Steve Frank — SEC Insider Profile, Roles & Companies

Insider at

04

YHGJ selling March 26, 2007

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	11,250 Direct	+12.50%	Acquired	-94.0% (price as of 2026-10-02)
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	12,500 Direct	+11.11%	Acquired	-94.0% (price as of 2026-10-02)
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	13,750 Direct	+10.00%	Acquired	-94.0% (price as of 2026-10-02)
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	15,000 Direct	+9.09%	Acquired	-94.0% (price as of 2026-10-02)
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	11,250 Direct	+12.50%	Acquired	-94.0% (price as of 2026-10-02)
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	12,500 Direct	+11.11%	Acquired	-94.0% (price as of 2026-10-02)
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	13,750 Direct	+10.00%	Acquired	-94.0% (price as of 2026-10-02)
Oct. 1, 2007	YHGJ	A	1,250	$4.67	$5,838	15,000 Direct	+9.09%	Acquired	-94.0% (price as of 2026-10-02)
April 4, 2007	YHGJ	F	5,600	$1.47	$8,232	5,600 Direct	·	Acquired	-81.1% (price as of 2026-10-02)
April 4, 2007	YHGJ	M	5,600	$1.47	$8,232	10,000 Direct	-35.90%	Disposed	-81.1% (price as of 2026-10-02)
March 26, 2007	YHGJ	F	4,762	$6.30	$30,001	0 Direct	·	Acquired	-95.6% (price as of 2026-10-02)
March 26, 2007	YHGJ	S	4,762	$10.11	$48,144	0 Direct	-100.00%	Disposed	-97.2% (price as of 2026-10-02)
March 26, 2007	YHGJ	F	8,334	$1.89	$15,751	0 Direct	·	Acquired	-85.3% (price as of 2026-10-02)
March 26, 2007	YHGJ	S	8,334	$10.11	$84,257	0 Direct	-100.00%	Disposed	-97.2% (price as of 2026-10-02)
March 26, 2007	YHGJ	F	153	$1.47	$225	0 Direct	·	Acquired	-81.1% (price as of 2026-10-02)
March 26, 2007	YHGJ	S	153	$10.11	$1,547	0 Direct	-100.00%	Disposed	-97.2% (price as of 2026-10-02)
March 26, 2007	YHGJ	F	200	$1.47	$294	0 Direct	·	Acquired	-81.1% (price as of 2026-10-02)
March 26, 2007	YHGJ	S	200	$10.00	$2,000	0 Direct	-100.00%	Disposed	-97.2% (price as of 2026-10-02)
March 26, 2007	YHGJ	M	4,762	$6.30	$30,001	24,287 Direct	-16.39%	Disposed	-95.6% (price as of 2026-10-02)
March 26, 2007	YHGJ	M	8,334	$1.89	$15,751	15,953 Direct	-34.31%	Disposed	-85.3% (price as of 2026-10-02)
March 26, 2007	YHGJ	M	153	$1.47	$225	15,800 Direct	-0.96%	Disposed	-81.1% (price as of 2026-10-02)
March 26, 2007	YHGJ	M	200	$1.47	$294	15,600 Direct	-1.27%	Disposed	-81.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy) [F1]	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (1,250)	$4.67	Oct. 1, 2011	1,250	Acquired
April 4, 2007	YHGJ	Incentive Stock Option (Right to Buy)	Common Stock (5,600)	$1.47	Dec. 27, 2011	5,600	Disposed
March 26, 2007	YHGJ	Incentive Stock Option (Right to Buy)	Common Stock (4,762)	$6.30	Sept. 1, 2007	4,762	Disposed
March 26, 2007	YHGJ	Incentive Stock Option (Right to Buy)	Common Stock (8,334)	$1.89	March 6, 2010	8,334	Disposed
March 26, 2007	YHGJ	Incentive Stock Option (Right to Buy)	Common Stock (153)	$1.47	Dec. 27, 2011	153	Disposed
March 26, 2007	YHGJ	Incentive Stock Option (Right to Buy)	Common Stock (200)	$1.47	Dec. 27, 2011	200	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 29, 2007	YHGJ	Incentive Stock Option (Right to Buy)→ Common Stock (4,762)	4,762	Direct
March 29, 2007	YHGJ	Incentive Stock Option (Right to Buy)→ Common Stock (8,334)	8,334	Direct
March 29, 2007	YHGJ	Incentive Stock Option (Right to Buy)→ Common Stock (5,953)	5,953	Direct
March 29, 2007	YHGJ	Incentive Stock Option (Right to Buy)→ Common Stock (10,000)	10,000	Direct