Steven Gillis
CIK 1229592 · View on SEC EDGAR ↗
Activist
First SEC filing: May 6, 2026 · Latest: May 6, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 19 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 10, 2026 | TAK | D | 1,152 | $4931.20 | $5,680,742 | 0 Direct | -100.00% | Disposed | -99.6% (price as of 2026-08-20) |
| July 1, 2026 | TAK | A | 1,319 | — | — | 1,319 Direct | — | Acquired | (price as of 2026-08-20) |
| July 1, 2026 | TAK | A | 3,800 | — | — | 10,400 Direct | +57.58% | Acquired | (price as of 2026-08-20) |
| June 14, 2023 | QTTB | A | 23,000 | — | — | 23,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 15, 2022 | QTTB | A | 18,000 | — | — | 18,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 17, 2021 | QTTB | A | 18,000 | — | — | 18,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 10, 2020 | QTTB | A | 18,000 | — | — | 18,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 2, 2020 | PULM | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 9, 2020 | PULM | A | 15,000 | — | — | 15,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 6, 2019 | QTTB | A | 15,580 | — | — | 15,580 Direct | — | Acquired | (price as of 2026-08-20) |
| May 16, 2019 | PULM | A | 15,000 | — | — | 15,000 Direct | — | Acquired | (price as of 2026-08-20) |
| June 5, 2018 | PULM | A | 124,000 | — | — | 124,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 2, 2018 | QTTB | C | 1,385,457 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-20) |
| April 2, 2018 | QTTB | C | 4,683,238 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-20) |
| April 2, 2018 | QTTB | C | 6,068,695 | — | — | 6,068,695 Indirect | — | Acquired | (price as of 2026-08-20) |
| March 27, 2018 | QTTB | A | 31,160 | — | — | 31,160 Direct | — | Acquired | (price as of 2026-08-20) |
| March 20, 2017 | PULM | A | 4,400 | — | — | 4,400 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 3, 2016 | PULM | A | 8,800 | — | — | 8,800 Direct | — | Acquired | (price as of 2026-08-20) |
| June 24, 2015 | PULM | A | 1,108 | — | — | 1,108 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 10, 2026 | TAK | Tax Obligation Award | Ordinary Shares (1,152) | — | June 1, 2026 | 1,152 | Disposed |
| July 1, 2026 | TAK | Tax Obligation Award | Ordinary Shares (1,319) | — | June 1, 2029 | 1,319 | Acquired |
| June 14, 2023 | QTTB | Option (Right to Buy) | Common Stock (23,000) | $1.03 | June 14, 2023 | 23,000 | Acquired |
| June 15, 2022 | QTTB | Option (Right to Buy) | Common Stock (18,000) | $1.88 | June 15, 2032 | 18,000 | Acquired |
| June 17, 2021 | QTTB | Option (Right to Buy) | Common Stock (18,000) | $7.26 | June 17, 2031 | 18,000 | Acquired |
| June 10, 2020 | QTTB | Option (Right to Buy) | Common Stock (18,000) | $16.32 | June 10, 2030 | 18,000 | Acquired |
| April 2, 2020 | PULM | Stock Option (Right to Buy) | Common Stock (10,000) | $1.28 | April 2, 2030 | 10,000 | Acquired |
| Jan. 9, 2020 | PULM | Stock Option (Right to Buy) | Common Stock (15,000) | $1.54 | Jan. 9, 2030 | 15,000 | Acquired |
| June 6, 2019 | QTTB | Option (Right to Buy) | Common Stock (15,580) | $19.51 | June 6, 2029 | 15,580 | Acquired |
| May 16, 2019 | PULM | Stock Option (Right to Buy) | Common Stock (15,000) | $1.06 | May 16, 2029 | 15,000 | Acquired |
| June 5, 2018 | PULM | Stock Option (Right to Buy) | Common Stock (124,000) | $0.47 | June 5, 2028 | 124,000 | Acquired |
| April 2, 2018 | QTTB | Series B Preferred Stock | Common Stock (1,385,457) | — | — | 1,385,457 | Disposed |
| April 2, 2018 | QTTB | Series A Preferred Stock | Common Stock (4,683,238) | — | — | 4,683,238 | Disposed |
| March 27, 2018 | QTTB | Employee stock option | Common Stock (31,160) | $16.00 | March 27, 2028 | 31,160 | Acquired |
| March 20, 2017 | PULM | Stock Option (Right to Buy) | Common Stock (4,400) | $2.78 | March 20, 2027 | 4,400 | Acquired |
| Feb. 3, 2016 | PULM | Stock Option (Right to Buy) | Common Stock (8,800) | $2.80 | Feb. 3, 2026 | 8,800 | Acquired |
| June 24, 2015 | PULM | Stock Option (Right to Buy) | Common Stock (1,108) | $11.00 | June 24, 2025 | 1,108 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 18, 2026 | TAK | Ordinary Shares | 9,700 | Direct |
| March 18, 2026 | TAK | American Depositary Shares | 15,857 | Direct |
| March 18, 2026 | TAK | Tax Obligation Award→ Ordinary Shares (1,152) | 1,152 | Direct |
| March 18, 2026 | TAK | Tax Obligation Award→ Ordinary Shares (1,192) | 1,192 | Direct |
| March 18, 2026 | TAK | Tax Obligation Award→ Ordinary Shares (1,180) | 1,180 | Direct |
| March 18, 2026 | TAK | Cash Settled Retirement Award→ Ordinary Shares (2,356) | 2,356 | Direct |
| March 27, 2018 | QTTB | Series A Preferred Stock→ Common Stock (4,683,238) | 4,683,238 | Indirect |
| March 27, 2018 | QTTB | Series B Preferred Stock→ Common Stock (1,385,457) | 1,385,457 | Indirect |