Stephen M Simes

Insider

First SEC filing: July 29, 2014 · Latest: July 29, 2014

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 24, 2014	CRVO	A	542,975	—	—	542,975 Direct	—	Acquired	(price as of 2026-08-20)
March 5, 2014	CRVO	A	50,000,000	—	—	50,000,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 25, 2012	ANIP	A	800,000	—	—	800,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 18, 2011	ANIP	P	5,000	$1.77	$8,850	202,167 Indirect	+2.54%	Acquired	22.4% (price as of 2026-08-20)
Jan. 3, 2011	ANIP	A	650,000	—	—	650,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 2, 2010	ANIP	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 2, 2009	ANIP	A	300,000	—	—	300,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2009	ANIP	P	10,000	$1.09	$10,900	197,167 Indirect	+5.34%	Acquired	98.7% (price as of 2026-08-20)
July 29, 2008	ANIP	X	500	$2.15	$1,075	187,067 Indirect	+0.27%	Acquired	0.7% (price as of 2026-08-20)
July 29, 2008	ANIP	X	500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 15, 2008	ANIP	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2007	ANIP	P	10,000	$3.70	$37,000	186,567 Indirect	+5.66%	Acquired	-41.5% (price as of 2026-08-20)
Jan. 12, 2007	ANIP	A	250,000	—	—	250,000 Direct	—	Acquired	(price as of 2026-08-20)
March 27, 2006	ANIP	M	100,625	$2.30	$231,438	170,116 Indirect	+144.80%	Acquired	-5.8% (price as of 2026-08-20)
March 27, 2006	ANIP	F	60,428	$3.83	$231,439	109,688 Indirect	-35.52%	Disposed	-43.5% (price as of 2026-08-20)
March 27, 2006	ANIP	M	100,625	$2.30	$231,438	0 Direct	-100.00%	Disposed	-5.8% (price as of 2026-08-20)
Nov. 30, 2004	ANIP	M	60,000	$2.90	$174,000	133,546 Direct	+81.58%	Acquired	-25.3% (price as of 2026-08-20)
Nov. 30, 2004	ANIP	F	16,667	$10.44	$174,003	116,879 Direct	-12.48%	Disposed	-79.3% (price as of 2026-08-20)
Nov. 30, 2004	ANIP	S	50,000	$10.07	$503,500	66,879 Direct	-42.78%	Disposed	-78.5% (price as of 2026-08-20)
Nov. 30, 2004	ANIP	M	60,000	$2.90	$174,000	0 Direct	-100.00%	Disposed	-25.3% (price as of 2026-08-20)
Oct. 22, 2004	ANIP	G	350	—	—	69,791 Indirect	-0.50%	Disposed	(price as of 2026-08-20)
Oct. 22, 2004	ANIP	G	300	—	—	69,491 Indirect	-0.43%	Disposed	(price as of 2026-08-20)
March 22, 2004	ANIP	D	126,667	$2.10	$266,001	0 Direct	-100.00%	Disposed	3.1% (price as of 2026-08-20)
March 22, 2004	ANIP	A	126,667	$2.10	$266,001	126,667 Direct	—	Acquired	3.1% (price as of 2026-08-20)
Feb. 5, 2004	ANIP	X	12,500	$3.00	$37,500	76,000 Indirect	+19.69%	Acquired	-27.8% (price as of 2026-08-20)
Feb. 5, 2004	ANIP	F	5,859	$6.40	$37,498	70,141 Indirect	-7.71%	Disposed	-66.2% (price as of 2026-08-20)
Feb. 5, 2004	ANIP	X	12,500	$3.00	$37,500	0 Indirect	-100.00%	Disposed	-27.8% (price as of 2026-08-20)
Aug. 4, 2003	ANIP	P	1,000	$2.15	$2,150	63,500 Indirect	+1.60%	Acquired	0.7% (price as of 2026-08-20)
Aug. 4, 2003	ANIP	P	500	—	—	500 Indirect	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 24, 2014	CRVO	Stock Option (right to buy)	Common Stock (542,975)	$3.92	July 24, 2024	542,975	Acquired
March 5, 2014	CRVO	Stock Option (right to buy)	Common Stock	—	March 4, 2024	50,000,000	Acquired
Jan. 25, 2012	ANIP	Employee Stock Option (right to buy)	Common Stock (800,000)	$0.68	Jan. 24, 2022	800,000	Acquired
Jan. 3, 2011	ANIP	Employee Stock Option (right to buy)	Common Stock (650,000)	$1.66	Jan. 2, 2021	650,000	Acquired
Feb. 2, 2010	ANIP	Employee Stock Option (right to buy)	Common Stock (150,000)	$1.54	Feb. 1, 2020	150,000	Acquired
Feb. 2, 2009	ANIP	Employee Stock Option (right to buy)	Common Stock (300,000)	$1.51	Feb. 1, 2019	300,000	Acquired
July 29, 2008	ANIP	Warrant (right to buy)	Common Stock (500)	$2.15	Aug. 3, 2008	500	Disposed
Jan. 15, 2008	ANIP	Employee Stock Option (right to buy)	Common Stock (100,000)	$4.00	Jan. 14, 2018	100,000	Acquired
Jan. 12, 2007	ANIP	Employee Stock Option (right to buy)	Common Stock (250,000)	$2.78	Jan. 11, 2017	250,000	Acquired
March 27, 2006	ANIP	Employee Stock Option (right to buy)	Common Stock (100,625)	$2.30	March 29, 2006	100,625	Disposed
Nov. 30, 2004	ANIP	Employee Stock Option (right to buy)	Common Stock (60,000)	$2.90	April 20, 2005	60,000	Disposed
March 22, 2004	ANIP	Stock Option (right to buy)	Common Stock (126,667)	$2.10	Nov. 29, 2004	126,667	Disposed
March 22, 2004	ANIP	Stock Option (right to buy)	Common Stock (126,667)	$2.10	May 29, 2013	126,667	Acquired
Feb. 5, 2004	ANIP	Warrant	Common Stock (12,500)	$3.00	May 6, 2004	12,500	Disposed
Aug. 4, 2003	ANIP	Warrant	Common Stock (500)	$2.15	Aug. 3, 2008	500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ANIP

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	$382,634	—	—	—	—	—	$1,521,812	$1,904,446
2012	$496,700	—	—	$419,999	$200,000	—	$31,749	$1,148,448
2011	$496,700	$0	—	$695,500	$302,490	—	$38,739	$1,533,429

CRVO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$9,316	$0	—	—	—	—	$1,401,076	$1,410,392
2015	$425,000	$0	—	—	—	—	$8,571	$433,571

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.