Steven A Eisenbrown
Insider
First SEC filing: Feb. 5, 2004 · Latest: Feb. 5, 2004
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 10, 2012 | ROK | S 10b5-1 | 6,118 | $80.44 | $492,132 | 22,152 Direct | -21.64% | Disposed | 429.7% (price as of ) |
| Dec. 9, 2012 | ROK | M | 12,283 | · | · | 28,270 Direct | +76.83% | Acquired | |
| Dec. 9, 2012 | ROK | M | 12,283 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 28, 2012 | ROK | M | 22,067 | $29.37 | $648,108 | 37,588 Direct | +142.18% | Acquired | 1350.8% (price as of ) |
| Nov. 28, 2012 | ROK | M | 16,133 | $46.16 | $744,699 | 53,721 Direct | +42.92% | Acquired | 823.1% (price as of ) |
| Nov. 28, 2012 | ROK | M | 12,766 | $69.57 | $888,131 | 66,487 Direct | +23.76% | Acquired | 512.5% (price as of ) |
| Nov. 28, 2012 | ROK | S | 50,500 | $78.92 | $3,985,460 | 15,987 Direct | -75.95% | Disposed | 439.9% (price as of ) |
| Nov. 28, 2012 | ROK | I | 6,772 | $79.00 | $534,988 | 41 Indirect | -99.40% | Disposed | 439.4% (price as of ) |
| Nov. 28, 2012 | ROK | M | 22,067 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 28, 2012 | ROK | M | 16,133 | · | · | 16,834 Direct | -48.94% | Disposed | |
| Nov. 28, 2012 | ROK | M | 12,766 | · | · | 25,534 Direct | -33.33% | Disposed | |
| Nov. 28, 2012 | ROK | I | 2,734 | · | · | 19 Indirect | -99.31% | Disposed | |
| Oct. 1, 2012 | ROK | A | 12,283 | · | · | 12,283 Direct | · | Acquired | |
| Aug. 7, 2012 | ROK | M | 2,267 | $29.37 | $66,582 | 15,971 Direct | +16.54% | Acquired | 1350.8% (price as of ) |
| Aug. 7, 2012 | ROK | M | 1,400 | $46.16 | $64,624 | 17,371 Direct | +8.77% | Acquired | 823.1% (price as of ) |
| Aug. 7, 2012 | ROK | S | 1,850 | $71.24 | $131,794 | 15,521 Direct | -10.65% | Disposed | 498.1% (price as of ) |
| Aug. 7, 2012 | ROK | M | 2,267 | · | · | 22,067 Direct | -9.32% | Disposed | |
| Aug. 7, 2012 | ROK | M | 1,400 | · | · | 32,967 Direct | -4.07% | Disposed | |
| Feb. 3, 2012 | ROK | M | 37,950 | $56.36 | $2,138,862 | 73,254 Direct | +107.49% | Acquired | 656.1% (price as of ) |
| Feb. 3, 2012 | ROK | M | 31,400 | $63.59 | $1,996,726 | 104,654 Direct | +42.86% | Acquired | 570.1% (price as of ) |
| Feb. 3, 2012 | ROK | M | 35,500 | $68.04 | $2,415,420 | 140,154 Direct | +33.92% | Acquired | 526.3% (price as of ) |
| Feb. 3, 2012 | ROK | S | 24,600 | $81.22 | $1,998,012 | 115,554 Direct | -17.55% | Disposed | 424.6% (price as of ) |
| Feb. 3, 2012 | ROK | S | 101,850 | $81.16 | $8,266,146 | 13,704 Direct | -88.14% | Disposed | 425.0% (price as of ) |
| Feb. 3, 2012 | ROK | M | 37,950 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 3, 2012 | ROK | M | 31,400 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 3, 2012 | ROK | M | 35,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 5, 2011 | ROK | S 10b5-1 | 9,665 | $75.56 | $730,287 | 35,304 Direct | -21.49% | Disposed | 463.9% (price as of ) |
| Dec. 3, 2011 | ROK | M | 19,600 | · | · | 44,969 Direct | +77.26% | Acquired | |
| Dec. 3, 2011 | ROK | M | 19,600 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 1, 2011 | ROK | A | 1,690 | · | · | 25,369 Direct | +7.14% | Acquired | |
| Dec. 1, 2011 | ROK | A | 21,400 | $74.14 | $1,586,596 | 21,400 Direct | · | Acquired | |
| Oct. 3, 2011 | ROK | A | 19,600 | · | · | 19,600 Direct | · | Acquired | |
| May 31, 2011 | ROK | M | 17,800 | $43.90 | $781,420 | 39,729 Direct | +81.17% | Acquired | 870.6% (price as of ) |
| May 31, 2011 | ROK | M | 5,650 | $56.36 | $318,434 | 45,379 Direct | +14.22% | Acquired | 656.1% (price as of ) |
| May 31, 2011 | ROK | S | 21,700 | $83.01 | $1,801,317 | 23,679 Direct | -47.82% | Disposed | 413.3% (price as of ) |
| May 31, 2011 | ROK | M | 17,800 | · | · | 0 Direct | -100.00% | Disposed | |
| May 31, 2011 | ROK | M | 5,650 | · | · | 37,950 Direct | -12.96% | Disposed | |
| May 27, 2011 | ROK | M | 20,000 | $43.90 | $878,000 | 41,929 Direct | +91.20% | Acquired | 870.6% (price as of ) |
| May 27, 2011 | ROK | S | 20,000 | $83.19 | $1,663,800 | 21,929 Direct | -47.70% | Disposed | 412.2% (price as of ) |
| May 27, 2011 | ROK | M | 20,000 | · | · | 17,800 Direct | -52.91% | Disposed | |
| Feb. 14, 2011 | ROK | M | 40,000 | $43.90 | $1,756,000 | 61,929 Direct | +182.41% | Acquired | 870.6% (price as of ) |
| Feb. 14, 2011 | ROK | S | 40,000 | $88.45 | $3,538,000 | 21,929 Direct | -64.59% | Disposed | 381.8% (price as of ) |
| Feb. 14, 2011 | ROK | M | 40,000 | · | · | 37,800 Direct | -51.41% | Disposed | |
| Feb. 4, 2011 | ROK | M | 22,067 | $29.37 | $648,108 | 43,996 Direct | +100.63% | Acquired | 1350.8% (price as of ) |
| Feb. 4, 2011 | ROK | M | 16,133 | $46.16 | $744,699 | 60,129 Direct | +36.67% | Acquired | 823.1% (price as of ) |
| Feb. 4, 2011 | ROK | S | 38,200 | $82.55 | $3,153,410 | 21,929 Direct | -63.53% | Disposed | 416.2% (price as of ) |
| Feb. 4, 2011 | ROK | M | 22,067 | · | · | 24,334 Direct | -47.56% | Disposed | |
| Feb. 4, 2011 | ROK | M | 16,133 | · | · | 34,367 Direct | -31.95% | Disposed | |
| Dec. 7, 2010 | ROK | A | 2,340 | · | · | 21,929 Direct | +11.95% | Acquired | |
| Dec. 7, 2010 | ROK | A | 38,300 | $69.57 | $2,664,531 | 38,300 Direct | · | Acquired | |
| Dec. 6, 2010 | ROK | S 10b5-1 | 2,023 | $68.86 | $139,304 | 19,589 Direct | -9.36% | Disposed | 518.8% (price as of ) |
| Dec. 5, 2010 | ROK | M | 2,436 | · | · | 21,612 Direct | +12.70% | Acquired | |
| Dec. 5, 2010 | ROK | M | 2,436 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 15, 2010 | ROK | M | 22,066 | $29.37 | $648,078 | 41,242 Direct | +115.07% | Acquired | 1350.8% (price as of ) |
| Nov. 15, 2010 | ROK | S | 22,066 | $65.10 | $1,436,497 | 19,176 Direct | -53.50% | Disposed | 554.5% (price as of ) |
| Nov. 15, 2010 | ROK | M | 22,066 | · | · | 46,401 Direct | -32.23% | Disposed | |
| Oct. 1, 2010 | ROK | A | 2,436 | · | · | 2,436 Direct | · | Acquired | |
| April 30, 2010 | ROK | M | 61,400 | $27.75 | $1,703,850 | 92,145 Direct | +199.71% | Acquired | 1435.5% (price as of ) |
| April 30, 2010 | ROK | M | 2,200 | $43.90 | $96,580 | 94,345 Direct | +2.39% | Acquired | 870.6% (price as of ) |
| April 30, 2010 | ROK | M | 1,133 | $29.37 | $33,276 | 95,478 Direct | +1.20% | Acquired | 1350.8% (price as of ) |
| April 30, 2010 | ROK | S | 76,302 | $60.81 | $4,639,925 | 19,176 Direct | -79.92% | Disposed | 600.7% (price as of ) |
| April 30, 2010 | ROK | M | 61,400 | · | · | 0 Direct | -100.00% | Disposed | |
| April 30, 2010 | ROK | M | 2,200 | · | · | 77,800 Direct | -2.75% | Disposed | |
| April 30, 2010 | ROK | M | 1,133 | · | · | 68,467 Direct | -1.63% | Disposed | |
| Dec. 9, 2009 | ROK | A | 2,900 | · | · | 30,745 Direct | +10.41% | Acquired | |
| Dec. 9, 2009 | ROK | A | 50,500 | $46.16 | $2,331,080 | 50,500 Direct | · | Acquired | |
| Dec. 6, 2009 | ROK | M | 728 | · | · | 28,815 Direct | +2.59% | Acquired | |
| Dec. 6, 2009 | ROK | S 10b5-1 | 800 | $45.65 | $36,520 | 28,015 Direct | -2.78% | Disposed | 833.4% (price as of ) |
| Dec. 6, 2009 | ROK | S 10b5-1 | 170 | $45.64 | $7,759 | 27,845 Direct | -0.61% | Disposed | 833.6% (price as of ) |
| Dec. 6, 2009 | ROK | M | 728 | · | · | 0 Direct | -100.00% | Disposed | |
| Oct. 1, 2009 | ROK | A | 728 | · | · | 728 Direct | · | Acquired | |
| Dec. 3, 2008 | ROK | A | 4,200 | · | · | 28,087 Direct | +17.58% | Acquired | |
| Dec. 3, 2008 | ROK | A | 69,600 | $29.37 | $2,044,152 | 69,600 Direct | · | Acquired | |
| Dec. 5, 2007 | ROK | A | 2,500 | · | · | 23,887 Direct | +11.69% | Acquired | |
| Dec. 5, 2007 | ROK | A | 35,500 | · | · | 35,500 Direct | · | Acquired | |
| Aug. 31, 2007 | ROK | M | 12,000 | $15.50 | $186,000 | 29,787 Direct | +67.47% | Acquired | 2649.1% (price as of ) |
| Aug. 31, 2007 | ROK | M | 3,600 | $27.75 | $99,900 | 33,387 Direct | +12.09% | Acquired | 1435.5% (price as of ) |
| Aug. 31, 2007 | ROK | S | 320 | $70.02 | $22,406 | 33,067 Direct | -0.96% | Disposed | 508.6% (price as of ) |
| Aug. 31, 2007 | ROK | S | 1,080 | $70.01 | $75,611 | 31,987 Direct | -3.27% | Disposed | 508.6% (price as of ) |
| Aug. 31, 2007 | ROK | S | 10,600 | $70.00 | $742,000 | 21,387 Direct | -33.14% | Disposed | 508.7% (price as of ) |
| Aug. 31, 2007 | ROK | M | 12,000 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 31, 2007 | ROK | M | 3,600 | · | · | 61,400 Direct | -5.54% | Disposed | |
| May 29, 2007 | ROK | M | 12,000 | $15.50 | $186,000 | 29,787 Direct | +67.47% | Acquired | 2649.1% (price as of ) |
| May 29, 2007 | ROK | S | 500 | $66.68 | $33,340 | 29,287 Direct | -1.68% | Disposed | 539.0% (price as of ) |
| May 29, 2007 | ROK | S | 2,800 | $66.67 | $186,676 | 26,487 Direct | -9.56% | Disposed | 539.1% (price as of ) |
| May 29, 2007 | ROK | S | 200 | $66.66 | $13,332 | 26,287 Direct | -0.76% | Disposed | 539.2% (price as of ) |
| May 29, 2007 | ROK | S | 5,400 | $66.65 | $359,910 | 20,887 Direct | -20.54% | Disposed | 539.3% (price as of ) |
| May 29, 2007 | ROK | S | 3,100 | $66.50 | $206,150 | 17,787 Direct | -14.84% | Disposed | 540.8% (price as of ) |
| May 29, 2007 | ROK | M | 12,000 | · | · | 12,000 Direct | -50.00% | Disposed | |
| Dec. 6, 2006 | ROK | A | 2,400 | · | · | 17,787 Direct | +15.60% | Acquired | |
| Dec. 6, 2006 | ROK | A | 31,400 | · | · | 31,400 Direct | · | Acquired | |
| Nov. 30, 2006 | ROK | M | 25,791 | $20.35 | $524,847 | 41,790 Direct | +161.20% | Acquired | 1993.9% (price as of ) |
| Nov. 30, 2006 | ROK | M | 6,400 | $15.50 | $99,200 | 48,190 Direct | +15.31% | Acquired | 2649.1% (price as of ) |
| Nov. 30, 2006 | ROK | S | 200 | $64.02 | $12,804 | 47,990 Direct | -0.42% | Disposed | 565.6% (price as of ) |
| Nov. 30, 2006 | ROK | S | 600 | $63.99 | $38,394 | 47,390 Direct | -1.25% | Disposed | 565.9% (price as of ) |
| Nov. 30, 2006 | ROK | S | 400 | $63.98 | $25,592 | 46,990 Direct | -0.84% | Disposed | 566.0% (price as of ) |
| Nov. 30, 2006 | ROK | S | 1,200 | $63.97 | $76,764 | 45,790 Direct | -2.55% | Disposed | 566.1% (price as of ) |
| Nov. 30, 2006 | ROK | S | 100 | $63.96 | $6,396 | 45,690 Direct | -0.22% | Disposed | 566.2% (price as of ) |
| Nov. 30, 2006 | ROK | S | 100 | $63.90 | $6,390 | 45,590 Direct | -0.22% | Disposed | 566.8% (price as of ) |
| Nov. 30, 2006 | ROK | S | 400 | $63.88 | $25,552 | 45,190 Direct | -0.88% | Disposed | 567.0% (price as of ) |
Loaded 100 of 186 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 9, 2012 | ROK | Performance Shares | Common Stock | · | Dec. 9, 2012 | 12,283 | Disposed |
| Nov. 28, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 22,067 | Disposed |
| Nov. 28, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 16,133 | Disposed |
| Nov. 28, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 12,766 | Disposed |
| Nov. 28, 2012 | ROK | Common Stock Share Equivalents | Common Stock | $79.00 | · | 2,734 | Disposed |
| Oct. 1, 2012 | ROK | Performance Shares | Common Stock | · | Dec. 9, 2012 | 12,283 | Acquired |
| Aug. 7, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 2,267 | Disposed |
| Aug. 7, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 1,400 | Disposed |
| Feb. 3, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $56.36 | Nov. 7, 2015 | 37,950 | Disposed |
| Feb. 3, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $63.59 | Dec. 6, 2016 | 31,400 | Disposed |
| Feb. 3, 2012 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 35,500 | Disposed |
| Dec. 3, 2011 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2011 | 19,600 | Disposed |
| Dec. 1, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.14 | Dec. 1, 2021 | 21,400 | Acquired |
| Oct. 3, 2011 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2011 | 19,600 | Acquired |
| May 31, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $43.90 | Nov. 8, 2014 | 17,800 | Disposed |
| May 31, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $56.36 | Nov. 7, 2015 | 5,650 | Disposed |
| May 27, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $43.90 | Nov. 8, 2014 | 20,000 | Disposed |
| Feb. 14, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $43.90 | Nov. 8, 2014 | 40,000 | Disposed |
| Feb. 4, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 22,067 | Disposed |
| Feb. 4, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 16,133 | Disposed |
| Dec. 7, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 38,300 | Acquired |
| Dec. 5, 2010 | ROK | Performance Shares | Common Stock | · | Dec. 5, 2010 | 2,436 | Disposed |
| Nov. 15, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 22,066 | Disposed |
| Oct. 1, 2010 | ROK | Performance Shares | Common Stock | · | Dec. 5, 2010 | 2,436 | Acquired |
| April 30, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $27.75 | Oct. 6, 2013 | 61,400 | Disposed |
| April 30, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $43.90 | Nov. 8, 2014 | 2,200 | Disposed |
| April 30, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 1,133 | Disposed |
| Dec. 9, 2009 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 50,500 | Acquired |
| Dec. 6, 2009 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2009 | 728 | Disposed |
| Oct. 1, 2009 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2009 | 728 | Acquired |
| Dec. 3, 2008 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 69,600 | Acquired |
| Dec. 5, 2007 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 35,500 | Acquired |
| Aug. 31, 2007 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $15.50 | Oct. 7, 2012 | 12,000 | Disposed |
| Aug. 31, 2007 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $27.75 | Oct. 6, 2013 | 3,600 | Disposed |
| May 29, 2007 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $15.50 | Oct. 7, 2012 | 12,000 | Disposed |
| Dec. 6, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $63.59 | Dec. 6, 2016 | 31,400 | Acquired |
| Nov. 30, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $20.35 | Oct. 4, 2009 | 25,791 | Disposed |
| Nov. 30, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $15.50 | Oct. 7, 2012 | 6,400 | Disposed |
| May 4, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock | $20.35 | Oct. 4, 2009 | 10,000 | Disposed |
| May 1, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock | $20.35 | Oct. 4, 2009 | 20,000 | Disposed |
| Feb. 14, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock | $13.40 | Oct. 1, 2011 | 9,700 | Disposed |
| Feb. 6, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock | $15.50 | Oct. 7, 2012 | 21,600 | Disposed |
| Nov. 29, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 6,715 | Disposed |
| Nov. 29, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $13.40 | Oct. 1, 2011 | 10,900 | Disposed |
| Nov. 7, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $56.36 | Nov. 7, 2015 | 43,600 | Acquired |
| Feb. 28, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $20.35 | Oct. 4, 2009 | 10,000 | Disposed |
| Feb. 4, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 5,000 | Disposed |
| Jan. 28, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 10,000 | Disposed |
| Nov. 8, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $17.10 | Jan. 8, 2009 | 19,350 | Disposed |
| Nov. 8, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $11.60 | Oct. 2, 2010 | 4,000 | Disposed |
| Nov. 8, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $43.90 | Nov. 8, 2014 | 80,000 | Acquired |
| July 30, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $10.59 | Oct. 5, 2008 | 9,298 | Disposed |
| July 30, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock | $13.40 | Oct. 1, 2011 | 26,400 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 5, 2004 | ROK | Common Stock | 685 | Direct |
| Feb. 5, 2004 | ROK | Common Stock | 4,289 | Indirect |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 9,298 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 19,350 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 65,791 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 25,715 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 47,000 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 52,000 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy) | 65,000 | Direct |
| Feb. 5, 2004 | ROK | Common Stock Share Equivalents | 1,369 | Indirect |
Holdings reported on Form 4 103 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Dec. 11, 2012 | ROK | Common Stock | 41 | · | · | Indirect |
| Aug. 8, 2012 | ROK | Common Stock | 6,787 | · | · | Indirect |
| Feb. 3, 2012 | ROK | Common Stock | 6,608 | · | · | Indirect |
| Dec. 6, 2011 | ROK | Common Stock | 6,578 | · | · | Indirect |
| Dec. 5, 2011 | ROK | Common Stock | 6,578 | · | · | Indirect |
| Dec. 5, 2011 | ROK | Common Stock Share Equivalents | 2,540 | · | · | Indirect |
| June 1, 2011 | ROK | Common Stock | 6,431 | · | · | Indirect |
| May 31, 2011 | ROK | Common Stock | 6,431 | · | · | Indirect |
| Feb. 15, 2011 | ROK | Common Stock | 6,384 | · | · | Indirect |
| Feb. 7, 2011 | ROK | Common Stock | 6,384 | · | · | Indirect |
| Dec. 9, 2010 | ROK | Common Stock | 6,363 | · | · | Indirect |
| Dec. 9, 2010 | ROK | Common Stock Share Equivalents | 2,409 | · | · | Indirect |
| Dec. 7, 2010 | ROK | Common Stock | 6,363 | · | · | Indirect |
| Nov. 16, 2010 | ROK | Common Stock | 6,363 | · | · | Indirect |
| May 4, 2010 | ROK | Common Stock | 6,223 | · | · | Indirect |
| Dec. 11, 2009 | ROK | Common Stock | 6,165 | · | · | Indirect |
| Dec. 11, 2009 | ROK | Common Stock Share Equivalents | 2,247 | · | · | Indirect |
| Dec. 8, 2009 | ROK | Common Stock | 6,165 | · | · | Indirect |
| Dec. 5, 2008 | ROK | Common Stock | 5,768 | · | · | Indirect |
| Dec. 5, 2008 | ROK | Common Stock Share Equivalents | 2,086 | · | · | Indirect |
| Dec. 7, 2007 | ROK | Common Stock | 5,449 | · | · | Indirect |
| Dec. 7, 2007 | ROK | Common Stock Share Equivalents | 1,843 | · | · | Indirect |
| Sept. 5, 2007 | ROK | Common Stock | 5,423 | · | · | Indirect |
| May 30, 2007 | ROK | Common Stock | 5,361 | · | · | Indirect |
| Dec. 8, 2006 | ROK | Common Stock | 5,246 | · | · | Indirect |
| Dec. 8, 2006 | ROK | Common Stock Share Equivalents | 1,730 | · | · | Indirect |
| Dec. 4, 2006 | ROK | Common Stock | 5,251 | · | · | Indirect |
| Dec. 4, 2006 | ROK | Common Stock | 5,251 | · | · | Indirect |
| May 5, 2006 | ROK | Common Stock | 5,170 | · | · | Indirect |
| May 5, 2006 | ROK | Employee Stock Option (right to buy) | 30,400 | $15.50 | Oct. 7, 2012 | Direct |
| May 5, 2006 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| May 5, 2006 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| May 5, 2006 | ROK | Employee Stock Option (right to buy) | 43,600 | $56.36 | Nov. 7, 2015 | Direct |
| May 5, 2006 | ROK | Common Stock Share Equivalents | 1,628 | · | · | Indirect |
| May 3, 2006 | ROK | Common Stock | 5,170 | · | · | Indirect |
| May 3, 2006 | ROK | Employee Stock Option (right to buy) | 30,400 | $15.50 | Oct. 7, 2012 | Direct |
| May 3, 2006 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| May 3, 2006 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| May 3, 2006 | ROK | Employee Stock Option (right to buy) | 43,600 | $56.36 | Nov. 7, 2015 | Direct |
| May 3, 2006 | ROK | Common Stock Share Equivalents | 1,628 | · | · | Indirect |
| Feb. 15, 2006 | ROK | Common Stock | 5,104 | · | · | Indirect |
| Feb. 15, 2006 | ROK | Employee Stock Option (right to buy) | 55,791 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 15, 2006 | ROK | Employee Stock Option (right to buy) | 30,400 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 15, 2006 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 15, 2006 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 15, 2006 | ROK | Employee Stock Option (right to buy) | 43,600 | $56.36 | Nov. 7, 2015 | Direct |
| Feb. 15, 2006 | ROK | Common Stock Share Equivalents | 1,625 | · | · | Indirect |
| Feb. 7, 2006 | ROK | Common Stock | 5,104 | · | · | Indirect |
| Feb. 7, 2006 | ROK | Employee Stock Option (right to buy) | 55,791 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 7, 2006 | ROK | Employee Stock Option (right to buy) | 9,700 | $13.40 | Oct. 1, 2011 | Direct |
| Feb. 7, 2006 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 7, 2006 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 7, 2006 | ROK | Employee Stock Option (right to buy) | 43,600 | $56.36 | Nov. 7, 2015 | Direct |
| Feb. 7, 2006 | ROK | Common Stock Share Equivalents | 1,625 | · | · | Indirect |
| Nov. 30, 2005 | ROK | Common Stock | 5,062 | · | · | Indirect |
| Nov. 30, 2005 | ROK | Employee Stock Option (right to buy) | 55,791 | $20.35 | Oct. 4, 2009 | Direct |
| Nov. 30, 2005 | ROK | Employee Stock Option (right to buy) | 52,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 30, 2005 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| Nov. 30, 2005 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| Nov. 30, 2005 | ROK | Employee Stock Option (right to buy) | 43,600 | $56.36 | Nov. 7, 2015 | Direct |
| Nov. 30, 2005 | ROK | Common Stock Share Equivalents | 1,562 | · | · | Indirect |
| Nov. 8, 2005 | ROK | Common Stock | 5,062 | · | · | Indirect |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 55,791 | $20.35 | Oct. 4, 2009 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 6,715 | $11.60 | Oct. 2, 2010 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 20,600 | $13.40 | Oct. 1, 2011 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 52,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| Nov. 8, 2005 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| Nov. 8, 2005 | ROK | Common Stock Share Equivalents | 1,562 | · | · | Indirect |
| March 2, 2005 | ROK | Common Stock | 4,769 | · | · | Indirect |
| March 2, 2005 | ROK | Employee Stock Option (right to buy) | 6,715 | $11.60 | Oct. 2, 2010 | Direct |
| March 2, 2005 | ROK | Employee Stock Option (right to buy) | 20,600 | $13.40 | Oct. 1, 2011 | Direct |
| March 2, 2005 | ROK | Employee Stock Option (right to buy) | 52,000 | $15.50 | Oct. 7, 2012 | Direct |
| March 2, 2005 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| March 2, 2005 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| March 2, 2005 | ROK | Common Stock Share Equivalents | 1,456 | · | · | Indirect |
| Feb. 7, 2005 | ROK | Common Stock | 4,769 | · | · | Indirect |
| Feb. 7, 2005 | ROK | Employee Stock Option (right to buy) | 65,791 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 7, 2005 | ROK | Employee Stock Option (right to buy) | 20,600 | $13.40 | Oct. 1, 2011 | Direct |
| Feb. 7, 2005 | ROK | Employee Stock Option (right to buy) | 52,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 7, 2005 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 7, 2005 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 7, 2005 | ROK | Common Stock Share Equivalents | 1,456 | · | · | Indirect |
| Feb. 1, 2005 | ROK | Common Stock | 4,743 | · | · | Indirect |
| Feb. 1, 2005 | ROK | Employee Stock Option (right to buy) | 65,791 | $20.35 | Oct. 4, 2009 | Direct |
| Feb. 1, 2005 | ROK | Employee Stock Option (right to buy) | 20,600 | $13.40 | Oct. 1, 2011 | Direct |
| Feb. 1, 2005 | ROK | Employee Stock Option (right to buy) | 52,000 | $15.50 | Oct. 7, 2012 | Direct |
| Feb. 1, 2005 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| Feb. 1, 2005 | ROK | Employee Stock Option (right to buy) | 80,000 | $43.90 | Nov. 8, 2014 | Direct |
| Feb. 1, 2005 | ROK | Common Stock Share Equivalents | 1,458 | · | · | Indirect |
| Nov. 10, 2004 | ROK | Common Stock | 4,731 | · | · | Indirect |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 65,791 | $20.35 | Oct. 4, 2009 | Direct |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 20,600 | $13.40 | Oct. 1, 2011 | Direct |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 52,000 | $15.50 | Oct. 7, 2012 | Direct |
| Nov. 10, 2004 | ROK | Employee Stock Option (right to buy) | 65,000 | $27.75 | Oct. 6, 2013 | Direct |
| Nov. 10, 2004 | ROK | Common Stock Share Equivalents | 1,404 | · | · | Indirect |
| Aug. 2, 2004 | ROK | Common Stock | 4,626 | · | · | Indirect |
| Aug. 2, 2004 | ROK | Employee Stock Option (right to buy) | 19,350 | $17.10 | Jan. 8, 2009 | Direct |
| Aug. 2, 2004 | ROK | Employee Stock Option (right to buy) | 65,791 | $20.35 | Oct. 4, 2009 | Direct |
| Aug. 2, 2004 | ROK | Employee Stock Option (right to buy) | 25,715 | $11.60 | Oct. 2, 2010 | Direct |
Loaded 100 of 103 rows
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $583,350 | $0 | $503,137 | $502,900 | $299,000 | $1,669,254 | $31,909 | $3,589,550 |
| 2011 | $567,538 | $0 | · | · | $682,900 | $1,068,025 | $26,473 | $3,692,504 |
| 2007 | $481,154 | $0 | · | · | $311,000 | $364,129 | $64,186 | $2,191,940 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.