Steven B Engle
CIK 1234368 · View on SEC EDGAR ↗
First SEC filing: Aug. 13, 2007 · Latest: Feb. 11, 2011
On this page
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 21, 2008 | XOMA | A | 225,000 | — | — | 225,000 Direct | — | Acquired | |
| Feb. 21, 2008 | XOMA | A | 225,000 | — | — | 225,000 Direct | — | Acquired | |
| Oct. 31, 2007 | XOMA | A | 1,500,000 | — | — | 1,500,000 Direct | — | Acquired | |
| Oct. 31, 2007 | XOMA | A | 1,500,000 | — | — | 1,500,000 Direct | — | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 21, 2008 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (225,000) | $2.71 | Feb. 21, 2018 | 225,000 | Acquired |
| Feb. 21, 2008 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (225,000) | $2.71 | Feb. 21, 2018 | 225,000 | Acquired |
| Oct. 31, 2007 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (1,500,000) | $3.67 | Oct. 31, 2017 | 1,500,000 | Acquired |
| Oct. 31, 2007 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (1,500,000) | $3.67 | Oct. 31, 2017 | 1,500,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 13, 2007 | XOMA | Incentive Share Option (right to buy)→ Common Shares (184,328) | 184,328 | Direct |
| Aug. 13, 2007 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (1,915,672) | 1,915,672 | Direct |
| Aug. 13, 2007 | XOMA | Non-Qualified Share Option (right to buy)→ Common Shares (500,000) | 500,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CIK 791908
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $367,700 | $0 | — | — | $0 | — | $309,747 | $1,312,655 |
| 2010 | $551,550 | $0 | — | — | $246,130 | — | $35,300 | $1,519,049 |
| 2009 | $540,750 | $0 | — | — | $262,267 | — | $38,725 | $1,054,022 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.