Steven Allocca

Insider

First SEC filing: Nov. 28, 2017 · Latest: Nov. 28, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HAPN buying Aug. 14, 2019

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 71 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

71 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 12, 2020	HAPN	A	20,384	—	—	20,384 Direct	—	Acquired	(price as of 2026-08-18)
Feb. 26, 2020	HAPN	A	184,741	—	—	184,741 Direct	—	Acquired	(price as of 2026-08-18)
Feb. 25, 2020	HAPN	M	7,488	—	—	89,857 Direct	-7.69%	Disposed	(price as of 2026-08-18)
Feb. 25, 2020	HAPN	M	9,328	—	—	74,628 Direct	-11.11%	Disposed	(price as of 2026-08-18)
Feb. 25, 2020	HAPN	M	13,417	—	—	67,085 Direct	-16.67%	Disposed	(price as of 2026-08-18)
Feb. 25, 2020	HAPN	F	3,943	$11.87	$46,803	135,791 Direct	-2.82%	Disposed	59.8% (price as of 2026-08-18)
Feb. 25, 2020	HAPN	M	7,488	—	—	139,734 Direct	+5.66%	Acquired	(price as of 2026-08-18)
Feb. 25, 2020	HAPN	F	4,912	$11.87	$58,305	132,246 Direct	-3.58%	Disposed	59.8% (price as of 2026-08-18)
Feb. 25, 2020	HAPN	M	9,328	—	—	137,158 Direct	+7.30%	Acquired	(price as of 2026-08-18)
Feb. 25, 2020	HAPN	F	7,065	$11.13	$78,633	127,830 Direct	-5.24%	Disposed	70.4% (price as of 2026-08-18)
Feb. 25, 2020	HAPN	M	13,417	—	—	134,895 Direct	+11.04%	Acquired	(price as of 2026-08-18)
Nov. 25, 2019	HAPN	M	9,328	—	—	83,956 Direct	-10.00%	Disposed	(price as of 2026-08-18)
Nov. 25, 2019	HAPN	M	7,488	—	—	97,345 Direct	-7.14%	Disposed	(price as of 2026-08-18)
Nov. 25, 2019	HAPN	M	13,417	—	—	80,502 Direct	-14.29%	Disposed	(price as of 2026-08-18)
Nov. 25, 2019	HAPN	F	3,943	$13.08	$51,574	121,478 Direct	-3.14%	Disposed	45.0% (price as of 2026-08-18)
Nov. 25, 2019	HAPN	M	7,488	—	—	125,421 Direct	+6.35%	Acquired	(price as of 2026-08-18)
Nov. 25, 2019	HAPN	F	4,912	$13.08	$64,249	117,933 Direct	-4.00%	Disposed	45.0% (price as of 2026-08-18)
Nov. 25, 2019	HAPN	M	9,328	—	—	122,845 Direct	+8.22%	Acquired	(price as of 2026-08-18)
Nov. 25, 2019	HAPN	F	7,065	$13.59	$96,013	113,517 Direct	-5.86%	Disposed	39.6% (price as of 2026-08-18)
Nov. 25, 2019	HAPN	M	13,417	—	—	120,582 Direct	+12.52%	Acquired	(price as of 2026-08-18)
Aug. 25, 2019	HAPN	M	7,488	—	—	104,833 Direct	-6.67%	Disposed	(price as of 2026-08-18)
Aug. 25, 2019	HAPN	M	9,329	—	—	93,284 Direct	-9.09%	Disposed	(price as of 2026-08-18)
Aug. 25, 2019	HAPN	M	13,417	—	—	93,919 Direct	-12.50%	Disposed	(price as of 2026-08-18)
Aug. 25, 2019	HAPN	F	3,943	$13.06	$51,496	107,165 Direct	-3.55%	Disposed	45.3% (price as of 2026-08-18)
Aug. 25, 2019	HAPN	M	7,488	—	—	111,108 Direct	+7.23%	Acquired	(price as of 2026-08-18)
Aug. 25, 2019	HAPN	F	4,912	$13.06	$64,151	103,620 Direct	-4.53%	Disposed	45.3% (price as of 2026-08-18)
Aug. 25, 2019	HAPN	M	9,329	—	—	108,532 Direct	+9.40%	Acquired	(price as of 2026-08-18)
Aug. 25, 2019	HAPN	F	7,065	$13.06	$92,269	99,203 Direct	-6.65%	Disposed	45.3% (price as of 2026-08-18)
Aug. 25, 2019	HAPN	M	13,417	—	—	106,268 Direct	+14.45%	Acquired	(price as of 2026-08-18)
Aug. 14, 2019	HAPN	P	14,000	$13.92	$194,880	92,851 Direct	+17.76%	Acquired	36.3% (price as of 2026-08-18)
May 25, 2019	HAPN	M	37,440	—	—	561,602 Direct	-6.25%	Disposed	(price as of 2026-08-18)
May 25, 2019	HAPN	M	46,642	—	—	513,060 Direct	-8.33%	Disposed	(price as of 2026-08-18)
May 25, 2019	HAPN	M	67,085	—	—	536,673 Direct	-11.11%	Disposed	(price as of 2026-08-18)
May 25, 2019	HAPN	F	19,713	$3.09	$60,913	394,255 Direct	-4.76%	Disposed	22.8% (price as of 2026-08-18)
May 25, 2019	HAPN	M	37,440	—	—	413,968 Direct	+9.94%	Acquired	(price as of 2026-08-18)
May 25, 2019	HAPN	F	24,558	$3.09	$75,884	376,528 Direct	-6.12%	Disposed	22.8% (price as of 2026-08-18)
May 25, 2019	HAPN	M	46,642	—	—	401,086 Direct	+13.16%	Acquired	(price as of 2026-08-18)
May 25, 2019	HAPN	F	35,321	$3.09	$109,142	354,444 Direct	-9.06%	Disposed	22.8% (price as of 2026-08-18)
May 25, 2019	HAPN	M	67,085	—	—	389,765 Direct	+20.79%	Acquired	(price as of 2026-08-18)
Feb. 25, 2019	HAPN	F	24,558	$3.13	$76,867	322,680 Direct	-7.07%	Disposed	21.2% (price as of 2026-08-18)
Feb. 25, 2019	HAPN	M	46,642	—	—	347,238 Direct	+15.52%	Acquired	(price as of 2026-08-18)
Feb. 25, 2019	HAPN	F	35,320	$3.10	$109,492	300,596 Direct	-10.51%	Disposed	22.4% (price as of 2026-08-18)
Feb. 25, 2019	HAPN	M	67,084	—	—	335,916 Direct	+24.95%	Acquired	(price as of 2026-08-18)
Feb. 25, 2019	HAPN	M	46,642	—	—	559,702 Direct	-7.69%	Disposed	(price as of 2026-08-18)
Feb. 25, 2019	HAPN	M	67,084	—	—	603,758 Direct	-10.00%	Disposed	(price as of 2026-08-18)
Feb. 24, 2019	HAPN	A	599,042	—	—	599,042 Direct	—	Acquired	(price as of 2026-08-18)
Nov. 25, 2018	HAPN	M	46,642	—	—	606,344 Direct	-7.14%	Disposed	(price as of 2026-08-18)
Nov. 25, 2018	HAPN	M	67,084	—	—	670,842 Direct	-9.09%	Disposed	(price as of 2026-08-18)
Nov. 25, 2018	HAPN	F	56,387	$3.47	$195,663	268,832 Direct	-17.34%	Disposed	9.3% (price as of 2026-08-18)
Nov. 25, 2018	HAPN	M	46,642	—	—	325,219 Direct	+16.74%	Acquired	(price as of 2026-08-18)
Nov. 25, 2018	HAPN	M	67,084	—	—	278,577 Direct	+31.72%	Acquired	(price as of 2026-08-18)
Aug. 25, 2018	HAPN	M	46,642	—	—	652,986 Direct	-6.67%	Disposed	(price as of 2026-08-18)
Aug. 25, 2018	HAPN	M	67,084	—	—	737,926 Direct	-8.33%	Disposed	(price as of 2026-08-18)
Aug. 25, 2018	HAPN	F	56,387	$3.84	$216,526	211,493 Direct	-21.05%	Disposed	-1.2% (price as of 2026-08-18)
Aug. 25, 2018	HAPN	M	46,642	—	—	267,880 Direct	+21.08%	Acquired	(price as of 2026-08-18)
Aug. 25, 2018	HAPN	M	67,084	—	—	221,238 Direct	+43.52%	Acquired	(price as of 2026-08-18)
May 25, 2018	HAPN	M	46,641	—	—	699,628 Direct	-6.25%	Disposed	(price as of 2026-08-18)
May 25, 2018	HAPN	M	67,084	—	—	805,010 Direct	-7.69%	Disposed	(price as of 2026-08-18)
May 25, 2018	HAPN	F	23,125	$3.26	$75,388	154,154 Direct	-13.04%	Disposed	16.4% (price as of 2026-08-18)
May 25, 2018	HAPN	F	33,261	$3.37	$112,090	177,279 Direct	-15.80%	Disposed	12.6% (price as of 2026-08-18)
May 25, 2018	HAPN	M	46,641	—	—	210,540 Direct	+28.46%	Acquired	(price as of 2026-08-18)
May 25, 2018	HAPN	M	67,084	—	—	163,899 Direct	+69.29%	Acquired	(price as of 2026-08-18)
Feb. 25, 2018	HAPN	M	67,084	—	—	872,094 Direct	-7.14%	Disposed	(price as of 2026-08-18)
Feb. 25, 2018	HAPN	F	34,054	$3.35	$114,081	96,815 Direct	-26.02%	Disposed	13.3% (price as of 2026-08-18)
Feb. 25, 2018	HAPN	M	67,084	—	—	130,869 Direct	+105.17%	Acquired	(price as of 2026-08-18)
Feb. 24, 2018	HAPN	A	746,269	—	—	746,269 Direct	—	Acquired	(price as of 2026-08-18)
Nov. 25, 2017	HAPN	M	67,084	—	—	939,178 Direct	-6.67%	Disposed	(price as of 2026-08-18)
Nov. 25, 2017	HAPN	F	35,005	$4.26	$149,121	63,785 Direct	-35.43%	Disposed	-10.9% (price as of 2026-08-18)
Nov. 25, 2017	HAPN	M	67,084	—	—	98,790 Direct	+211.58%	Acquired	(price as of 2026-08-18)
Aug. 28, 2017	HAPN	S	35,378	$6.09	$215,452	31,706 Direct	-52.74%	Disposed	-37.7% (price as of 2026-08-18)
Aug. 25, 2017	HAPN	M	67,084	—	—	1,006,262 Direct	-6.25%	Disposed	(price as of 2026-08-18)
Aug. 25, 2017	HAPN	M	67,084	—	—	67,084 Direct	—	Acquired	(price as of 2026-08-18)
May 28, 2017	HAPN	A	1,073,346	—	—	1,073,346 Direct	—	Acquired	(price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 12, 2020	HAPN	Restricted Stock Unit (RSU)	Common Stock (20,384)	—	—	20,384	Acquired
Feb. 26, 2020	HAPN	Restricted Stock Unit (RSU)	Common Stock (184,741)	$0.00	—	184,741	Acquired
Feb. 25, 2020	HAPN	Restricted Stock Unit (RSU)	Common Stock (7,488)	—	—	7,488	Disposed
Feb. 25, 2020	HAPN	Restricted Stock Unit (RSU)	Common Stock (9,328)	—	—	9,328	Disposed
Feb. 25, 2020	HAPN	Restricted Stock Unit (RSU)	Common Stock (13,417)	—	—	13,417	Disposed
Nov. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (9,328)	—	—	9,328	Disposed
Nov. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (7,488)	—	—	7,488	Disposed
Nov. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (13,417)	—	—	13,417	Disposed
Aug. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (7,488)	—	—	7,488	Disposed
Aug. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (9,329)	—	—	9,329	Disposed
Aug. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (13,417)	—	—	13,417	Disposed
May 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (37,440)	—	—	37,440	Disposed
May 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (46,642)	—	—	46,642	Disposed
May 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,085)	—	—	67,085	Disposed
Feb. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (46,642)	—	—	46,642	Disposed
Feb. 25, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,084)	—	—	67,084	Disposed
Feb. 24, 2019	HAPN	Restricted Stock Unit (RSU)	Common Stock (599,042)	—	—	599,042	Acquired
Nov. 25, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (46,642)	—	—	46,642	Disposed
Nov. 25, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,084)	—	May 28, 2027	67,084	Disposed
Aug. 25, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (46,642)	—	—	46,642	Disposed
Aug. 25, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,084)	—	May 28, 2027	67,084	Disposed
May 25, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (46,641)	—	—	46,641	Disposed
May 25, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,084)	—	May 28, 2027	67,084	Disposed
Feb. 25, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,084)	—	May 28, 2027	67,084	Disposed
Feb. 24, 2018	HAPN	Restricted Stock Unit (RSU)	Common Stock (746,269)	—	—	746,269	Acquired
Nov. 25, 2017	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,084)	—	May 28, 2027	67,084	Disposed
Aug. 25, 2017	HAPN	Restricted Stock Unit (RSU)	Common Stock (67,084)	—	May 28, 2027	67,084	Disposed
May 28, 2017	HAPN	Restricted Stock Unit (RSU)	Common Stock (1,073,346)	$0.00	May 28, 2027	1,073,346	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HAPN

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2020	$163,636	—	—	—	—	—	$812,822	$2,901,459
2019	$450,000	—	$2,530,875	—	$330,750	—	$733	$3,312,358
2018	$450,000	$300,000	$2,500,001	—	$350,000	—	$187,332	$3,787,333

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.