Stephen P Brown

CIK 1586456 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 20, 2024 · Latest: Feb. 20, 2024

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 21, 2017 STAA A 22,500 22,500 Direct Acquired (price as of 2026-08-20)
March 21, 2017 STAA A 11,250 31,881 Direct +54.53% Acquired (price as of 2026-08-20)
March 18, 2017 STAA F 1,822 $9.90 $18,038 20,631 Direct -8.11% Disposed 144.9% (price as of 2026-08-20)
March 18, 2016 STAA A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
March 18, 2016 STAA A 12,500 22,453 Direct +125.59% Acquired (price as of 2026-08-20)
Feb. 18, 2016 STAA F 7,047 $6.24 $43,973 9,953 Direct -41.45% Disposed 288.6% (price as of 2026-08-20)
April 7, 2015 STAA A 25,000 25,000 Direct Acquired (price as of 2026-08-20)
April 7, 2015 STAA A 10,000 17,000 Direct +142.86% Acquired (price as of 2026-08-20)
March 7, 2014 STAA A 15,000 15,000 Direct Acquired (price as of 2026-08-20)
March 7, 2014 STAA A 7,000 7,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 21, 2017 STAA Common Stock Options [F2] Common Stock (22,500) $9.30 March 20, 2027 22,500 Acquired
March 18, 2016 STAA Common Stock Options [F2] Common Stock (25,000) $7.52 March 17, 2026 25,000 Acquired
April 7, 2015 STAA Common Stock Options Common Stock (25,000) $7.35 April 6, 2025 25,000 Acquired
March 7, 2014 STAA Common Stock Options [F2] Common Stock (15,000) $15.54 March 6, 2024 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 20, 2024 SMXT Common stock, par value $0.001 per share 0 Direct
Feb. 20, 2024 SMXT Stock Option→ Common Stock (199,736) 199,736 Direct
Sept. 11, 2013 STAA Common Stock Options→ Common Stock (50,000) 50,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $111,932 $104,513 $110,284 $14,155 $340,884
2016 $319,587 $72,274 $94,000 $96,980 $27,877 $610,718
2015 $312,039 $127,231 $73,500 $96,324 $27,391 $636,485

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.