Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 15, 2014 VATE A 21,309 · · 21,309 Direct · Acquired (price as of 2026-10-02)
Jan. 15, 2014 VATE D 21,309 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Jan. 15, 2014 VATE A 14,622 · · 14,622 Direct · Acquired (price as of 2026-10-02)
Jan. 15, 2014 VATE D 14,622 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Jan. 15, 2014 VATE A 5,000 · · 20,000 Direct +33.33% Acquired (price as of 2026-10-02)
Jan. 15, 2014 VATE D 5,000 · · 15,000 Direct -25.00% Disposed (price as of 2026-10-02)
Jan. 15, 2014 VATE A 2,500 · · 20,000 Direct +14.29% Acquired (price as of 2026-10-02)
Jan. 15, 2014 VATE D 2,500 · · 17,500 Direct -12.50% Disposed (price as of 2026-10-02)
June 12, 2013 VATE A 10,000 · · 10,000 Direct · Acquired (price as of 2026-10-02)
June 12, 2013 VATE A 5,000 · · 20,000 Direct +33.33% Acquired (price as of 2026-10-02)
June 12, 2012 VATE A 10,000 · · 10,000 Direct · Acquired (price as of 2026-10-02)
June 12, 2012 VATE A 5,000 · · 15,000 Direct +50.00% Acquired (price as of 2026-10-02)
Aug. 10, 2011 VATE A 10,000 · · 10,000 Direct · Acquired (price as of 2026-10-02)
Aug. 10, 2011 VATE A 5,000 · · 10,000 Direct +100.00% Acquired (price as of 2026-10-02)
Nov. 8, 2010 VATE A 10,000 $9.80 $98,000 10,000 Direct · Acquired -92.3% (price as of 2026-10-02)
Nov. 8, 2010 VATE A 5,000 · · 5,000 Direct -50.00% Disposed (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 15, 2014 VATE Stock Option (right to buy) Common Stock (21,309) $3.72 June 12, 2023 21,309 Acquired
Jan. 15, 2014 VATE Stock Option (right to buy) Common Stock (21,309) $3.72 June 12, 2023 21,309 Disposed
Jan. 15, 2014 VATE Stock Option (right to buy) Common Stock (14,622) $3.88 June 12, 2022 14,622 Acquired
Jan. 15, 2014 VATE Stock Option (right to buy) Common Stock (14,622) $3.88 June 12, 2022 14,622 Disposed
June 12, 2013 VATE Stock Option (right to buy) Common Stock (10,000) · June 12, 2023 10,000 Acquired
June 12, 2012 VATE Stock Option (right to buy) Common Stock (10,000) · June 12, 2022 10,000 Acquired
Aug. 10, 2011 VATE Stock Option (right to buy) Common Stock (10,000) · Aug. 10, 2021 10,000 Acquired
Nov. 8, 2010 VATE Options Common Stock $9.80 Nov. 8, 2020 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 16, 2010 VATE No securities owned 0 Direct