Stephen J. Fogarty
CIK 1554478 · View on SEC EDGAR ↗
First SEC filing: July 23, 2012 · Latest: July 23, 2012
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 7, 2014 | CL | S | 11,000 | $67.23 | $739,530 | 23,809 Direct | -31.60% | Disposed | 35.4% (price as of 2026-08-20) |
| Feb. 28, 2014 | CL | S | 12,000 | $63.10 | $757,200 | 23,809 Direct | -33.51% | Disposed | 44.3% (price as of 2026-08-20) |
| Oct. 29, 2013 | CL | S | 12,000 | $65.67 | $788,040 | 21,770 Direct | -35.53% | Disposed | 38.6% (price as of 2026-08-20) |
| Sept. 17, 2013 | CL | S 10b5-1 | 1,035 | $59.62 | $61,707 | 21,770 Direct | -4.54% | Disposed | 52.7% (price as of 2026-08-20) |
| Aug. 12, 2013 | CL | S | 12,000 | $60.64 | $727,680 | 22,725 Direct | -34.56% | Disposed | 50.1% (price as of 2026-08-20) |
| May 3, 2013 | CL | S | 7,500 | $121.33 | $909,975 | 11,321 Direct | -39.85% | Disposed | 50.1% (price as of 2026-08-20) |
| Feb. 26, 2013 | CL | S 10b5-1 | 843 | $113.64 | $95,799 | 9,150 Direct | -8.44% | Disposed | 60.2% (price as of 2026-08-20) |
| Dec. 17, 2012 | CL | S 10b5-1 | 7,000 | $106.21 | $743,470 | 9,993 Direct | -41.19% | Disposed | 71.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 7, 2014 | CL | Stock Option (Right to Buy) | Common Stock (11,000) | $38.29 | Sept. 16, 2016 | 11,000 | Disposed |
| Feb. 28, 2014 | CL | Stock Option (Right to Buy) | Common Stock (7,000) | $38.29 | Sept. 16, 2016 | 7,000 | Disposed |
| Feb. 28, 2014 | CL | Stock Option (Right to Buy) | Common Stock (5,000) | $36.61 | Sept. 10, 2015 | 5,000 | Disposed |
| Oct. 29, 2013 | CL | Stock Option (Right to Buy) | Common Stock (12,000) | $36.61 | Sept. 10, 2015 | 12,000 | Disposed |
| Sept. 12, 2013 | CL | Stock Option (Right to Buy) | Common Stock (29,340) | $59.28 | Sept. 12, 2019 | 29,340 | Acquired |
| Aug. 12, 2013 | CL | Stock Option (Right to Buy) [F5] | Common Stock (12,000) | $36.61 | Sept. 10, 2015 | 12,000 | Disposed |
| May 3, 2013 | CL | Stock Option (Right to Buy) | Common Stock (7,500) | $79.52 | Sept. 11, 2014 | 7,500 | Disposed |
| Dec. 17, 2012 | CL | Stock Option (Right to Buy) | Common Stock (7,000) | $79.52 | Sept. 11, 2014 | 7,000 | Disposed |
| Sept. 13, 2012 | CL | Stock Option (Right to Buy) | Common Stock (14,500) | $104.54 | Sept. 13, 2018 | 14,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 23, 2012 | CL | Common Stock | 10,285 | Direct |
| July 23, 2012 | CL | Common Stock | 13,790 | Indirect |
| July 23, 2012 | CL | Stock Option (Right to Buy)→ Common Stock (14,500) | 14,500 | Direct |
| July 23, 2012 | CL | Stock Option (Right to Buy)→ Common Stock (14,500) | 14,500 | Direct |
| July 23, 2012 | CL | Stock Option (Right to Buy)→ Common Stock (14,500) | 14,500 | Direct |
| July 23, 2012 | CL | Stock Option (Right to Buy)→ Common Stock (14,500) | 14,500 | Direct |