Stephen Wargacki

CIK 1960165 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 11, 2023 · Latest: Jan. 11, 2023

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 10, 2025 AQST F 4,572 $2.54 $11,613 343,552 Direct -1.31% Disposed 76.2% (price as of 2026-08-19)
March 9, 2025 AQST F 15,431 $2.65 $40,892 348,124 Direct -4.24% Disposed 68.9% (price as of 2026-08-19)
March 7, 2025 AQST A 65,000 65,000 Direct Acquired (price as of 2026-08-19)
March 7, 2025 AQST F 12,859 $2.65 $34,076 363,555 Direct -3.42% Disposed 68.9% (price as of 2026-08-19)
March 7, 2025 AQST A 115,000 376,414 Direct +43.99% Acquired (price as of 2026-08-19)
May 10, 2024 AQST A 10,000 267,963 Direct +3.88% Acquired (price as of 2026-08-19)
March 10, 2024 AQST F 1,687 $4.88 $8,233 257,963 Direct -0.65% Disposed -8.3% (price as of 2026-08-19)
March 9, 2024 AQST F 19,505 $4.88 $95,184 261,414 Direct -6.94% Disposed -8.3% (price as of 2026-08-19)
March 9, 2024 AQST F 11,269 $4.88 $54,993 259,650 Direct -4.16% Disposed -8.3% (price as of 2026-08-19)
March 7, 2024 AQST A 56,250 56,250 Direct Acquired (price as of 2026-08-19)
March 7, 2024 AQST A 112,500 270,919 Direct +71.01% Acquired (price as of 2026-08-19)
Aug. 9, 2023 AQST A 67,500 67,500 Direct Acquired (price as of 2026-08-19)
May 5, 2023 AQST A 67,500 67,500 Direct Acquired (price as of 2026-08-19)
March 10, 2023 AQST F 1,981 $0.79 $1,565 158,419 Direct -1.24% Disposed 466.6% (price as of 2026-08-19)
March 9, 2023 AQST A 135,000 161,956 Direct +500.82% Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 7, 2025 AQST Non-Qualified Stock Option (right to buy) Common Stock (65,000) $2.65 March 7, 2035 65,000 Acquired
March 7, 2024 AQST Non-Qualified Stock Option (right to buy) Common Stock (56,250) $5.68 March 7, 2034 56,250 Acquired
Aug. 9, 2023 AQST Performance Stock Units Common Stock (67,500) May 5, 2026 67,500 Acquired
May 5, 2023 AQST Performance Stock Units Common Stock (67,500) May 5, 2026 67,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 11, 2023 AQST Common Stock Direct
Jan. 11, 2023 AQST Non-Qualified Stock Option (right to buy)→ Common Stock (15,000) 15,000 Direct
Jan. 11, 2023 AQST Non-Qualified Stock Option (right to buy)→ Common Stock (21,000) 21,000 Direct
Jan. 11, 2023 AQST Non-Qualified Stock Option (right to buy)→ Common Stock (12,500) 12,500 Direct
Jan. 11, 2023 AQST Non-Qualified Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
Jan. 11, 2023 AQST Non-Qualified Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct