Stephen M Merkel

CIK 1251144 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 9, 2019 · Latest: Jan. 9, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 67 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

67 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 10, 2008 BGC S 175,000 $7.72 $1,351,000 76,236 Direct -69.66% Disposed 118.5% (price as of 2026-08-20)
Dec. 20, 2007 BGC P 0 — — 3,522 Indirect 0.00% Acquired (price as of 2026-08-20)
Dec. 20, 2007 BGC P 0 — — 2,250 Indirect 0.00% Acquired (price as of 2026-08-20)
Dec. 19, 2006 BGC P 0 — — 2,814 Indirect 0.00% Acquired (price as of 2026-08-20)
Dec. 19, 2006 BGC P 0 — — 2,250 Indirect 0.00% Acquired (price as of 2026-08-20)
Dec. 22, 2005 BGC P 0 — — 1,605 Indirect 0.00% Acquired (price as of 2026-08-20)
Dec. 22, 2005 BGC P 0 — — 2,250 Indirect 0.00% Acquired (price as of 2026-08-20)
Feb. 27, 2004 BGC S 3,000 $20.50 $61,500 22,017 Direct -11.99% Disposed -17.7% (price as of 2026-08-20)
Feb. 27, 2004 BGC S 2,000 $20.13 $40,260 20,017 Direct -9.08% Disposed -16.2% (price as of 2026-08-20)
Feb. 27, 2004 BGC S 950 $20.25 $19,238 19,067 Direct -4.75% Disposed -16.7% (price as of 2026-08-20)
Feb. 27, 2004 BGC S 1,050 $20.18 $21,189 18,017 Direct -5.51% Disposed -16.4% (price as of 2026-08-20)
Feb. 27, 2004 BGC S 1,000 $20.29 $20,290 17,017 Direct -5.55% Disposed -16.8% (price as of 2026-08-20)
Feb. 27, 2004 BGC S 1,200 $20.27 $24,324 15,817 Direct -7.05% Disposed -16.8% (price as of 2026-08-20)
Feb. 27, 2004 BGC S 800 $20.10 $16,080 15,017 Direct -5.06% Disposed -16.1% (price as of 2026-08-20)
Feb. 18, 2004 BGC S 4,000 $20.65 $82,600 21,017 Direct -15.99% Disposed -18.3% (price as of 2026-08-20)
Feb. 18, 2004 BGC S 2,000 $20.60 $41,200 19,017 Direct -9.52% Disposed -18.1% (price as of 2026-08-20)
Feb. 18, 2004 BGC S 2,000 $20.90 $41,800 17,017 Direct -10.52% Disposed -19.3% (price as of 2026-08-20)
Feb. 18, 2004 BGC S 2,000 $20.83 $41,660 15,017 Direct -11.75% Disposed -19.0% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 1,000 $20.85 $20,850 34,017 Direct -2.86% Disposed -19.1% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 2,000 $20.95 $41,900 32,017 Direct -5.88% Disposed -19.5% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 2,000 $21.01 $42,020 30,017 Direct -6.25% Disposed -19.7% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 3,000 $20.98 $62,940 27,017 Direct -9.99% Disposed -19.6% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 2,000 $20.95 $41,900 25,017 Direct -7.40% Disposed -19.5% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 2,000 $20.99 $41,980 23,017 Direct -7.99% Disposed -19.6% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 900 $20.96 $18,864 22,117 Direct -3.91% Disposed -19.5% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 1,100 $20.94 $23,034 21,017 Direct -4.97% Disposed -19.4% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 1,200 $20.87 $25,044 19,817 Direct -5.71% Disposed -19.2% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 800 $20.83 $16,664 19,017 Direct -4.04% Disposed -19.0% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 3,300 $20.80 $68,640 15,717 Direct -17.35% Disposed -18.9% (price as of 2026-08-20)
Feb. 17, 2004 BGC S 700 $20.76 $14,532 15,017 Direct -4.45% Disposed -18.7% (price as of 2026-08-20)
Sept. 15, 2003 BGC S 1,255 $25.00 $31,375 0 Direct -100.00% Disposed -32.5% (price as of 2026-08-20)
Sept. 15, 2003 BGC S 745 $24.80 $18,476 0 Direct -100.00% Disposed -32.0% (price as of 2026-08-20)
Sept. 12, 2003 BGC S 3,000 $24.82 $74,460 0 Direct -100.00% Disposed -32.0% (price as of 2026-08-20)

Showing latest 100 of 114 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 17, 2012 BGC BGC Holdings Exchangeable PSU Limited Partnership Interests Class A Common Stock, par value $0.01 per share — — 60,606 Acquired
Dec. 17, 2012 BGC BGC Holdings Exchangeable PSU Limited Partnership Interests Class A Common Stock, par value $0.01 per share — — 60,606 Acquired
Oct. 17, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (33,000) $5.10 Oct. 19, 2011 33,000 Disposed
July 15, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (11,000) $5.10 Oct. 19, 2011 11,000 Disposed
June 15, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (11,000) $5.10 Oct. 19, 2011 11,000 Disposed
May 16, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (11,000) $5.10 Oct. 19, 2011 11,000 Disposed
April 15, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (11,000) $5.10 Oct. 19, 2011 11,000 Disposed
March 15, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (11,000) $5.10 Oct. 19, 2011 11,000 Disposed
Feb. 15, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (11,000) $5.10 Oct. 19, 2011 11,000 Disposed
Jan. 18, 2011 BGC Option to Purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (11,000) $5.10 Oct. 19, 2011 11,000 Disposed
Dec. 14, 2007 BGC Class A Common Stock, par value $0.01 per share Class A Common Stock, par value $0.01 per share (9,804) $0.00 Dec. 14, 2010 9,804 Acquired
Dec. 15, 2006 BGC Class A Common Stock, par value $0.01 per share Class A Common Stock, par value $0.01 per share (5,681) $0.00 Dec. 15, 2016 5,681 Acquired
Dec. 20, 2004 BGC Option to purchase Class A common stock Class A Common Stock, par value $0.01 per share (100,000) $11.47 — 100,000 Acquired
Feb. 27, 2004 BGC Option to purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 (10,000) $5.10 — 10,000 Disposed
Feb. 18, 2004 BGC Option to purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 per share (10,000) $5.10 — 10,000 Disposed
Feb. 17, 2004 BGC Option to purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 per share (20,000) $5.10 — 20,000 Disposed
Dec. 9, 2003 BGC Option to purchase Class A Common Stock, par value $0.01 Class A Common Stock, par value $0.01 per share (100,000) $21.42 — 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 9, 2019 NMRK Class A common stock, par value $0.01 per share 12,329 Direct
Jan. 9, 2019 NMRK Class A common stock, par value $0.01 per share 2,901 Indirect
Jan. 9, 2019 NMRK Class A common stock, par value $0.01 per share 10,254 Indirect
Jan. 9, 2019 NMRK Class A common stock, par value $0.01 per share 1,043 Indirect
Jan. 9, 2019 NMRK Newmark Holdings Exchangeable Limited Partnership Units→ Class A common stock, par value $0.01 per share [F3] — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

BGC

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2024 $1,000,000 — — — $1,750,000 — — $2,750,000
2023 $1,000,000 — — — $1,300,000 — — $2,300,000
2022 $1,000,000 — — — $1,000,000 — — $2,000,000

NMRK

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $500,000 — — — $1,300,000 — — $1,800,000
2024 $500,000 — — — $1,150,000 — — $1,650,000
2023 $500,000 — — — $1,000,000 — — $1,500,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.