (price as of 2026-08-20)
March 4, 2024 ROKU S 10b5-1 4,310 $63.20 $272,392 81,459 Direct -5.03% Disposed 148.9% (price as of 2026-08-20)
Nov. 17, 2023 ROKU S 10b5-1 1,166 $89.19 $103,996 80,713 Direct -1.42% Disposed 76.4% (price as of 2026-08-20)
Nov. 16, 2023 ROKU S 10b5-1 3,238 $89.03 $288,279 81,879 Direct -3.80% Disposed 76.7% (price as of 2026-08-20)
Sept. 6, 2023 ROKU S 10b5-1 1,397 $92.89 $129,767 78,527 Direct -1.75% Disposed 69.3% (price as of 2026-08-20)
Sept. 5, 2023 ROKU S 10b5-1 754 $82.69 $62,348 79,924 Direct -0.93% Disposed 90.2% (price as of 2026-08-20)
July 31, 2023 ROKU S 10b5-1 5,692 $91.68 $521,843 78,527 Direct -6.76% Disposed 71.6% (price as of 2026-08-20)
June 5, 2023 ROKU S 10b5-1 1,397 $59.44 $83,038 78,527 Direct -1.75% Disposed 164.6% (price as of 2026-08-20)
June 2, 2023 ROKU S 10b5-1 754 $60.06 $45,285 79,924 Direct -0.93% Disposed 161.9% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 13, 2024 ROKU Class B Common Stock Class A Common Stock (21,993) — — 21,993 Disposed
June 13, 2024 ROKU Class B Common Stock Class A Common Stock (21,993) $6.12 May 15, 2027 21,993 Acquired
June 13, 2024 ROKU Employee Stock Option (Right to Buy) Class B Common Stock (21,993) $6.12 May 15, 2027 21,993 Disposed
June 3, 2024 ROKU Restricted Stock Unit Class A Common Stock (1,145) — — 1,145 Disposed
June 3, 2024 ROKU Restricted Stock Unit Class A Common Stock (4,439) — — 4,439 Disposed
June 3, 2024 ROKU Restricted Stock Unit Class A Common Stock (2,151) — — 2,151 Disposed
March 1, 2024 ROKU Restricted Stock Unit Class A Common Stock (1,144) — — 1,144 Disposed
March 1, 2024 ROKU Restricted Stock Unit Class A Common Stock (4,439) — — 4,439 Disposed
March 1, 2024 ROKU Restricted Stock Unit Class A Common Stock (2,151) — — 2,151 Disposed
Nov. 15, 2023 ROKU Restricted Stock Unit Class A Common Stock (4,438) — — 4,438 Disposed
Nov. 15, 2023 ROKU Restricted Stock Unit Class A Common Stock (2,152) — — 2,152 Disposed
Sept. 15, 2023 ROKU Restricted Stock Unit Class A Common Stock (53,266) — — 53,266 Acquired
Sept. 1, 2023 ROKU Restricted Stock Unit Class A Common Stock (2,151) — — 2,151 Disposed
July 31, 2023 ROKU Class B Common Stock Class A Common Stock (2,436) — — 2,436 Disposed
July 31, 2023 ROKU Class B Common Stock Class A Common Stock (2,436) $5.64 March 22, 2025 2,436 Acquired
July 31, 2023 ROKU Employee Stock Option (Right to Buy) Class B Common Stock (2,436) $5.64 March 22, 2025 2,436 Disposed
July 31, 2023 ROKU Class B Common Stock Class A Common Stock (40) — — 40 Disposed
July 31, 2023 ROKU Class B Common Stock Class A Common Stock (40) $2.94 Jan. 23, 2024 40 Acquired
July 31, 2023 ROKU Employee Stock Option (Right to Buy) Class B Common Stock (40) $2.94 Jan. 23, 2024 40 Disposed
July 31, 2023 ROKU Class B Common Stock Class A Common Stock (3,216) — — 3,216 Disposed
July 31, 2023 ROKU Class B Common Stock Class A Common Stock (3,216) $2.94 Jan. 23, 2024 3,216 Acquired
July 31, 2023 ROKU Employee Stock Option (Right to Buy) Class B Common Stock (3,216) $2.94 Jan. 23, 2024 3,216 Disposed
June 1, 2023 ROKU Restricted Stock Unit Class A Common Stock (2,151) — — 2,151 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 27, 2017 ROKU Stock Option (right to buy)→ Class B Common Stock [F2] (333,216) 333,216 Direct
Sept. 27, 2017 ROKU Stock Option (right to buy)→ Class B Common Stock [F2] (136,053) 136,053 Direct
Sept. 27, 2017 ROKU Stock Option (right to buy)→ Class B Common Stock [F2] (104,166) 104,166 Direct
Sept. 27, 2017 ROKU Stock Option (right to buy)→ Class B Common Stock [F2] (133,333) 133,333 Direct
Sept. 27, 2017 ROKU Stock Option (right to buy)→ Class B Common Stock [F2] (83,332) 83,332 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ROKU

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $500,000 — $1,632,423 — — — $16,305 $3,999,789
2020 $500,000 — — — — — $16,305 $2,890,418
2019 $500,000 — — — — — $16,303 $2,043,393

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.