Stephen K Breininger
Insider
First SEC filing: June 12, 2014 · Latest: June 12, 2014
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 24, 2019 | PPL | A | 1,526 | · | · | 1,526 Direct | · | Acquired | |
| Jan. 24, 2019 | PPL | A | 3,051 | · | · | 3,051 Direct | · | Acquired | |
| Jan. 24, 2019 | PPL | A | 3,051 | · | · | 3,051 Direct | · | Acquired | |
| Jan. 24, 2019 | PPL | J | 4,168 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 22, 2019 | PPL | M | 3,934 | $30.07 | $118,295 | 15,927 Direct | +32.80% | Acquired | 16.3% (price as of ) |
| Jan. 22, 2019 | PPL | F | 1,324 | $30.07 | $39,813 | 14,603 Direct | -8.31% | Disposed | 16.3% (price as of ) |
| Jan. 22, 2019 | PPL | M | 3,934 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 26, 2018 | PPL | M | 931 | $32.27 | $30,043 | 12,266 Direct | +8.21% | Acquired | 8.4% (price as of ) |
| Jan. 26, 2018 | PPL | F | 273 | $32.27 | $8,810 | 11,993 Direct | -2.23% | Disposed | 8.4% (price as of ) |
| Jan. 26, 2018 | PPL | M | 931 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 25, 2018 | PPL | A | 1,372 | · | · | 1,372 Direct | · | Acquired | |
| Jan. 25, 2018 | PPL | A | 2,743 | · | · | 2,743 Direct | · | Acquired | |
| Jan. 25, 2018 | PPL | A | 2,743 | · | · | 2,743 Direct | · | Acquired | |
| Jan. 22, 2018 | PPL | M | 3,156 | $31.49 | $99,382 | 12,410 Direct | +34.10% | Acquired | 11.1% (price as of ) |
| Jan. 22, 2018 | PPL | F | 1,075 | $31.49 | $33,852 | 11,335 Direct | -8.66% | Disposed | 11.1% (price as of ) |
| Jan. 22, 2018 | PPL | M | 3,156 | · | · | 0 Direct | -100.00% | Disposed | |
| March 1, 2017 | PPL | M | 2,743 | $36.73 | $100,750 | 10,052 Direct | +37.53% | Acquired | -4.8% (price as of ) |
| March 1, 2017 | PPL | F | 873 | $36.73 | $32,065 | 9,179 Direct | -8.68% | Disposed | -4.8% (price as of ) |
| March 1, 2017 | PPL | M | 2,743 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 17, 2017 | PPL | A | 3,557 | · | · | 3,557 Direct | · | Acquired | |
| Jan. 27, 2017 | PPL | M | 1,013 | $34.41 | $34,857 | 7,761 Direct | +15.01% | Acquired | 1.7% (price as of ) |
| Jan. 27, 2017 | PPL | F | 377 | $34.41 | $12,973 | 7,384 Direct | -4.86% | Disposed | 1.7% (price as of ) |
| Jan. 27, 2017 | PPL | M | 1,013 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 26, 2017 | PPL | A | 1,199 | · | · | 1,199 Direct | · | Acquired | |
| Jan. 26, 2017 | PPL | A | 3,597 | · | · | 3,597 Direct | · | Acquired | |
| Jan. 26, 2017 | PPL | A | 1,199 | · | · | 1,199 Direct | · | Acquired | |
| March 1, 2016 | PPL | F | 887 | $34.83 | $30,894 | 6,748 Direct | -11.62% | Disposed | 0.4% (price as of ) |
| March 1, 2016 | PPL | M | 2,796 | $34.83 | $97,385 | 7,635 Direct | +57.78% | Acquired | 0.4% (price as of ) |
| March 1, 2016 | PPL | F | 884 | $34.83 | $30,790 | 6,751 Direct | -11.58% | Disposed | 0.4% (price as of ) |
| March 1, 2016 | PPL | M | 2,796 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 21, 2016 | PPL | A | 3,409 | · | · | 3,409 Direct | · | Acquired | |
| Jan. 21, 2016 | PPL | A | 3,612 | · | · | 3,612 Direct | · | Acquired | |
| June 19, 2015 | PPL | J | 196 | · | · | 2,796 Direct | +7.54% | Acquired | |
| June 19, 2015 | PPL | J | 193 | · | · | 2,743 Direct | +7.57% | Acquired | |
| June 19, 2015 | PPL | J | 197 | · | · | 2,795 Direct | +7.58% | Acquired | |
| June 19, 2015 | PPL | J | 106 | · | · | 1,511 Direct | +7.54% | Acquired | |
| June 19, 2015 | PPL | J | 231 | · | · | 3,295 Direct | +7.54% | Acquired | |
| Feb. 27, 2015 | PPL | M | 2,840 | $34.10 | $96,844 | 5,732 Direct | +98.20% | Acquired | 10.1% (price as of ) |
| Feb. 27, 2015 | PPL | F | 893 | $34.10 | $30,451 | 4,839 Direct | -15.58% | Disposed | 10.1% (price as of ) |
| Feb. 27, 2015 | PPL | M | 2,840 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 22, 2015 | PPL | A | 2,570 | · | · | 2,570 Direct | · | Acquired | |
| Jan. 22, 2015 | PPL | A | 3,030 | · | · | 3,030 Direct | · | Acquired | |
| June 10, 2014 | PPL | A | 1,360 | · | · | 1,360 Direct | · | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 24, 2019 | PPL | Stock Unit (SIP) | Common Stock | · | · | 1,526 | Acquired |
| Jan. 24, 2019 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 3,051 | Acquired |
| Jan. 24, 2019 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 3,051 | Acquired |
| Jan. 24, 2019 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 4,168 | Disposed |
| Jan. 22, 2019 | PPL | Stock Unit (SIP) | Common Stock | $0.00 | · | 3,934 | Disposed |
| Jan. 26, 2018 | PPL | Performance Stock Unit (SIP) | Common Stock | $0.00 | · | 931 | Disposed |
| Jan. 25, 2018 | PPL | Stock Unit (SIP) | Common Stock | · | · | 1,372 | Acquired |
| Jan. 25, 2018 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 2,743 | Acquired |
| Jan. 25, 2018 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 2,743 | Acquired |
| Jan. 22, 2018 | PPL | Stock Unit (SIP) | Common Stock | $0.00 | · | 3,156 | Disposed |
| March 1, 2017 | PPL | Stock Unit (ICPKE) | Common Stock | $0.00 | · | 2,743 | Disposed |
| Feb. 17, 2017 | PPL | Stock Unit (SIP) | Common Stock | · | · | 3,557 | Acquired |
| Jan. 27, 2017 | PPL | Performance Stock Unit (SIP) | Common Stock | $0.00 | · | 1,013 | Disposed |
| Jan. 26, 2017 | PPL | Stock Unit (SIP) | Common Stock | · | · | 1,199 | Acquired |
| Jan. 26, 2017 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 3,597 | Acquired |
| Jan. 26, 2017 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 1,199 | Acquired |
| March 1, 2016 | PPL | Stock Unit (ICPKE) | Common Stock | $0.00 | · | 2,796 | Disposed |
| Jan. 21, 2016 | PPL | Stock Unit (SIP) | Common Stock | · | · | 3,409 | Acquired |
| Jan. 21, 2016 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 3,612 | Acquired |
| June 19, 2015 | PPL | Stock Unit (ICPKE) | Common Stock | · | · | 196 | Acquired |
| June 19, 2015 | PPL | Stock Unit (ICPKE) | Common Stock | · | · | 193 | Acquired |
| June 19, 2015 | PPL | Stock Unit (SIP) | Common Stock | · | · | 197 | Acquired |
| June 19, 2015 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 106 | Acquired |
| June 19, 2015 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 231 | Acquired |
| Feb. 27, 2015 | PPL | Stock Unit (ICPKE) | Common Stock | $0.00 | · | 2,840 | Disposed |
| Jan. 22, 2015 | PPL | Stock Unit (SIP) | Common Stock | · | · | 2,570 | Acquired |
| Jan. 22, 2015 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 3,030 | Acquired |
| June 10, 2014 | PPL | Performance Stock Unit (SIP) | Common Stock | · | · | 1,360 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 12, 2014 | PPL | Common Stock | 2,892 | Direct |
| June 12, 2014 | PPL | Common Stock | 159 | Indirect |
| June 12, 2014 | PPL | Stock Unit (ICPKE) | 2,840 | Direct |
| June 12, 2014 | PPL | Stock Unit (ICPKE) | 2,600 | Direct |
| June 12, 2014 | PPL | Stock Unit (ICPKE) | 2,550 | Direct |
| June 12, 2014 | PPL | Common Stock | 432 | Indirect |
Holdings reported on Form 4 14 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Jan. 24, 2019 | PPL | Common Stock | 214 | · | · | Indirect |
| Jan. 24, 2019 | PPL | Common Stock | 573 | · | · | Indirect |
| Jan. 29, 2018 | PPL | Common Stock | 202 | · | · | Indirect |
| Jan. 29, 2018 | PPL | Common Stock | 541 | · | · | Indirect |
| Jan. 24, 2018 | PPL | Common Stock | 202 | · | · | Indirect |
| Jan. 24, 2018 | PPL | Common Stock | 541 | · | · | Indirect |
| March 3, 2017 | PPL | Common Stock | 193 | · | · | Indirect |
| March 3, 2017 | PPL | Common Stock | 518 | · | · | Indirect |
| Jan. 30, 2017 | PPL | Common Stock | 193 | · | · | Indirect |
| Jan. 30, 2017 | PPL | Common Stock | 518 | · | · | Indirect |
| March 3, 2016 | PPL | Common Stock | 185 | · | · | Indirect |
| March 3, 2016 | PPL | Common Stock | 497 | · | · | Indirect |
| March 2, 2015 | PPL | Common Stock | 164 | · | · | Indirect |
| March 2, 2015 | PPL | Common Stock | 446 | · | · | Indirect |