Steven G. Brodie
CIK 1640522 · View on SEC EDGAR ↗
First SEC filing: April 24, 2015 · Latest: April 24, 2015
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 20, 2017 | NEO | S | 33,450 | $7.90 | $264,255 | 15,953 Direct | -67.71% | Disposed | 105.4% (price as of 2026-08-21) |
| March 13, 2017 | NEO | S | 16,550 | $8.00 | $132,400 | 49,403 Direct | -25.09% | Disposed | 102.9% (price as of 2026-08-21) |
| March 13, 2017 | NEO | S | 16,550 | $8.00 | $132,400 | 49,403 Direct | +50.38% | Acquired | 102.9% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 22, 2018 | NEO | Stock Option (Right to Buy) | Common Stock (13,334) | $3.45 | March 5, 2019 | 13,334 | Disposed |
| Feb. 26, 2018 | NEO | Stock Option (Right to Buy) | Common Stock (58,000) | $8.03 | Feb. 26, 2023 | 58,000 | Acquired |
| July 5, 2017 | NEO | Stock Option (Right to Buy) | Common Stock (6,666) | $3.45 | March 5, 2019 | 6,666 | Disposed |
| April 28, 2017 | NEO | Stock Option (Right to Buy) | Common Stock (50,000) | $7.52 | April 28, 2022 | 50,000 | Acquired |
| March 27, 2017 | NEO | Stock Option | Common Stock (10,000) | $3.76 | April 16, 2018 | 10,000 | Disposed |
| Dec. 6, 2016 | NEO | Stock Option (Right to Buy) | Common Stock (10,000) | $1.69 | April 12, 2017 | 10,000 | Disposed |
| April 20, 2016 | NEO | Stock Option (Right to Buy) | Common Stock (100,000) | $7.15 | April 20, 2021 | 100,000 | Acquired |
| March 10, 2016 | NEO | Stock Option (Right to Buy) | Common Stock (50,000) | $1.48 | May 16, 2016 | 50,000 | Disposed |
| May 4, 2015 | NEO | Stock Option (Right to Buy) | Common Stock (0) | $4.78 | May 4, 2020 | 120,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 24, 2015 | NEO | Common Stock | 4,482 | Direct |
| April 24, 2015 | NEO | Stock Option (Right to Buy)→ Common Stock (50,000) | 50,000 | Direct |
| April 24, 2015 | NEO | Stock Option (Right to Buy)→ Common Stock (10,000) | 10,000 | Direct |
| April 24, 2015 | NEO | Stock Option (Right to Buy)→ Common Stock (10,000) | 10,000 | Direct |
| April 24, 2015 | NEO | Stock Option (Right to Buy)→ Common Stock (20,000) | 20,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2017 | $335,000 | — | — | — | $47,500 | — | — | $505,667 |
| 2016 | $313,654 | — | — | — | $45,000 | — | $12,885 | $621,679 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.