Steven F Kaplan

CIK 1018113 · View on SEC EDGAR ↗

Insider

First SEC filing: June 9, 2004 · Latest: June 9, 2004

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

64 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 6, 2018 PEGA S 10,000 $65.16 $651,600 44,776 Direct -18.26% Disposed 3.2% (price as of 2026-08-19)
March 7, 2018 PEGA S 8,585 $62.31 $534,931 54,254 Direct -13.66% Disposed 7.9% (price as of 2026-08-19)
Aug. 19, 2016 PEGA S 9,416 $25.60 $241,050 57,820 Direct -14.00% Disposed 162.6% (price as of 2026-08-19)
May 21, 2015 PEGA S 25,999 $22.03 $572,758 65,195 Direct -28.51% Disposed 205.2% (price as of 2026-08-19)
May 27, 2014 PEGA S 15,932 $21.06 $335,528 59,786 Direct -21.04% Disposed 219.2% (price as of 2026-08-19)
Nov. 14, 2013 PEGA S 4,067 $45.80 $186,269 28,083 Direct -12.65% Disposed 193.6% (price as of 2026-08-19)
Nov. 14, 2013 PEGA S 4,019 $46.22 $185,758 28,083 Direct -12.52% Disposed 190.9% (price as of 2026-08-19)
March 12, 2013 PEGA S 8,549 $28.31 $242,022 25,822 Direct -24.87% Disposed 375.0% (price as of 2026-08-19)
March 13, 2012 PEGA S 7,240 $37.62 $272,369 — Direct — Disposed 257.4% (price as of 2026-08-19)
June 2, 2011 PEGA S 9,029 $36.01 $325,134 22,167 Direct -28.94% Disposed 273.4% (price as of 2026-08-19)
March 17, 2010 PEGA S 42 $39.00 $1,638 19,726 Direct -0.21% Disposed 244.8% (price as of 2026-08-19)
March 17, 2010 PEGA S 8,578 $39.00 $334,542 21,143 Direct -28.86% Disposed 244.8% (price as of 2026-08-19)
Dec. 12, 2008 PEGA S 19,580 $12.30 $240,834 17,110 Direct -53.37% Disposed 993.2% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 21, 2018 PEGA Restricted Stock Units [F2] Common Stock (522) $0.00 — 522 Disposed
Dec. 21, 2017 PEGA Restricted Stock Units [F2] Common Stock (2,089) $0.00 — 522 Disposed
Sept. 21, 2017 PEGA Restricted Stock Units [F2] Common Stock (2,089) $0.00 — 522 Disposed
June 21, 2017 PEGA Restricted Stock Units [F2] Common Stock (2,089) $0.00 — 523 Disposed
June 21, 2017 PEGA Restricted Stock Units [F2] Common Stock (2,089) $0.00 — 2,089 Acquired
March 10, 2017 PEGA Restricted Stock Units Common Stock (4,603) $0.00 — 1,150 Disposed
Dec. 12, 2016 PEGA Restricted Stock Units [F2] Common Stock (4,603) $0.00 — 1,151 Disposed
Sept. 12, 2016 PEGA Restricted Stock Units [F2] Common Stock (4,603) $0.00 — 1,151 Disposed
June 10, 2016 PEGA Restricted Stock Units [F2] Common Stock (4,603) $0.00 — 1,151 Disposed
June 10, 2016 PEGA Restricted Stock Units [F2] Common Stock (4,603) $0.00 — 4,603 Acquired
May 21, 2015 PEGA Stock Option Common Stock — June 2, 2015 30,000 Disposed
May 27, 2014 PEGA Stock Option - Right to Acquire [F3] Common Stock (30,000) $4.30 June 3, 2014 20,000 Disposed
Nov. 14, 2013 PEGA Stock Option - Right to Acquire Common Stock (15,000) — June 3, 2014 5,000 Disposed
Nov. 14, 2013 PEGA Stock Option - Right to Acquire Common Stock (5,000) — March 10, 2014 5,000 Disposed
March 12, 2013 PEGA Stock Option - Right to Acquire Common Stock (10,000) — April 17, 2013 10,000 Disposed
March 13, 2012 PEGA Stock Options - Right to Acquire Common Stock (10,000) — June 4, 2012 10,000 Disposed
June 2, 2011 PEGA Stock Option - Right to Acquire Common Stock (10,000) — June 5, 2011 9,953 Disposed
March 17, 2010 PEGA Stock Option Common Stock (10,000) — June 5, 2011 47 Disposed
March 17, 2010 PEGA Stock Option Common Stock (10,000) — June 29, 2010 10,000 Disposed
Dec. 12, 2008 PEGA Stock Option Common Stock (30,000) $4.22 April 29, 2009 30,000 Disposed
June 2, 2005 PEGA Common Stock Common Stock (15,000) $5.90 June 2, 2015 15,000 Acquired
June 3, 2004 PEGA Option Grant (Right to Buy) Common Stock (15,000) $8.60 June 3, 2014 15,000 Acquired
June 3, 2004 PEGA Option Grant (Right to Buy) Common Stock (15,000) $8.60 June 3, 2014 15,000 Acquired
March 10, 2004 PEGA Option Grant (Right to buy) Common Stock (5,000) $9.10 March 10, 2014 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).