Steven H Wunning

Insider

First SEC filing: Jan. 7, 2015 · Latest: Jan. 7, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 96 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

96 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 26, 2025	KMT	A	1,164	$21.44	$24,956	91,227 Direct	+1.29%	Acquired	41.5% (price as of 2026-08-20)
Aug. 15, 2025	KMT	A	6,898	—	—	6,898 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 15, 2025	KMT	M	1,933	—	—	3,867 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Aug. 15, 2025	KMT	M	1,860	—	—	1,860 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Aug. 15, 2025	KMT	M	1,773	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 15, 2025	KMT	F	170	$21.02	$3,573	90,063 Direct	-0.19%	Disposed	44.3% (price as of 2026-08-20)
Aug. 15, 2025	KMT	M	5,566	$21.02	$116,997	90,233 Direct	+6.57%	Acquired	44.3% (price as of 2026-08-20)
May 27, 2025	KMT	A	1,148	$21.74	$24,958	84,667 Direct	+1.37%	Acquired	39.5% (price as of 2026-08-20)
Feb. 25, 2025	KMT	A	1,120	$22.30	$24,976	83,519 Direct	+1.36%	Acquired	36.0% (price as of 2026-08-20)
Nov. 26, 2024	KMT	A	876	$28.51	$24,975	82,399 Direct	+1.07%	Acquired	6.4% (price as of 2026-08-20)
Aug. 27, 2024	KMT	A	971	$25.70	$24,955	81,523 Direct	+1.21%	Acquired	18.0% (price as of 2026-08-20)
May 28, 2024	KMT	A	1,003	$24.89	$24,965	75,931 Direct	+1.34%	Acquired	21.9% (price as of 2026-08-20)
Feb. 27, 2024	KMT	A	1,008	$24.75	$24,948	74,928 Direct	+1.36%	Acquired	22.6% (price as of 2026-08-20)
Nov. 21, 2023	KMT	A	1,017	$23.10	$23,493	73,920 Direct	+1.40%	Acquired	31.3% (price as of 2026-08-20)
Aug. 22, 2023	KMT	A	790	$26.08	$20,603	72,903 Direct	+1.10%	Acquired	16.3% (price as of 2026-08-20)
Aug. 15, 2023	KMT	A	5,579	$25.99	$144,998	5,579 Direct	—	Acquired	16.7% (price as of 2026-08-20)
Aug. 15, 2023	KMT	M	1,772	—	—	3,545 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Aug. 15, 2023	KMT	M	1,135	—	—	1,135 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Aug. 15, 2023	KMT	M	1,345	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 15, 2023	KMT	F	129	$25.99	$3,353	72,113 Direct	-0.18%	Disposed	16.7% (price as of 2026-08-20)
Aug. 15, 2023	KMT	M	4,252	$25.99	$110,509	72,242 Direct	+6.25%	Acquired	16.7% (price as of 2026-08-20)
May 23, 2023	KMT	A	790	$26.10	$20,619	67,990 Direct	+1.18%	Acquired	16.2% (price as of 2026-08-20)
April 10, 2023	SHW	A	36	$223.68	$8,052	7,735 Indirect	+0.47%	Acquired	53.6% (price as of 2026-08-20)
Feb. 28, 2023	KMT	A	727	$28.33	$20,596	67,200 Direct	+1.09%	Acquired	7.1% (price as of 2026-08-20)
Feb. 14, 2023	SHW	A	711	—	—	9,382 Direct	+8.20%	Acquired	(price as of 2026-08-20)
Jan. 6, 2023	SHW	A	177	$232.66	$41,181	7,677 Indirect	+2.36%	Acquired	47.7% (price as of 2026-08-20)
Oct. 7, 2022	SHW	A	197	$209.43	$41,258	7,482 Indirect	+2.70%	Acquired	64.0% (price as of 2026-08-20)
July 8, 2022	SHW	A	173	$237.91	$41,158	7,267 Indirect	+2.44%	Acquired	44.4% (price as of 2026-08-20)
April 8, 2022	SHW	A	156	$264.59	$41,276	7,080 Indirect	+2.25%	Acquired	29.8% (price as of 2026-08-20)
Feb. 15, 2022	SHW	A	529	—	—	8,671 Direct	+6.50%	Acquired	(price as of 2026-08-20)
Jan. 7, 2022	SHW	A	126	$327.94	$41,320	6,907 Indirect	+1.86%	Acquired	4.8% (price as of 2026-08-20)
Oct. 8, 2021	SHW	A	137	$291.45	$39,929	6,770 Indirect	+2.07%	Acquired	17.9% (price as of 2026-08-20)
July 2, 2021	SHW	A	145	$274.96	$39,869	6,621 Indirect	+2.24%	Acquired	24.9% (price as of 2026-08-20)
April 5, 2021	SHW	A	158	$253.36	$40,031	6,463 Indirect	+2.51%	Acquired	35.6% (price as of 2026-08-20)
Feb. 16, 2021	SHW	A	221	—	—	2,714 Direct	+8.86%	Acquired	(price as of 2026-08-20)
Jan. 8, 2021	SHW	A	55	$727.84	$40,031	2,097 Indirect	+2.69%	Acquired	41.6% (price as of 2026-08-20)
Oct. 2, 2020	SHW	A	58	$688.84	$39,953	2,038 Indirect	+2.93%	Acquired	49.6% (price as of 2026-08-20)
July 6, 2020	SHW	A	68	$588.25	$40,001	1,976 Indirect	+3.56%	Acquired	75.2% (price as of 2026-08-20)
April 3, 2020	SHW	A	93	$429.42	$39,936	1,904 Indirect	+5.14%	Acquired	140.0% (price as of 2026-08-20)
Feb. 18, 2020	SHW	A	277	—	—	2,493 Direct	+12.50%	Acquired	(price as of 2026-08-20)
Jan. 3, 2020	SHW	A	70	$567.91	$39,754	1,806 Indirect	+4.03%	Acquired	81.5% (price as of 2026-08-20)
Oct. 4, 2019	SHW	A	73	$549.10	$40,084	1,732 Indirect	+4.40%	Acquired	87.7% (price as of 2026-08-20)
July 5, 2019	SHW	A	88	$463.88	$40,821	1,655 Indirect	+5.62%	Acquired	122.2% (price as of 2026-08-20)
April 5, 2019	SHW	A	83	$449.23	$37,286	1,563 Indirect	+5.61%	Acquired	129.4% (price as of 2026-08-20)
Feb. 12, 2019	SHW	A	409	—	—	2,216 Direct	+22.63%	Acquired	(price as of 2026-08-20)
Jan. 4, 2019	SHW	A	94	$390.47	$36,704	1,476 Indirect	+6.80%	Acquired	164.0% (price as of 2026-08-20)
Oct. 5, 2018	SHW	A	77	$440.63	$33,929	1,373 Indirect	+5.94%	Acquired	133.9% (price as of 2026-08-20)
July 6, 2018	SHW	A	83	$409.87	$34,019	1,293 Indirect	+6.86%	Acquired	151.5% (price as of 2026-08-20)
April 6, 2018	SHW	A	81	$395.69	$32,051	1,207 Indirect	+7.19%	Acquired	160.5% (price as of 2026-08-20)
Feb. 13, 2018	SHW	A	361	—	—	1,807 Direct	+24.97%	Acquired	(price as of 2026-08-20)
Jan. 5, 2018	SHW	A	76	$419.79	$31,904	1,119 Indirect	+7.29%	Acquired	145.5% (price as of 2026-08-20)
Oct. 6, 2017	SHW	A	89	$379.83	$33,805	1,041 Indirect	+9.35%	Acquired	171.4% (price as of 2026-08-20)
Aug. 31, 2017	KMT	M	643	$35.00	$22,505	27,138 Direct	+2.43%	Acquired	-13.3% (price as of 2026-08-20)
July 7, 2017	SHW	A	97	$349.41	$33,893	949 Indirect	+11.38%	Acquired	195.0% (price as of 2026-08-20)
June 8, 2017	KMT	M	7,000	$38.99	$272,930	31,155 Direct	+28.98%	Acquired	-22.2% (price as of 2026-08-20)
June 8, 2017	KMT	S	4,700	$40.38	$189,786	26,455 Direct	-15.09%	Disposed	-24.9% (price as of 2026-08-20)
June 8, 2017	KMT	S	178	$40.41	$7,193	26,277 Direct	-0.67%	Disposed	-24.9% (price as of 2026-08-20)
June 8, 2017	KMT	S	1,722	$40.41	$69,586	24,555 Direct	-6.55%	Disposed	-24.9% (price as of 2026-08-20)
June 8, 2017	KMT	S	400	$40.42	$16,168	24,155 Direct	-1.63%	Disposed	-25.0% (price as of 2026-08-20)
May 31, 2017	KMT	M	585	$38.47	$22,505	24,155 Direct	+2.48%	Acquired	-21.1% (price as of 2026-08-20)
April 7, 2017	SHW	A	109	$312.39	$34,051	850 Indirect	+14.71%	Acquired	229.9% (price as of 2026-08-20)
Feb. 28, 2017	KMT	M	607	$37.09	$22,514	23,570 Direct	+2.64%	Acquired	-18.2% (price as of 2026-08-20)
Feb. 14, 2017	SHW	A	539	—	—	1,446 Direct	+59.43%	Acquired	(price as of 2026-08-20)
Jan. 6, 2017	SHW	A	104	$277.55	$28,865	739 Indirect	+16.38%	Acquired	271.3% (price as of 2026-08-20)
Oct. 7, 2016	SHW	A	103	$266.36	$27,435	633 Indirect	+19.43%	Acquired	286.9% (price as of 2026-08-20)
Aug. 26, 2016	KMT	M	795	$28.32	$22,514	22,294 Direct	+3.70%	Acquired	7.1% (price as of 2026-08-20)
July 1, 2016	SHW	A	93	$294.87	$27,423	528 Indirect	+21.38%	Acquired	249.5% (price as of 2026-08-20)
April 1, 2016	SHW	A	97	$283.97	$27,545	434 Indirect	+28.78%	Acquired	263.0% (price as of 2026-08-20)
Feb. 16, 2016	SHW	A	466	—	—	907 Direct	+105.67%	Acquired	(price as of 2026-08-20)
Jan. 8, 2016	SHW	A	112	$243.96	$27,324	336 Indirect	+50.00%	Acquired	322.5% (price as of 2026-08-20)
Oct. 2, 2015	SHW	A	121	$227.98	$27,586	223 Indirect	+118.63%	Acquired	352.1% (price as of 2026-08-20)
July 17, 2015	SHW	A	102	$268.14	$27,350	102 Indirect	—	Acquired	284.4% (price as of 2026-08-20)
July 15, 2015	SHW	A	441	—	—	441 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 5, 2015	CAT	A	241,985	—	—	241,985 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 9, 2014	CAT	M	95,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 9, 2014	CAT	F	14,763	$107.70	$1,589,975	136,136 Direct	-9.78%	Disposed	650.7% (price as of 2026-08-20)
Sept. 9, 2014	CAT	D	63,556	$107.70	$6,844,981	150,899 Direct	-29.64%	Disposed	650.7% (price as of 2026-08-20)
Sept. 9, 2014	CAT	M	95,000	$72.05	$6,844,750	214,455 Direct	+79.53%	Acquired	1022.2% (price as of 2026-08-20)
May 2, 2014	CAT	M	250	—	—	500 Direct	-33.33%	Disposed	(price as of 2026-08-20)
May 2, 2014	CAT	F	118	$105.16	$12,409	119,337 Direct	-0.10%	Disposed	668.9% (price as of 2026-08-20)
May 2, 2014	CAT	M	250	—	—	119,455 Direct	+0.21%	Acquired	(price as of 2026-08-20)
March 24, 2014	CAT	M	65,000	$45.64	$2,966,600	167,262 Direct	+63.56%	Acquired	1671.5% (price as of 2026-08-20)
March 24, 2014	CAT	F	46,742	$97.01	$4,534,441	120,520 Direct	-27.95%	Disposed	733.5% (price as of 2026-08-20)
March 24, 2014	CAT	M	65,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 21, 2014	CAT	M	65,000	$45.64	$2,966,600	148,150 Direct	+78.17%	Acquired	1671.5% (price as of 2026-08-20)
March 21, 2014	CAT	F	45,888	$97.15	$4,458,019	102,262 Direct	-30.97%	Disposed	732.2% (price as of 2026-08-20)
March 21, 2014	CAT	M	65,000	—	—	65,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
March 17, 2014	CAT	G	1,315	—	—	119,205 Direct	-1.09%	Disposed	(price as of 2026-08-20)
March 3, 2014	CAT	A	86,742	—	—	86,742 Direct	—	Acquired	(price as of 2026-08-20)
March 18, 2013	CAT	G	1,315	—	—	83,150 Direct	+1.61%	Acquired	(price as of 2026-08-20)
March 4, 2013	CAT	F	1,530	$91.04	$139,291	84,113 Direct	-1.79%	Disposed	788.1% (price as of 2026-08-20)
March 4, 2013	CAT	A	79,976	—	—	79,976 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2013	CAT	M	3,257	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2013	CAT	M	3,257	—	—	85,643 Direct	+3.95%	Acquired	(price as of 2026-08-20)
May 1, 2012	CAT	A	2,500	—	—	81,770 Direct	+3.15%	Acquired	(price as of 2026-08-20)
May 1, 2012	CAT	A	2,500	—	—	81,713 Direct	+3.16%	Acquired	(price as of 2026-08-20)
March 5, 2012	CAT	A	60,515	—	—	60,515 Direct	—	Acquired	(price as of 2026-08-20)
March 2, 2012	CAT	M	6,561	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 2, 2012	CAT	F	2,720	$112.87	$307,006	79,213 Direct	-3.32%	Disposed	616.3% (price as of 2026-08-20)
March 2, 2012	CAT	M	6,561	—	—	81,933 Direct	+8.70%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 256 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 15, 2025	KMT	Restricted Stock Units	Common Stock (6,898)	—	—	6,898	Acquired
Aug. 15, 2025	KMT	Restricted Stock Units	Common Stock (1,933)	—	—	1,933	Disposed
Aug. 15, 2025	KMT	Restricted Stock Units	Common Stock (1,860)	—	—	1,860	Disposed
Aug. 15, 2025	KMT	Restricted Stock Units	Common Stock (1,773)	—	—	1,773	Disposed
Aug. 15, 2023	KMT	Restricted Stock Units	Common Stock (5,579)	—	—	5,579	Acquired
Aug. 15, 2023	KMT	Restricted Stock Units	Common Stock (1,772)	—	—	1,772	Disposed
Aug. 15, 2023	KMT	Restricted Stock Units	Common Stock (1,135)	—	—	1,135	Disposed
Aug. 15, 2023	KMT	Restricted Stock Units	Common Stock (1,345)	—	—	1,345	Disposed
Jan. 5, 2015	CAT	Employee Stock Option	Common Stock (241,985)	$88.51	Feb. 1, 2020	241,985	Acquired
Sept. 9, 2014	CAT	Stock Appreciation Right	Common Stock (95,000)	$72.05	Feb. 17, 2016	95,000	Disposed
May 2, 2014	CAT	Restricted Stock Units	Common Stock (250)	—	—	250	Disposed
March 24, 2014	CAT	Employee Stock Options	Common Stock (65,000)	$45.64	Feb. 18, 2015	65,000	Disposed
March 21, 2014	CAT	Employee Stock Options	Common Stock (65,000)	$45.64	Feb. 18, 2015	65,000	Disposed
March 3, 2014	CAT	Employee Stock Options	Common Stock (86,742)	$96.31	March 3, 2024	86,742	Acquired
March 4, 2013	CAT	Employee Stock Option (right to buy)	Common Stock (79,976)	$89.75	March 4, 2023	79,976	Acquired
March 1, 2013	CAT	Restricted Stock Units	Common Stock (3,257)	—	March 1, 2013	3,257	Disposed
March 5, 2012	CAT	Employee Stock Option (right to buy)	Common (60,515)	$110.09	March 5, 2022	60,515	Acquired
March 2, 2012	CAT	Restricted Stock Units	Common (6,561)	—	March 2, 2012	6,561	Disposed
Jan. 31, 2012	CAT	Employee Stock Option [F3]	Common (126,000)	$38.63	June 8, 2014	126,000	Disposed
May 2, 2011	CAT	Restricted Stock Units	Common (750)	—	—	750	Acquired
May 2, 2011	CAT	Phantom Stock Units	Common (47)	—	—	47	Acquired
March 7, 2011	CAT	Stock Appreciation Rights	Common (58,788)	$102.13	March 7, 2021	58,788	Acquired
March 3, 2011	CAT	Restricted Stock Units	Common (4,109)	—	March 3, 2011	4,109	Disposed
Feb. 1, 2011	CAT	Employee Stock Option [F5]	Common (54,000)	$27.14	June 10, 2013	54,000	Disposed
Feb. 1, 2011	CAT	Phantom Stock Units	Common (125)	—	—	125	Acquired
Sept. 30, 2010	CAT	Phantom Stock Units	Common (46)	—	—	46	Acquired
Aug. 31, 2010	CAT	Phantom Stock Units	Common (56)	—	—	56	Acquired
Aug. 1, 2010	KMT	Restricted Stock Units	Common Stock (1,488)	—	July 31, 2020	1,488	Acquired
Aug. 1, 2010	KMT	Stock Options (right to buy)	Common Stock (7,000)	$26.89	July 31, 2020	7,000	Acquired
July 30, 2010	CAT	Phantom Stock Units	Common (52)	—	—	52	Acquired
July 27, 2010	CAT	Employee Stock Option [F5]	Common (60,000)	$25.36	June 11, 2012	60,000	Disposed
June 30, 2010	CAT	Phantom Stock Units	Common (60)	—	—	60	Acquired
May 28, 2010	CAT	Phantom Stock Units	Common (176)	—	—	176	Acquired
March 2, 2010	CAT	Restricted Stock Units	Common (4,832)	—	March 2, 2010	4,832	Disposed
March 1, 2010	CAT	Restricted Stock Units	Common (3,257)	—	—	3,257	Acquired
March 1, 2010	CAT	Stock Appreciation Rights	Common (134,851)	$57.85	March 1, 2020	134,851	Acquired
Dec. 31, 2009	CAT	Phantom Stock Units	Common (186)	—	—	186	Acquired
Nov. 30, 2009	CAT	Phantom Stock Units	Common (62)	—	—	62	Acquired
Oct. 30, 2009	CAT	Phantom Stock Units	Common (157)	—	—	157	Acquired
Sept. 30, 2009	CAT	Phantom Stock Units	Common (71)	—	—	71	Acquired
Aug. 31, 2009	CAT	Phantom Stock Units	Common (80)	—	—	80	Acquired
Aug. 24, 2009	CAT	Employee Stock Option [F5]	Common (48,000)	$26.76	June 12, 2011	48,000	Disposed
Aug. 1, 2009	KMT	Restricted Stock Units	Common Stock (1,863)	—	July 31, 2019	1,863	Acquired
Aug. 1, 2009	KMT	Stock Option (right to buy)	Common Stock (7,000)	$21.48	July 31, 2019	7,000	Acquired
July 31, 2009	CAT	Phantom Stock Units	Common (82)	—	—	82	Acquired
June 30, 2009	CAT	Phantom Stock Units	Common (685)	—	—	685	Acquired
March 2, 2009	CAT	Restricted Stock Units	Common (6,561)	—	—	6,561	Acquired
March 2, 2009	CAT	Stock Appreciation Rights	Common (148,722)	$22.17	March 2, 2019	148,722	Acquired
Nov. 17, 2008	KMT	Stock Credits	Common Stock (762)	—	—	762	Acquired
Aug. 20, 2008	KMT	Stock Credits	Common Stock (378)	—	—	378	Acquired
Aug. 1, 2008	KMT	Non-Qualified Stock Option (right to buy)	Common Stock (7,000)	$29.60	Aug. 1, 2018	7,000	Acquired
Aug. 1, 2008	KMT	Stock Credits	Common Stock (1,352)	—	—	1,352	Acquired
May 20, 2008	KMT	Stock Credits	Common Stock (350)	—	—	350	Acquired
April 23, 2008	CAT	Employee Stock Option [F5]	Common (5,202)	$19.20	June 12, 2010	5,202	Disposed
April 18, 2008	CAT	Employee Stock Option [F5]	Common (2,798)	$19.20	June 12, 2010	2,798	Disposed
April 17, 2008	CAT	Employee Stock Option [F5]	Common (40,000)	$19.20	June 12, 2010	40,000	Disposed
March 3, 2008	CAT	Restricted Stock Units	Common (4,109)	—	—	4,109	Acquired
March 3, 2008	CAT	Stock Appreciation Rights	Common (111,294)	$73.20	March 3, 2018	111,294	Acquired
Feb. 20, 2008	KMT	Stock Credits [F1]	Common Stock (423)	—	—	423	Acquired
Nov. 19, 2007	KMT	Stock Credits	Common Stock (163)	—	—	163	Acquired
Aug. 22, 2007	KMT	Stock Credits	Common Stock (163)	—	—	163	Acquired
Aug. 1, 2007	KMT	Stock Credits	Common Stock (513)	—	—	513	Acquired
Aug. 1, 2007	KMT	Stock Option (right to buy)	Common Stock (3,500)	$77.98	July 31, 2017	3,500	Acquired
May 22, 2007	KMT	Stock Credits	Common Stock (169)	—	—	169	Acquired
March 2, 2007	CAT	Restricted Stock Units	Common (4,832)	—	—	4,832	Acquired
March 2, 2007	CAT	Stock Appreciation Right	Common (124,694)	$63.04	March 2, 2017	124,694	Acquired
Feb. 21, 2007	KMT	Stock Credits	Common Stock (194)	—	—	194	Acquired
Nov. 20, 2006	KMT	Stock Credits	Common Stock (205)	—	—	205	Acquired
Aug. 23, 2006	KMT	Stock Credits	Common Stock (242)	—	—	242	Acquired
July 25, 2006	KMT	Stock Credits	Common Stock (739)	—	—	739	Acquired
July 25, 2006	KMT	Stock Option (right to buy)	Common Stock (3,500)	$54.12	July 24, 2016	3,500	Acquired
May 23, 2006	KMT	Stock Credits	Common Stock (211)	—	—	211	Acquired
Feb. 22, 2006	KMT	Stock Credits	Common Stock (213)	—	—	213	Acquired
Feb. 17, 2006	CAT	Stock Appreciation Right	Common (95,000)	$72.05	Feb. 17, 2016	95,000	Acquired
Jan. 31, 2006	CAT	Employee Stock Option [F4]	Common (3,208)	$31.17	June 8, 2009	3,208	Disposed
Jan. 31, 2006	CAT	Employee Stock Option [F4]	Common (3,590)	$27.84	June 9, 2008	3,590	Disposed
Jan. 31, 2006	CAT	Employee Stock Option [F4]	Common (38,792)	$31.17	June 8, 2009	38,792	Disposed
Jan. 31, 2006	CAT	Employee Stock Option [F4]	Common (13,330)	$27.84	June 9, 2008	13,330	Disposed
Nov. 21, 2005	KMT	Stock Credits	Common Stock (198)	—	—	198	Acquired
Aug. 24, 2005	KMT	Stock Credits	Common Stock (239)	—	—	239	Acquired
July 25, 2005	KMT	Stock Credits	Common Stock (198)	—	—	198	Acquired
July 25, 2005	KMT	Stock Option (right to buy)	Common Stock (9,000)	$50.60	July 24, 2015	9,000	Acquired
May 11, 2005	CAT	Employee Stock Option [F4]	Common (1,934)	$51.66	June 10, 2007	1,934	Disposed
May 11, 2005	CAT	Employee Stock Option [F4]	Common (3,038)	$32.91	June 11, 2006	3,038	Disposed
May 4, 2005	CAT	Employee Stock Option [F4]	Common (4,366)	$51.66	June 10, 2007	4,366	Disposed
May 4, 2005	CAT	Employee Stock Option [F4]	Common (3,262)	$32.91	June 11, 2006	3,262	Disposed
Feb. 18, 2005	CAT	Option (NQ) [F4]	Common (65,000)	$91.28	Feb. 18, 2015	65,000	Acquired
Jan. 31, 2005	CAT	Phantom Stock Units	Common (33)	—	—	33	Acquired
Dec. 31, 2004	CAT	Phantom Stock Units	Common (30)	—	—	30	Acquired
Nov. 30, 2004	CAT	Phantom Stock Units	Common (32)	—	—	32	Acquired
Oct. 29, 2004	CAT	Phantom Stock Units	Common (36)	—	—	36	Acquired
Sept. 30, 2004	CAT	Phantom Stock Units	Common (36)	—	—	36	Acquired
Aug. 31, 2004	CAT	Phantom Stock Units	Common (40)	—	—	40	Acquired
July 30, 2004	CAT	Phantom Stock Units	Common (40)	—	—	40	Acquired
June 30, 2004	CAT	Phantom Stock Units	Common (37)	—	Aug. 8, 1988	37	Acquired
June 8, 2004	CAT	Option (NQ) [F3]	Common (63,000)	$77.26	June 8, 2014	63,000	Acquired
May 28, 2004	CAT	Phantom Stock Units	Common (39)	—	Aug. 8, 1988	39	Acquired
April 30, 2004	CAT	Phantom Stock Units	Common (37)	—	Aug. 8, 1988	37	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (751)	—	Aug. 8, 1988	751	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (35)	—	Aug. 8, 1988	35	Acquired

Showing latest 100 of 108 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 15, 2015	SHW	No securities are beneficially owned	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CAT

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2006	$657,747	—	—	$2,226,118	$1,501,523	$621,107	$78,674	$5,215,169
2004	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.