Steven A Ross

CIK 1591976 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 18, 2013 · Latest: Nov. 18, 2013

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

NEO selling May 10, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 10, 2018	NEO	X	21,666	$7.52	$162,928	43,334 Direct	-33.33%	Disposed	120.1% (price as of 2026-08-20)
May 10, 2018	NEO	X	26,666	$7.15	$190,662	13,334 Direct	-66.66%	Disposed	131.5% (price as of 2026-08-20)
May 10, 2018	NEO	X	33,667	$4.78	$160,928	0 Direct	-100.00%	Disposed	246.3% (price as of 2026-08-20)
May 10, 2018	NEO	S	81,999	$10.78	$883,949	4,500 Direct	-94.80%	Disposed	53.6% (price as of 2026-08-20)
May 10, 2018	NEO	M	21,666	$7.52	$162,928	86,499 Direct	+33.42%	Acquired	120.1% (price as of 2026-08-20)
May 10, 2018	NEO	M	26,666	$7.15	$190,662	64,833 Direct	+69.87%	Acquired	131.5% (price as of 2026-08-20)
May 10, 2018	NEO	M	33,667	$4.78	$160,928	38,167 Direct	+748.16%	Acquired	246.3% (price as of 2026-08-20)
Feb. 26, 2018	NEO	A	72,500	$8.03	$582,175	72,500 Direct	—	Acquired	106.2% (price as of 2026-08-20)
June 5, 2017	NEO	S	45,833	$7.79	$357,039	4,500 Direct	-91.06%	Disposed	112.5% (price as of 2026-08-20)
June 2, 2017	NEO	X	33,333	$4.78	$159,332	33,667 Direct	-49.75%	Disposed	246.3% (price as of 2026-08-20)
June 2, 2017	NEO	X	37,500	$3.93	$147,375	0 Direct	-100.00%	Disposed	321.2% (price as of 2026-08-20)
June 2, 2017	NEO	S	10,000	$7.79	$77,900	50,333 Direct	-16.57%	Disposed	112.5% (price as of 2026-08-20)
June 2, 2017	NEO	S	15,000	$7.63	$114,450	60,333 Direct	-19.91%	Disposed	117.0% (price as of 2026-08-20)
June 2, 2017	NEO	M	33,333	$4.78	$159,332	75,333 Direct	+79.36%	Acquired	246.3% (price as of 2026-08-20)
June 2, 2017	NEO	M	37,500	$3.93	$147,375	42,000 Direct	+833.33%	Acquired	321.2% (price as of 2026-08-20)
April 28, 2017	NEO	A	65,000	$7.52	$488,800	65,000 Direct	—	Acquired	120.1% (price as of 2026-08-20)
May 18, 2016	NEO	X	18,000	$4.78	$86,040	67,000 Direct	-21.18%	Disposed	246.3% (price as of 2026-08-20)
May 18, 2016	NEO	S	18,000	$8.50	$153,000	4,500 Direct	-80.00%	Disposed	94.8% (price as of 2026-08-20)
May 18, 2016	NEO	M	18,000	$4.78	$86,040	22,500 Direct	+400.00%	Acquired	246.3% (price as of 2026-08-20)
May 9, 2016	NEO	X	15,000	$4.78	$71,700	85,000 Direct	-15.00%	Disposed	246.3% (price as of 2026-08-20)
May 9, 2016	NEO	S	15,000	$8.22	$123,300	4,500 Direct	-76.92%	Disposed	101.4% (price as of 2026-08-20)
May 9, 2016	NEO	M	15,000	$4.78	$71,700	19,500 Direct	+333.33%	Acquired	246.3% (price as of 2026-08-20)
April 29, 2016	NEO	X	112,500	$3.93	$442,125	37,500 Direct	-75.00%	Disposed	321.2% (price as of 2026-08-20)
April 29, 2016	NEO	S	112,500	$8.11	$912,375	4,500 Direct	-96.15%	Disposed	104.1% (price as of 2026-08-20)
April 29, 2016	NEO	M	112,500	$3.93	$442,125	117,000 Direct	+2500.00%	Acquired	321.2% (price as of 2026-08-20)
April 20, 2016	NEO	A	40,000	$7.15	$286,000	40,000 Direct	—	Acquired	131.5% (price as of 2026-08-20)
May 4, 2015	NEO	A	100,000	$4.78	$478,000	100,000 Direct	—	Acquired	246.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 10, 2018	NEO	Stock Option (Right to Buy)	Common Stock (21,666)	$7.52	April 28, 2022	21,666	Disposed
May 10, 2018	NEO	Stock Option (Right to Buy)	Common Stock (26,666)	$7.15	April 20, 2021	26,666	Disposed
May 10, 2018	NEO	Stock Option (Right to Buy)	Common Stock (33,667)	$4.78	May 6, 2020	33,667	Disposed
Feb. 26, 2018	NEO	Stock Option(Right to Buy)	Common Stock (72,500)	$8.03	Feb. 26, 2023	72,500	Acquired
June 2, 2017	NEO	Stock Option (Right to Buy)	Common Stock (67,000)	$4.78	May 6, 2020	33,333	Disposed
June 2, 2017	NEO	Stock Option (Right to buy)	Common Stock (37,500)	$3.93	April 22, 2018	37,500	Disposed
April 28, 2017	NEO	Stock Option (Right to Buy)	Common Stock (65,000)	$7.52	April 28, 2022	65,000	Acquired
May 18, 2016	NEO	Stock Option (Right to buy)	Common Stock (18,000)	$4.78	May 6, 2020	18,000	Disposed
May 9, 2016	NEO	Stock Option (Right to Buy)	Common Stock (15,000)	$4.78	May 6, 2020	15,000	Disposed
April 29, 2016	NEO	Stock Option (Right to buy)	Common Stock (112,500)	$3.93	April 22, 2018	112,500	Disposed
April 20, 2016	NEO	Stock Option (Right to Buy)	Common Stock (40,000)	$7.15	April 20, 2021	40,000	Acquired
May 4, 2015	NEO	Stock Options (Right to Buy)	Common Stock (100,000)	$4.78	May 5, 2020	100,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 18, 2013	NEO	Common Stock	4,500	Direct
Nov. 18, 2013	NEO	Stock Option (right to buy)→ Common Stock (150,000)	150,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$256,760	—	—	$179,870	$70,000	—	$1,385	$508,015
2014	$254,250	$68,000	—	—	$6,446	—	—	$394,189

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.