Stephen N Finger
CIK 1252946 · View on SEC EDGAR ↗
First SEC filing: July 25, 2007 · Latest: July 25, 2007
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 25, 2007 | RTX | S | 17,780 | $75.08 | $1,334,922 | 31,892 Direct | -35.79% | Disposed | 359.8% (price as of 2026-08-20) |
| Oct. 26, 2005 | RTX | S | 14,226 | $51.20 | $728,371 | 12,086 Direct | -54.07% | Disposed | 574.2% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 5,100 | $93.00 | $474,300 | 116 Direct | -97.78% | Disposed | 642.4% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 100 | $93.02 | $9,302 | 5,216 Direct | -1.88% | Disposed | 642.2% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 400 | $93.03 | $37,212 | 5,316 Direct | -7.00% | Disposed | 642.1% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 800 | $93.04 | $74,432 | 5,716 Direct | -12.28% | Disposed | 642.1% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 1,900 | $93.06 | $176,814 | 6,516 Direct | -22.58% | Disposed | 641.9% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 300 | $93.11 | $27,933 | 8,416 Direct | -3.44% | Disposed | 641.5% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 500 | $93.13 | $46,565 | 8,716 Direct | -5.43% | Disposed | 641.4% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 900 | $93.15 | $83,835 | 9,216 Direct | -8.90% | Disposed | 641.2% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 300 | $93.16 | $27,948 | 10,116 Direct | -2.88% | Disposed | 641.1% (price as of 2026-08-20) |
| Aug. 4, 2004 | RTX | S | 60 | $93.07 | $5,584 | 10,416 Direct | -0.57% | Disposed | 641.8% (price as of 2026-08-20) |
| Sept. 3, 2003 | RTX | S | 3,754 | $79.75 | $299,382 | 116 Direct | -97.00% | Disposed | 765.7% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 5, 2008 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (40,000) | $27.00 | Jan. 3, 2009 | 40,000 | Disposed |
| Jan. 2, 2008 | RTX | Stock Appreciation Right | Common Stock (70,500) | $75.21 | Jan. 1, 2018 | 70,500 | Acquired |
| July 23, 2007 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (40,000) | $18.28 | Jan. 1, 2008 | 40,000 | Disposed |
| Jan. 3, 2007 | RTX | Stock Appreciation Right | Common Stock (75,500) | $62.81 | Jan. 2, 2017 | 75,500 | Acquired |
| Aug. 10, 2006 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (32,000) | $17.25 | Feb. 2, 2007 | 32,000 | Disposed |
| Jan. 3, 2006 | RTX | Stock Appreciation Right | Common Stock (64,000) | $56.53 | Jan. 2, 2016 | 64,000 | Acquired |
| Oct. 25, 2005 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (28,000) | $12.50 | Feb. 3, 2006 | 28,000 | Disposed |
| Feb. 15, 2005 | RTX | Phantom Stock Unit | Common Stock (2,080) | — | — | 2,080 | Acquired |
| Jan. 3, 2005 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (47,000) | $103.00 | Jan. 2, 2015 | 47,000 | Acquired |
| Aug. 2, 2004 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (14,000) | $16.28 | Feb. 4, 2005 | 14,000 | Disposed |
| Jan. 9, 2004 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (40,000) | $93.52 | Jan. 8, 2014 | 40,000 | Acquired |
| Nov. 6, 2003 | RTX | ESOP Series A Convertible Preferred Stock [F2] | Common Stock (4,360) | $0.00 | — | 1,090 | Disposed |
| Aug. 29, 2003 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $16.66 | Jan. 31, 2004 | 5,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 16 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 6, 2004 | RTX | Common Stock | 116 | Direct |
| Feb. 6, 2004 | RTX | Common Stock | 5,224 | Indirect |
| Feb. 6, 2004 | RTX | Common Stock (Career Restricted) | 2,800 | Direct |
| Feb. 6, 2004 | RTX | ESOP Series A Convertible Preferred Stock [F1]→ Common Stock | — | Indirect |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (5,000) | 5,000 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (14,000) | 14,000 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (14,000) | 14,000 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (16,000) | 16,000 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (20,000) | 20,000 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (20,000) | 20,000 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (21,700) | 21,700 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock | — | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (36,700) | 36,700 | Direct |
| Feb. 6, 2004 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (38,000) | 38,000 | Direct |
| Feb. 6, 2004 | RTX | Phantom Stock Unit→ Common Stock (811) | 811 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2008 | $638,667 | $550,000 | $2,045,130 | — | $467,723 | $1,679,068 | $128,269 | $7,019,672 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.