Stephen Ungar

CIK 1492035 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 30, 2018 · Latest: Nov. 30, 2018

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 86 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

86 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Nov. 29, 2018	1365555	D	11,150	—	—	0 Direct	-100.00%	Disposed
Nov. 29, 2018	1365555	D	16,065	—	—	0 Direct	-100.00%	Disposed
Nov. 29, 2018	1365555	D	2,714	—	—	0 Direct	-100.00%	Disposed
Nov. 29, 2018	1365555	D	178,877	—	—	0 Direct	-100.00%	Disposed
May 23, 2018	1365555	M	2,714	—	—	2,714 Direct	-50.00%	Disposed
May 23, 2018	1365555	M	3,318	—	—	0 Direct	-100.00%	Disposed
May 23, 2018	1365555	F	922	$13.76	$12,687	178,877 Direct	-0.51%	Disposed
May 23, 2018	1365555	M	2,714	—	—	179,799 Direct	+1.53%	Acquired
May 23, 2018	1365555	F	1,128	$13.76	$15,521	177,085 Direct	-0.63%	Disposed
May 23, 2018	1365555	M	3,318	—	—	178,213 Direct	+1.90%	Acquired
May 14, 2018	1365555	M	291	—	—	0 Direct	-100.00%	Disposed
May 14, 2018	1365555	M	291	$5.77	$1,679	174,895 Direct	+0.17%	Acquired
April 16, 2018	1365555	M	291	—	—	291 Direct	-50.00%	Disposed
April 16, 2018	1365555	M	291	$5.77	$1,679	174,604 Direct	+0.17%	Acquired
March 27, 2018	1365555	A	16,065	—	—	16,065 Direct	—	Acquired
March 15, 2018	1365555	M	200	—	—	582 Direct	-25.58%	Disposed
March 15, 2018	1365555	M	200	$5.77	$1,154	174,313 Direct	+0.11%	Acquired
March 5, 2018	1365555	M	3,717	—	—	11,150 Direct	-25.00%	Disposed
March 5, 2018	1365555	F	1,460	$12.80	$18,688	174,113 Direct	-0.83%	Disposed
March 5, 2018	1365555	M	3,717	—	—	175,573 Direct	+2.16%	Acquired
Feb. 15, 2018	1365555	M	200	—	—	782 Direct	-20.37%	Disposed
Feb. 15, 2018	1365555	M	200	$5.77	$1,154	171,856 Direct	+0.12%	Acquired
Jan. 16, 2018	1365555	M	200	—	—	982 Direct	-16.92%	Disposed
Jan. 16, 2018	1365555	M	200	$5.77	$1,154	171,656 Direct	+0.12%	Acquired
Dec. 15, 2017	1365555	M	200	—	—	1,182 Direct	-14.47%	Disposed
Dec. 15, 2017	1365555	M	200	$5.77	$1,154	171,456 Direct	+0.12%	Acquired
Nov. 15, 2017	1365555	M	200	—	—	1,382 Direct	-12.64%	Disposed
Nov. 15, 2017	1365555	M	200	$5.77	$1,154	171,256 Direct	+0.12%	Acquired
Oct. 16, 2017	1365555	M	200	—	—	1,582 Direct	-11.22%	Disposed
Oct. 16, 2017	1365555	M	200	$5.77	$1,154	171,056 Direct	+0.12%	Acquired
Sept. 15, 2017	1365555	M	200	—	—	1,782 Direct	-10.09%	Disposed
Sept. 15, 2017	1365555	M	200	$5.77	$1,154	170,856 Direct	+0.12%	Acquired
Aug. 15, 2017	1365555	M	200	—	—	1,982 Direct	-9.17%	Disposed
Aug. 15, 2017	1365555	M	200	$5.77	$1,154	170,656 Direct	+0.12%	Acquired
July 14, 2017	1365555	M	200	$5.77	$1,154	170,456 Direct	+0.12%	Acquired
July 14, 2017	1365555	M	200	—	—	2,182 Direct	-8.40%	Disposed
June 15, 2017	1365555	M	5,000	—	—	2,382 Direct	-67.73%	Disposed
June 15, 2017	1365555	S 10b5-1	5,000	$13.92	$69,600	170,256 Direct	-2.85%	Disposed
June 15, 2017	1365555	M	5,000	$5.77	$28,850	175,256 Direct	+2.94%	Acquired
May 23, 2017	1365555	M	2,716	—	—	171,261 Direct	+1.61%	Acquired
May 23, 2017	1365555	F	1,005	$12.18	$12,241	170,256 Direct	-0.59%	Disposed
May 23, 2017	1365555	M	3,070	—	—	0 Direct	-100.00%	Disposed
May 23, 2017	1365555	M	3,320	—	—	3,318 Direct	-50.02%	Disposed
May 23, 2017	1365555	M	2,716	—	—	5,428 Direct	-33.35%	Disposed
May 23, 2017	1365555	F	1,228	$12.18	$14,957	168,545 Direct	-0.72%	Disposed
May 23, 2017	1365555	M	3,320	—	—	169,773 Direct	+1.99%	Acquired
May 23, 2017	1365555	F	1,135	$12.18	$13,824	166,453 Direct	-0.68%	Disposed
May 23, 2017	1365555	M	3,070	—	—	167,588 Direct	+1.87%	Acquired
May 15, 2017	1365555	M	5,000	—	—	7,382 Direct	-40.38%	Disposed
May 15, 2017	1365555	S 10b5-1	5,000	$13.08	$65,400	164,518 Direct	-2.95%	Disposed
May 15, 2017	1365555	M	5,000	$5.77	$28,850	169,518 Direct	+3.04%	Acquired
April 17, 2017	1365555	M	5,000	$5.77	$28,850	169,518 Direct	+3.04%	Acquired
April 17, 2017	1365555	S 10b5-1	5,000	$15.61	$78,050	164,518 Direct	-2.95%	Disposed
April 17, 2017	1365555	M	5,000	—	—	12,382 Direct	-28.77%	Disposed
April 5, 2017	1365555	A	14,867	—	—	14,867 Direct	—	Acquired
March 15, 2017	1365555	M	5,000	—	—	17,382 Direct	-22.34%	Disposed
March 15, 2017	1365555	S 10b5-1	5,000	$21.74	$108,700	164,518 Direct	-2.95%	Disposed
March 15, 2017	1365555	M	5,000	$5.77	$28,850	169,518 Direct	+3.04%	Acquired
Feb. 15, 2017	1365555	M	5,000	—	—	22,382 Direct	-18.26%	Disposed
Feb. 15, 2017	1365555	S 10b5-1	5,000	$27.48	$137,400	164,518 Direct	-2.95%	Disposed
Feb. 15, 2017	1365555	M	5,000	$5.77	$28,850	169,518 Direct	+3.04%	Acquired
Jan. 17, 2017	1365555	S 10b5-1	5,000	$27.05	$135,250	164,518 Direct	-2.95%	Disposed
Jan. 16, 2017	1365555	M	5,000	—	—	27,382 Direct	-15.44%	Disposed
Jan. 16, 2017	1365555	M	5,000	$5.77	$28,850	169,518 Direct	+3.04%	Acquired
Dec. 15, 2016	1365555	M	5,000	—	—	32,382 Direct	-13.38%	Disposed
Dec. 15, 2016	1365555	S 10b5-1	5,000	$27.50	$137,500	164,518 Direct	-2.95%	Disposed
Dec. 15, 2016	1365555	M	5,000	$5.77	$28,850	169,518 Direct	+3.04%	Acquired
Nov. 15, 2016	1365555	M	5,000	—	—	37,382 Direct	-11.80%	Disposed
Nov. 15, 2016	1365555	S 10b5-1	5,000	$25.74	$128,700	164,518 Direct	-2.95%	Disposed
Nov. 15, 2016	1365555	M	5,000	$5.77	$28,850	169,518 Direct	+3.04%	Acquired
Oct. 19, 2016	1365555	M	2,222	—	—	42,382 Direct	-4.98%	Disposed
Oct. 19, 2016	1365555	M	2,778	—	—	0 Direct	-100.00%	Disposed
Oct. 19, 2016	1365555	M	2,222	$5.77	$12,821	164,518 Direct	+1.37%	Acquired
Oct. 19, 2016	1365555	M	2,778	$6.21	$17,251	162,296 Direct	+1.74%	Acquired
Oct. 17, 2016	1365555	S 10b5-1	5,000	$27.82	$139,100	159,518 Direct	-3.04%	Disposed
Sept. 15, 2016	1365555	S 10b5-1	5,000	$26.50	$132,500	164,518 Direct	-2.95%	Disposed
Sept. 14, 2016	1365555	M	5,000	—	—	2,778 Direct	-64.28%	Disposed
Sept. 14, 2016	1365555	M	5,000	$6.21	$31,050	169,518 Direct	+3.04%	Acquired
Aug. 15, 2016	1365555	M	5,000	—	—	7,778 Direct	-39.13%	Disposed
Aug. 15, 2016	1365555	S 10b5-1	5,000	$25.93	$129,650	164,518 Direct	-2.95%	Disposed
Aug. 15, 2016	1365555	M	5,000	$6.21	$31,050	169,518 Direct	+3.04%	Acquired
July 18, 2016	1365555	M	5,000	—	—	12,778 Direct	-28.12%	Disposed
July 18, 2016	1365555	S 10b5-1	5,000	$24.95	$124,750	164,518 Direct	-2.95%	Disposed
July 18, 2016	1365555	M	5,000	$6.21	$31,050	169,518 Direct	+3.04%	Acquired
June 15, 2016	1365555	S 10b5-1	3,000	$25.10	$75,300	164,518 Direct	-1.79%	Disposed
May 23, 2016	1365555	M	2,716	—	—	8,144 Direct	-25.01%	Disposed
May 23, 2016	1365555	M	3,320	—	—	6,638 Direct	-33.34%	Disposed
May 23, 2016	1365555	M	3,072	—	—	3,070 Direct	-50.02%	Disposed
May 23, 2016	1365555	M	2,256	—	—	0 Direct	-100.00%	Disposed
May 23, 2016	1365555	F	1,401	$26.16	$36,650	167,518 Direct	-0.83%	Disposed
May 23, 2016	1365555	M	2,716	—	—	168,919 Direct	+1.63%	Acquired
May 23, 2016	1365555	F	1,382	$26.16	$36,153	166,203 Direct	-0.82%	Disposed
May 23, 2016	1365555	M	3,320	—	—	167,585 Direct	+2.02%	Acquired
May 23, 2016	1365555	F	1,585	$26.16	$41,464	164,265 Direct	-0.96%	Disposed
May 23, 2016	1365555	M	3,072	—	—	165,850 Direct	+1.89%	Acquired
May 23, 2016	1365555	F	1,164	$26.16	$30,450	162,778 Direct	-0.71%	Disposed
May 23, 2016	1365555	M	2,256	—	—	163,942 Direct	+1.40%	Acquired
May 16, 2016	1365555	M	1,000	—	—	17,778 Direct	-5.33%	Disposed
May 16, 2016	1365555	S 10b5-1	3,000	$26.64	$79,920	161,686 Direct	-1.82%	Disposed
May 16, 2016	1365555	M	1,000	$6.21	$6,210	164,686 Direct	+0.61%	Acquired

Showing latest 100 of 196 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 29, 2018	1365555	Restricted Stock Units	Common Stock (11,150)	—	—	11,150	Disposed
Nov. 29, 2018	1365555	Restricted Stock Units	Common Stock (16,065)	—	—	16,065	Disposed
Nov. 29, 2018	1365555	Restricted Stock Units	Common Stock (2,714)	—	—	2,714	Disposed
May 23, 2018	1365555	Restricted Stock Units	Common Stock (2,714)	—	—	2,714	Disposed
May 23, 2018	1365555	Restricted Stock Units	Common Stock (3,318)	—	—	3,318	Disposed
May 14, 2018	1365555	Stock Option	Common Stock (291)	$5.77	Aug. 25, 2018	291	Disposed
April 16, 2018	1365555	Stock Option	Common Stock (291)	$5.77	Aug. 25, 2018	291	Disposed
March 27, 2018	1365555	Restricted Stock Units	Common Stock (16,065)	—	—	16,065	Acquired
March 15, 2018	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
March 5, 2018	1365555	Restricted Stock Units	Common Stock (3,717)	—	—	3,717	Disposed
Feb. 15, 2018	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
Jan. 16, 2018	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
Dec. 15, 2017	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
Nov. 15, 2017	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
Oct. 16, 2017	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
Sept. 15, 2017	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
Aug. 15, 2017	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
July 14, 2017	1365555	Stock Option	Common Stock (200)	$5.77	Aug. 25, 2018	200	Disposed
June 15, 2017	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
May 23, 2017	1365555	Restricted Stock Units	Common Stock (3,070)	—	—	3,070	Disposed
May 23, 2017	1365555	Restricted Stock Units	Common Stock (3,320)	—	—	3,320	Disposed
May 23, 2017	1365555	Restricted Stock Units	Common Stock (2,716)	—	—	2,716	Disposed
May 15, 2017	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
April 17, 2017	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
April 5, 2017	1365555	Restricted Stock Units	Common Stock (14,867)	—	—	14,867	Acquired
March 15, 2017	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
Feb. 15, 2017	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
Jan. 16, 2017	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
Dec. 15, 2016	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
Nov. 15, 2016	1365555	Stock Option	Common Stock (5,000)	$5.77	Aug. 25, 2018	5,000	Disposed
Oct. 19, 2016	1365555	Stock Option [F3]	Common Stock (2,222)	$5.77	Aug. 25, 2018	2,222	Disposed
Oct. 19, 2016	1365555	Stock Option	Common Stock (2,778)	$6.21	Feb. 15, 2018	2,778	Disposed
Sept. 14, 2016	1365555	Stock Option	Common Stock (5,000)	$6.21	Feb. 15, 2018	5,000	Disposed
Aug. 15, 2016	1365555	Stock Option	Common Stock (5,000)	$6.21	Feb. 15, 2018	5,000	Disposed
July 18, 2016	1365555	Stock Option	Common Stock (5,000)	$6.21	Feb. 15, 2018	5,000	Disposed
May 23, 2016	1365555	Restricted Stock Units	Common Stock (2,716)	—	—	2,716	Disposed
May 23, 2016	1365555	Restricted Stock Units	Common Stock (3,320)	—	—	3,320	Disposed
May 23, 2016	1365555	Restricted Stock Units	Common Stock (3,072)	—	—	3,072	Disposed
May 23, 2016	1365555	Restricted Stock Units	Common Stock (2,256)	—	—	2,256	Disposed
May 16, 2016	1365555	Stock Option	Common Stock (1,000)	$6.21	Feb. 15, 2018	1,000	Disposed
March 15, 2016	1365555	Stock Option	Common Stock (4,500)	$6.21	Feb. 15, 2018	4,500	Disposed
Feb. 16, 2016	1365555	Stock Option	Common Stock (4,500)	$6.21	Feb. 15, 2018	4,500	Disposed
Feb. 3, 2016	1365555	Stock Option [F2]	Common Stock (4,500)	$6.21	Feb. 15, 2018	4,500	Disposed
Dec. 15, 2015	1365555	Stock Option	Common Stock (2,000)	$12.41	Feb. 15, 2018	2,000	Disposed
Nov. 16, 2015	1365555	Stock Option	Common Stock (2,500)	$12.41	Feb. 15, 2018	2,500	Disposed
Oct. 15, 2015	1365555	Stock Option	Common Stock (2,500)	$12.41	Feb. 15, 2018	2,500	Disposed
Sept. 15, 2015	1365555	Stock Option	Common Stock (23)	$12.41	Feb. 15, 2018	23	Disposed
Sept. 15, 2015	1365555	Stock Option	Common Stock (2,477)	$12.02	Oct. 24, 2017	2,477	Disposed
Aug. 17, 2015	1365555	Stock Option	Common Stock (2,500)	$12.02	Oct. 24, 2017	2,500	Disposed
July 13, 2015	1365555	Stock Option	Common Stock (2,500)	$12.02	Oct. 24, 2017	2,500	Disposed
May 23, 2015	1365555	Restricted Stock Units	Common Stock (5,430)	—	—	5,430	Acquired
May 23, 2015	1365555	Restricted Stock Units	Common Stock (1,660)	—	—	1,660	Disposed
May 23, 2015	1365555	Restricted Stock Units	Common Stock (1,536)	—	—	1,536	Disposed
May 23, 2015	1365555	Restricted Stock Units	Common Stock (1,130)	—	—	1,130	Disposed
May 23, 2015	1365555	Restricted Stock Units	Common Stock (1,076)	—	—	1,076	Disposed
May 23, 2014	1365555	Restricted Stock Units	Common Stock (6,639)	—	—	6,639	Acquired
May 23, 2014	1365555	Restricted Stock Units	Common Stock	—	—	1,536	Disposed
May 23, 2014	1365555	Restricted Stock Units	Common Stock	—	—	1,129	Disposed
May 23, 2014	1365555	Restricted Stock Units	Common Stock	—	—	1,076	Disposed
May 21, 2014	1365555	Restricted Stock Units	Common Stock	—	—	1,359	Disposed
March 21, 2014	1365555	Stock Option	Common Stock (17,084)	$5.79	Feb. 9, 2016	17,084	Disposed
March 21, 2014	1365555	Stock Option	Common Stock (22,688)	$6.20	Sept. 1, 2016	22,688	Disposed
March 21, 2014	1365555	Stock Option	Common Stock (10,675)	$12.02	Oct. 24, 2017	10,675	Disposed
March 21, 2014	1365555	Stock Option	Common Stock (7,090)	$12.41	Feb. 15, 2018	7,090	Disposed
March 21, 2014	1365555	Stock Option	Common Stock (1,900)	$11.55	Aug. 25, 2018	1,900	Disposed
Dec. 9, 2013	1365555	Stock Option [F2]	Common Stock (5,000)	$5.79	Feb. 9, 2016	5,000	Disposed
May 23, 2013	1365555	Restricted Stock Units	Common Stock (5,584)	—	—	5,584	Acquired
May 23, 2013	1365555	Restricted Stock Units	Common Stock	—	—	1,027	Disposed
May 23, 2013	1365555	Restricted Stock Units	Common Stock	—	—	978	Disposed
May 21, 2013	1365555	Restricted Stock Units	Common Stock (1,237)	—	—	1,237	Disposed
May 23, 2012	1365555	Restricted Stock Units	Common Stock (3,732)	—	—	3,732	Acquired
May 23, 2012	1365555	Restricted Stock Units	Common Stock (889)	—	—	889	Disposed
May 21, 2012	1365555	Restricted Stock Units	Common Stock (1,123)	—	—	1,123	Disposed
May 14, 2012	1365555	Stock Option	Common Stock (13,000)	$7.00	Feb. 9, 2016	13,000	Disposed
May 23, 2011	1365555	Restricted Stock Units	Common Stock (3,556)	—	—	3,556	Acquired
May 21, 2011	1365555	Restricted Stock Units	Common Stock (1,123)	—	—	1,123	Acquired
May 21, 2010	1365555	Restricted Stock Units	Common Stock (4,492)	—	—	4,492	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).