Steven Koh

Insider

First SEC filing: Aug. 2, 2016 · Latest: Aug. 2, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

HOPE selling Nov. 20, 2024

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 22, 2025	HOPE	A	8,214	$10.08	$82,797	86,508 Direct	+10.49%	Acquired	38.0% (price as of 2026-08-20)
Nov. 20, 2024	HOPE	S	96,620	$13.33	$1,287,945	3,167,023 Indirect	-2.96%	Disposed	4.4% (price as of 2026-08-20)
July 3, 2024	HOPE	A	7,878	$10.51	$82,798	78,294 Direct	+11.19%	Acquired	32.4% (price as of 2026-08-20)
June 12, 2024	HOPE	S	30,543	$10.18	$310,928	3,263,643 Indirect	-0.93%	Disposed	36.6% (price as of 2026-08-20)
June 11, 2024	HOPE	S	3,857	$9.94	$38,339	3,294,186 Indirect	-0.12%	Disposed	39.9% (price as of 2026-08-20)
May 23, 2023	HOPE	A	9,628	$8.60	$82,801	70,416 Direct	+15.84%	Acquired	61.7% (price as of 2026-08-20)
May 19, 2022	HOPE	A	6,022	—	—	60,788 Direct	+11.00%	Acquired	(price as of 2026-08-20)
Jan. 27, 2022	HOPE	M	105,510	$5.02	$529,660	0 Direct	-100.00%	Disposed	177.1% (price as of 2026-08-20)
Jan. 27, 2022	HOPE	F	71,821	$16.67	$1,197,256	54,766 Direct	-56.74%	Disposed	-16.6% (price as of 2026-08-20)
Jan. 27, 2022	HOPE	M	105,510	$5.02	$529,660	126,587 Direct	+500.59%	Acquired	177.1% (price as of 2026-08-20)
May 20, 2021	HOPE	M	9,019	$15.36	$138,532	0 Direct	-100.00%	Disposed	-9.4% (price as of 2026-08-20)
May 20, 2021	HOPE	A	5,391	—	—	5,391 Direct	—	Acquired	(price as of 2026-08-20)
May 20, 2021	HOPE	M	9,019	$15.36	$138,532	15,686 Direct	+135.28%	Acquired	-9.4% (price as of 2026-08-20)
June 18, 2020	HOPE	A	9,019	$9.18	$82,794	9,019 Direct	—	Acquired	51.5% (price as of 2026-08-20)
June 12, 2020	HOPE	S	55,439	$9.12	$505,604	3,304,710 Indirect	-1.65%	Disposed	52.5% (price as of 2026-08-20)
June 8, 2020	HOPE	S	110,681	$10.94	$1,210,850	3,360,149 Indirect	-3.19%	Disposed	27.1% (price as of 2026-08-20)
June 5, 2020	HOPE	S	135,171	$10.64	$1,438,219	3,470,830 Indirect	-3.75%	Disposed	30.7% (price as of 2026-08-20)
June 4, 2020	HOPE	S	90,000	$9.74	$876,600	3,606,001 Indirect	-2.44%	Disposed	42.8% (price as of 2026-08-20)
June 3, 2020	HOPE	S	30,913	$9.78	$302,329	3,696,001 Indirect	-0.83%	Disposed	42.2% (price as of 2026-08-20)
June 2, 2020	HOPE	S	18,875	$9.47	$178,746	3,726,914 Indirect	-0.50%	Disposed	46.9% (price as of 2026-08-20)
June 1, 2020	HOPE	S	5,760	$9.61	$55,354	3,745,789 Indirect	-0.15%	Disposed	44.7% (price as of 2026-08-20)
May 28, 2020	HOPE	S	41,081	$10.11	$415,329	3,751,549 Indirect	-1.08%	Disposed	37.6% (price as of 2026-08-20)
May 27, 2020	HOPE	S	50,000	$10.36	$518,000	3,792,630 Indirect	-1.30%	Disposed	34.3% (price as of 2026-08-20)
Aug. 22, 2019	HOPE	S	16,510	$13.62	$224,866	0 Indirect	-100.00%	Disposed	2.1% (price as of 2026-08-20)
Aug. 21, 2019	HOPE	S	11,352	$13.60	$154,387	16,510 Indirect	-40.74%	Disposed	2.3% (price as of 2026-08-20)
Aug. 20, 2019	HOPE	S	10,829	$13.61	$147,383	27,862 Indirect	-27.99%	Disposed	2.2% (price as of 2026-08-20)
Aug. 19, 2019	HOPE	S	5,323	$13.84	$73,670	38,691 Indirect	-12.09%	Disposed	0.5% (price as of 2026-08-20)
Aug. 16, 2019	HOPE	S	10,000	$13.58	$135,800	44,014 Indirect	-18.51%	Disposed	2.4% (price as of 2026-08-20)
Sept. 1, 2018	HOPE	M	6,667	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 1, 2018	HOPE	M	6,667	—	—	6,667 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 30, 2017	HOPE	S	41,423	$19.00	$787,037	54,014 Indirect	-43.40%	Disposed	-26.8% (price as of 2026-08-20)
Nov. 29, 2017	HOPE	S	47,833	$19.22	$919,350	95,437 Indirect	-33.39%	Disposed	-27.6% (price as of 2026-08-20)
Nov. 27, 2017	HOPE	S	10,000	$17.95	$179,500	143,270 Indirect	-6.52%	Disposed	-22.5% (price as of 2026-08-20)
Sept. 1, 2016	HOPE	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 1, 2016	HOPE	A	13,333	—	—	13,333 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 1, 2016	HOPE	A	0	—	—	3,975,900 Indirect	0.00%	Acquired	(price as of 2026-08-20)
Sept. 1, 2016	HOPE	A	6,667	—	—	6,667 Direct	—	Acquired	(price as of 2026-08-20)
July 29, 2016	HOPE	A	153,270	—	—	153,270 Indirect	—	Acquired	(price as of 2026-08-20)
July 29, 2016	HOPE	A	3,226,092	—	—	3,226,092 Indirect	—	Acquired	(price as of 2026-08-20)
July 29, 2016	HOPE	A	594,928	—	—	594,928 Indirect	—	Acquired	(price as of 2026-08-20)
July 29, 2016	HOPE	A	805	—	—	805 Indirect	—	Acquired	(price as of 2026-08-20)
July 29, 2016	HOPE	A	805	—	—	805 Indirect	—	Acquired	(price as of 2026-08-20)
July 29, 2016	HOPE	A	105,510	—	—	105,510 Direct	—	Acquired	(price as of 2026-08-20)
July 29, 2016	HOPE	A	6,167	—	—	6,167 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 27, 2022	HOPE	Stock Option (right to buy)	Common Stock (105,510)	$5.02	Jan. 30, 2022	105,510	Disposed
May 20, 2021	HOPE	Restricted Stock Units	Common Stock (9,019)	—	—	9,019	Disposed
May 20, 2021	HOPE	Restricted Stock Units	Common Stock (5,391)	—	—	5,391	Acquired
June 18, 2020	HOPE	Restricted Stock Units	Common Stock (9,019)	—	—	9,019	Acquired
Sept. 1, 2018	HOPE	Restricted Stock Units	Common Stock (6,667)	—	—	6,667	Disposed
Sept. 1, 2016	HOPE	Non-qualified stock option (right to buy)	Common stock (30,000)	$17.18	Sept. 1, 2026	30,000	Acquired
Sept. 1, 2016	HOPE	Restricted Stock Units	Common stock (13,333)	—	—	13,333	Acquired
July 29, 2016	HOPE	Stock Option (Right To Buy)	Common Stock (105,510)	$5.02	Jan. 28, 2022	105,510	Acquired
July 29, 2016	HOPE	Stock Option (Right To Buy)	Common Stock (6,167)	$14.65	Aug. 25, 2025	6,167	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 2, 2016	HOPE	None (but see footnote 1) [F1]	0	Direct