STEPHENS W T

Insider

First SEC filing: Sept. 30, 2004 · Latest: Sept. 30, 2004

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 28, 2004	XEL	A	649	$17.45	$11,325	35,311 Direct	+1.87%	Acquired	356.1% (price as of 2026-08-19)
June 28, 2004	XEL	A	1,096	$17.13	$18,774	34,251 Direct	+3.31%	Acquired	364.6% (price as of 2026-08-19)
May 21, 2004	XEL	A	3,288	$16.06	$52,805	33,155 Direct	+11.01%	Acquired	395.5% (price as of 2026-08-19)
March 29, 2004	XEL	A	1,073	$18.06	$19,378	29,545 Direct	+3.77%	Acquired	340.7% (price as of 2026-08-19)
Dec. 29, 2003	XEL	A	966	$17.33	$16,741	27,870 Direct	+3.59%	Acquired	359.2% (price as of 2026-08-19)
Sept. 29, 2003	XEL	A	901	$15.39	$13,866	26,904 Direct	+3.46%	Acquired	417.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 28, 2004	XEL	Phantom Stock Unit	Common (649)	—	—	649	Acquired
June 28, 2004	XEL	Phantom Stock Unit	Common (1,096)	—	—	1,096	Acquired
May 21, 2004	XEL	Phantom Stock Unit	Common (3,288)	—	—	3,288	Acquired
March 29, 2004	XEL	Phantom Stock Unit	Common (1,073)	—	—	1,073	Acquired
Dec. 29, 2003	XEL	Phantom Stock Unit	Common (966)	—	Aug. 8, 1988	966	Acquired
Sept. 29, 2003	XEL	Phantom Stock Unit	Common (901)	—	Aug. 8, 1988	901	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).