Stephen J. Thomas
CIK 1487605 · View on SEC EDGAR ↗
First SEC filing: March 23, 2010 · Latest: March 23, 2010
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 24, 2015 | GAIA | S | 5,000 | $7.57 | $37,850 | 0 Direct | -100.00% | Disposed | -80.7% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 24, 2015 | GAIA | Employee Stock Option (right to buy) | Class A Common Stock (5,000) | $5.00 | June 3, 2015 | 5,000 | Disposed |
| Nov. 4, 2014 | GAIA | Employee Stock Option (right to buy) | Class A Common Stock (20,000) | $7.71 | Nov. 3, 2024 | 20,000 | Acquired |
| Oct. 30, 2013 | GAIA | Stock Option (right to buy) | Class A Common Stock (40,000) | $6.18 | Oct. 30, 2023 | 40,000 | Acquired |
| March 5, 2012 | GAIA | Employee Stock Option (right to buy) | Class A Common Stock (10,000) | $5.00 | Dec. 13, 2015 | 10,000 | Acquired |
| March 5, 2012 | GAIA | Employee Stock Option (right to buy) | Class A Common Stock (10,000) | $5.00 | Dec. 13, 2013 | 10,000 | Disposed |
| Nov. 18, 2010 | GAIA | Stock Option (right to buy) | Class A Common Stock (20,000) | $7.18 | Nov. 18, 2017 | 20,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 23, 2010 | GAIA | Stock Option (right to buy)→ Class A Common Stock (10,000) | 10,000 | Direct |
| March 23, 2010 | GAIA | Stock Option (right to buy)→ Class A Common Stock (5,000) | 5,000 | Direct |
| March 23, 2010 | GAIA | Stock Option (right to buy)→ Class A Common Stock (5,000) | 5,000 | Direct |
| March 23, 2010 | GAIA | Stock Option (right to buy)→ Class A Common Stock (20,000) | 20,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $143,820 | $397,800 | — | — | — | — | $266,100 | $866,304 |
| 2015 | $265,200 | $169,410 | — | — | — | — | $1,500 | $437,810 |
| 2014 | $263,763 | $132,600 | — | — | — | — | — | $487,357 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.