Steven H Swartout
CIK 1258138 · View on SEC EDGAR ↗
First SEC filing: Dec. 27, 2013 · Latest: Dec. 27, 2013
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 15, 2013 | 759458 | S | 1,700 | $142.26 | $241,842 | 99 Direct | — | Acquired | |
| Oct. 15, 2013 | 759458 | S | 1,700 | $142.26 | $241,842 | 1,756 Direct | +3035.71% | Acquired | |
| Dec. 12, 2012 | 759458 | S | 545 | $147.07 | $80,153 | 3,555 Direct | -13.29% | Disposed | |
| March 7, 2011 | 759458 | P | 25 | $400.00 | $10,000 | 454 Direct | +5.83% | Acquired | |
| Sept. 24, 2010 | 759458 | P | 45 | $372.00 | $16,740 | 429 Direct | +11.72% | Acquired | |
| March 30, 2010 | 759458 | P | 9 | $335.00 | $3,015 | 384 Direct | +2.40% | Acquired | |
| April 8, 2009 | 759458 | P | 10 | $315.00 | $3,150 | 375 Direct | +2.74% | Acquired | |
| Dec. 5, 2008 | 759458 | P | 10 | $325.00 | $3,250 | 370 Direct | +2.78% | Acquired | |
| Dec. 5, 2007 | 759458 | P | 20 | $331.87 | $6,637 | 360 Direct | +5.88% | Acquired | |
| Sept. 28, 2007 | 759458 | P | 40 | $333.80 | $13,352 | 340 Direct | +13.33% | Acquired | |
| Jan. 5, 2007 | 759458 | P | 50 | $337.72 | $16,886 | 300 Direct | +20.00% | Acquired | |
| Dec. 7, 2006 | 759458 | P | 5 | $335.28 | $1,676 | 250 Direct | +2.04% | Acquired | |
| Nov. 10, 2005 | 759458 | P | 5 | $373.20 | $1,866 | 345 Direct | +1.47% | Acquired | |
| Sept. 8, 2005 | 759458 | P | 15 | $370.00 | $5,550 | 240 Direct | +6.67% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 12, 2012 | 759458 | Options - Right to buy | Canandaigua National Corporation common (608) | $73.46 | Dec. 31, 2029 | 608 | Disposed |
| Dec. 12, 2012 | 759458 | Option - Right to buy | Canandaigua National Corporation common (848) | $42.97 | Dec. 31, 2029 | 848 | Disposed |
| Dec. 12, 2012 | 759458 | Options - Right to by | Canandaigua National Corporation common (828) | $39.41 | Dec. 31, 2029 | 828 | Disposed |
| March 20, 2012 | 759458 | Stock Appreciation Rights | Canandaigua National Corporation common (749) | $85.05 | Dec. 31, 2030 | 749 | Disposed |
| March 20, 2012 | 759458 | Stock Appreciation Rights | Canandaigua National Corporation common (588) | $90.07 | Dec. 31, 2030 | 588 | Disposed |
| Feb. 9, 2011 | 759458 | Stock Appreciation Right | Canandaigua National Corporation common (773) | $383.38 | Jan. 1, 2021 | 773 | Acquired |
| Feb. 9, 2011 | 759458 | Stock Appreciation Right | Canandaigua National Corporation common (1,159) | $383.38 | Oct. 17, 2023 | 1,159 | Acquired |
| Jan. 1, 2010 | 759458 | Stock Appreciation Right | Common (477) | $327.12 | Jan. 1, 2020 | 477 | Acquired |
| Jan. 1, 2010 | 759458 | Stock Appreciation Right | Common (318) | $327.12 | Jan. 1, 2020 | 318 | Acquired |
| April 23, 2004 | 759458 | Common Stock Options | Common Stock (227) | $293.85 | Oct. 17, 2024 | 227 | Acquired |
| April 23, 2004 | 759458 | Common Stock Options | Common Stock (152) | $293.85 | Oct. 17, 2024 | 152 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).