Stephen P Smith

CIK 1283728 · View on SEC EDGAR ↗

Insider

First SEC filing: July 28, 2004 · Latest: Feb. 13, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 26, 2014 NI S 6,845 $34.93 $239,096 1 Indirect -99.99% Disposed 205.7% (price as of 2026-08-19)
Feb. 26, 2014 NI S 16,000 $35.33 $565,280 270,739 Direct -5.58% Disposed 202.3% (price as of 2026-08-19)
Dec. 31, 2008 NI S 3,866 $10.96 $42,371 32,432 Direct -10.65% Disposed 874.3% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 300 $32.58 $9,774 3,500 Direct +9.38% Acquired -67.9% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 400 $32.62 $13,048 3,200 Direct +14.29% Acquired -68.0% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 600 $32.61 $19,566 2,800 Direct +27.27% Acquired -68.0% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 200 $32.60 $6,520 2,200 Direct +10.00% Acquired -68.0% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 100 $32.50 $3,250 2,000 Direct +5.26% Acquired -67.9% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 300 $32.49 $9,747 1,900 Direct +18.75% Acquired -67.8% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 100 $32.46 $3,246 1,600 Direct +6.67% Acquired -67.8% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 200 $32.30 $6,460 1,500 Direct +15.38% Acquired -67.7% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 200 $32.29 $6,458 1,300 Direct +18.18% Acquired -67.6% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 200 $32.28 $6,456 1,100 Direct +22.22% Acquired -67.6% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 400 $32.27 $12,908 900 Direct +80.00% Acquired -67.6% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 400 $32.15 $12,860 500 Direct +400.00% Acquired -67.5% (price as of 2026-08-19)
Aug. 9, 2007 NRP P 100 $32.14 $3,214 100 Direct — Acquired -67.5% (price as of 2026-08-19)
March 12, 2007 AEP S 600 $45.29 $27,174 2,750 Direct -17.91% Disposed 179.6% (price as of 2026-08-19)

Showing latest 100 of 120 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 15, 2024 NRP PHANTOM UNITS COMMON UNITS (2,267) — — 2,267 Acquired
Feb. 7, 2024 NRP Phantom Units [F1] Common Units (1,183) — — 1,183 Acquired
Feb. 14, 2018 NRP Phantom Units Common Units (2,399) — — 2,399 Acquired
Feb. 12, 2018 NRP Phantom Units Common Units (389) — Feb. 12, 2018 389 Acquired
Feb. 13, 2017 NRP Phantom Units [F2] Common Units (370) — Feb. 13, 2017 370 Disposed
Feb. 14, 2016 NRP Phantom Units [F2] Common Units (3,700) — Feb. 14, 2016 3,700 Disposed
Feb. 11, 2015 NRP Phantom Units [F3] Common Units (4,100) — Feb. 11, 2019 4,100 Acquired
Feb. 10, 2015 NRP Phantom Units [F3] Common Units (3,580) — Feb. 10, 2015 3,580 Disposed
Feb. 12, 2014 NRP Phantom Units [F3] Common Units (3,885) — Feb. 12, 2018 3,885 Acquired
Feb. 11, 2014 NRP Phantom Units [F3] Common Units (3,475) — Feb. 11, 2014 3,475 Disposed
Feb. 26, 2013 NRP Phantom Units [F3] Common Units (3,375) — Feb. 26, 2013 3,375 Disposed
Feb. 13, 2013 NRP Phantom Units [F1] Common Units (3,700) — Feb. 13, 2017 3,700 Acquired
Feb. 28, 2012 NRP Phantom Units [F3] Common Units (3,000) — Feb. 28, 2012 3,000 Disposed
Feb. 14, 2012 NRP Phantom Units [F1] Common Units (375) — Feb. 26, 2013 375 Acquired
Feb. 14, 2012 NRP Phantom Units [F1] Common Units (475) — Feb. 11, 2014 475 Acquired
Feb. 14, 2012 NRP Phantom Units [F1] Common Units (580) — Feb. 10, 2015 580 Acquired
Feb. 14, 2012 NRP Phantom Units [F1] Common Units (3,700) — Feb. 14, 2016 3,700 Acquired
Feb. 13, 2011 NRP Phantom Units [F3] Common Units (3,000) — Feb. 13, 2011 3,000 Disposed
Feb. 10, 2011 NRP Phantom Units [F3] Common Units (3,000) — Feb. 10, 2015 3,000 Acquired
Feb. 13, 2010 NRP Phantom Units [F3] Common Units (3,000) — Feb. 13, 2010 3,000 Disposed
Feb. 11, 2010 NRP Phantom Units [F3] Common Units (3,000) — Feb. 11, 2014 3,000 Acquired
Feb. 26, 2009 NRP Phantom Units [F1] Common Units (3,000) — Feb. 26, 2013 3,000 Acquired
Feb. 14, 2009 NRP Phantom Units [F3] Common Units (3,000) — Feb. 14, 2009 3,000 Disposed
May 30, 2008 AEP Employee Stock Option (right to buy) Common Stock (4,650) $25.73 May 1, 2013 4,650 Disposed
May 30, 2008 AEP Employee Stock Option (right to buy) Common Stock (11,000) $27.95 Dec. 10, 2013 11,000 Disposed
Feb. 28, 2008 NRP Phantom Units [F1] Common Units (3,000) — Feb. 28, 2012 3,000 Acquired
Feb. 11, 2008 NRP Phantom Units [F1] Common Units (3,000) — Feb. 11, 2008 3,000 Disposed
Jan. 22, 2008 AEP Performance Share Units (Phantom Stock) [F2] Common Stock (20,746) — Jan. 22, 2008 20,746 Disposed
March 12, 2007 AEP Employee Stock Option (right to buy) Common Stock (850) $25.73 May 1, 2013 850 Acquired
Feb. 13, 2007 NRP Phantom Units [F1] Common Units (1,500) — Feb. 13, 2011 1,500 Acquired
Feb. 13, 2007 NRP Phantom Units [F1] Common Units (150) — Feb. 13, 2010 150 Acquired
Feb. 13, 2007 NRP Phantom Units [F1] Common Units (150) — Feb. 14, 2009 150 Acquired
Feb. 13, 2007 NRP Phantom Units [F1] Common Units (150) — Feb. 11, 2008 150 Acquired
Feb. 11, 2007 NRP Phantom Units [F1] Common Units (1,350) — Feb. 11, 2007 1,350 Disposed
Nov. 21, 2006 AEP Employee Stock Option (right to buy) Common Stock (2,300) $25.73 May 1, 2013 2,300 Acquired
Nov. 21, 2006 AEP Employee Stock Option (right to buy) Common Stock (16,200) $27.95 Dec. 10, 2013 16,200 Acquired
Nov. 20, 2006 AEP Employee Stock Option (right to buy) Common Stock (8,700) $25.73 May 1, 2013 8,700 Acquired
Nov. 20, 2006 AEP Employee Stock Option (right to buy) Common Stock (5,800) $27.95 Dec. 10, 2013 5,800 Acquired
Feb. 13, 2006 NRP Phantom Units [F1] Common Units (1,350) — Feb. 13, 2010 1,350 Acquired
Jan. 24, 2006 AEP Performance Share Units (Phantom Stock) [F1] Common Stock (2,126) $0.00 Jan. 24, 2006 2,126 Acquired
Oct. 18, 2005 NRP Phantom Units [F1] Common Units (1,358) — Oct. 18, 2005 1,358 Disposed
Feb. 22, 2005 AEP Performance Share Units (Phantom Stock) [F1] Common Stock (7,705) $0.00 Dec. 31, 2006 7,705 Acquired
Feb. 14, 2005 NRP Phantom Units [F1] Common Units (1,350) — Feb. 14, 2009 1,350 Acquired
Oct. 18, 2004 NRP Phantom Units [F1] Common Units (1,358) — Oct. 18, 2004 1,358 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 28, 2004 AEP Employee Stock Option (right to buy)→ Common Stock (16,500) 16,500 Direct
July 28, 2004 AEP Employee Stock Option (right to buy)→ Common Stock (33,000) 33,000 Direct
March 15, 2004 NRP Phantom Units [F1]→ Common Units (1,358) 1,358 Direct
March 15, 2004 NRP Phantom Units [F1]→ Common Units (1,358) 1,358 Direct
March 15, 2004 NRP Phantom Units [F1]→ Common Units (1,350) 1,350 Direct
March 15, 2004 NRP Phantom Units [F1]→ Common Units (1,350) 1,350 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NI

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $300,000 — — — — $105,424 $15,500 $1,802,119
2014 $589,583 $750,000 — — $579,600 $80,415 $52,993 $3,274,934
2011 $550,000 $100,000 — — $400,400 $70,254 $49,484 $1,777,693

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.