STEPHENS INC /AR/

CIK 757657 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 30, 2013 · Latest: Dec. 30, 2013

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Institution

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

3 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 12, 2012 757657 S 82,430 $25.41 $2,094,546 82,430 Indirect -50.00% Disposed
April 12, 2012 757657 S 52,700 $17.58 $926,466 164,860 Indirect -24.22% Disposed
Sept. 24, 2008 757657 S 2,200 $21.25 $46,750 0 Direct — Acquired
Sept. 23, 2008 757657 S 139,400 $21.01 $2,928,794 2,200 Direct -98.45% Disposed
May 3, 2006 757657 S 30,500 $34.24 $1,044,320 141,600 Direct -17.72% Disposed
Dec. 15, 2005 757657 S 10,000 $39.05 $390,500 172,100 Direct -5.49% Disposed
Dec. 13, 2005 757657 S 1,900 $38.80 $73,720 182,100 Direct -1.03% Disposed
Dec. 12, 2005 757657 S 16,000 $38.67 $618,720 184,000 Direct -8.00% Disposed
May 5, 2005 757657 P 3,800 $18.00 $68,400 200,000 Direct +1.94% Acquired
May 4, 2005 757657 P 2,200 $17.68 $38,896 196,200 Direct +1.13% Acquired
May 3, 2005 757657 P 14,500 $17.00 $246,500 194,000 Direct +8.08% Acquired
May 2, 2005 757657 P 15,000 $16.99 $254,850 179,500 Direct +9.12% Acquired
April 29, 2005 757657 P 7,900 $17.00 $134,300 164,500 Direct +5.04% Acquired
April 28, 2005 757657 P 21,800 $17.14 $373,652 156,600 Direct +16.17% Acquired
April 27, 2005 757657 P 4,800 $17.13 $82,224 134,800 Direct +3.69% Acquired
March 22, 2005 757657 P 14,300 $18.30 $261,690 130,000 Direct +12.36% Acquired
March 2, 2005 757657 P 13,300 $17.11 $227,563 115,700 Direct +12.99% Acquired
Feb. 28, 2005 757657 P 16,300 $17.11 $278,893 102,400 Direct +18.93% Acquired
Feb. 25, 2005 757657 P 12,500 $16.39 $204,875 86,100 Direct +16.98% Acquired
Feb. 24, 2005 757657 P 35,400 $16.07 $568,878 73,600 Direct +92.67% Acquired
Feb. 23, 2005 757657 P 26,200 $16.06 $420,772 38,200 Direct +218.33% Acquired
Feb. 22, 2005 757657 P 12,000 $15.78 $189,360 12,000 Direct — Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 3, 2010 757657 Subscription Rights (right to buy) Common Stock (68,361) $2.70 Nov. 23, 2010 149,199 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).